RECITALS:Agreement and Plan of Merger • September 11th, 2000 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • North Carolina
1. Voting Agreement ----------------Shareholders Agreement • August 19th, 1998 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
STOCK OPTION AGREEMENT This STOCK OPTION AGREEMENT (the "Agreement") is made and entered into this 15th day of July 1999, by and between JWGenesis Financial Corp., a Florida corporation (the "Company"), and John Elway (the "Optionee"). W I T N E S S E...Stock Option Agreement • August 13th, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
EMPLOYMENT AGREEMENT This Employment Agreement (the "AGREEMENT") is entered into as of the 15th day of July, 1999 ("COMMENCEMENT DATE"), by and between JWGenesis Financial Corp., a Florida corporation with its principal offices at 980 N. Federal...Employment Agreement • August 13th, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Georgia
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of the 12th day of June, 1998, by and between GREGG S. GLASER, a resident of the State of Florida ("Executive" ), and JWGENESIS FINANCIAL CORP., a Florida...Employment Agreement • November 3rd, 1998 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of the _____ day of _________, 1998, by and between WILL K. WEINSTEIN, a resident of the State of _________ ("Executive"), and JW GENESIS...Employment Agreement • April 22nd, 1998 • J W Genesis Financial Corp • Security brokers, dealers & flotation companies • Florida
FORM OF EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of the _____ day of __________, 1998, by and between [Marshall T. Leeds][Philip C. Stapleton][Joel E. Marks], a resident of the State of _________...Employment Agreement • March 10th, 1998 • J W Genesis Financial Corp • Florida
STOCKHOLDERS AGREEMENTStockholders Agreement • August 13th, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
Exhibit 99(f) AMENDMENT TO EMPLOYMENT AGREEMENT ____________________Employment Agreement • April 2nd, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies
ARTICLE ITransition Services Agreement • June 15th, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies
VOTING AGREEMENT Genesis Merchant Group Securities LLC 909 Montgomery, Suite 600 San Francisco, CA 94133 Gentlemen: In connection with the proposed combination (the "Combination") between JW Charles Financial Services, Inc. ("JWCFS") and Genesis...Voting Agreement • March 10th, 1998 • J W Genesis Financial Corp
In connection with the proposed combination (the "Combination") between JW Charles Financial Services, Inc. ("JWCFS") and Genesis Merchant Group Securities LLC ("Genesis"), pursuant to an Agreement and Plan of Combination of even date herewith among JWCFS, JW Genesis Financial Corp., Genesis, and the Genesis Members named therein (the "Agreement"), the undersigned agree to vote any and all shares of JWCFS capital stock owned or controlled by them in favor of the Combination.
AGREEMENT ---------Agreement • April 3rd, 2000 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Georgia
FISERV, INC.,Stock Purchase Agreement • April 30th, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Wisconsin
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of the 12th day of June, 1998, by and between WILL K. WEINSTEIN, a resident of the State of California ("Executive"), and JWGENESIS FINANCIAL CORP., a Florida...Employment Agreement • August 19th, 1998 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of the 12th day of June, 1998, by and between PHILLIP C. STAPLETON a resident of the State of California ("Executive"), and JWGENESIS FINANCIAL CORP., a...Employment Agreement • August 19th, 1998 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
AGREED FORM OF -------------- FULLY DISCLOSED CORRESPONDENT AGREEMENT --------------------------------------- JWGenesis Clearing Corp. and Fiserv Correspondent Services, Inc. (collectively referred to herein as "FCSI") and [fill in name of Broker-...Jwgenesis Financial Corp / • June 15th, 1999 • Security brokers, dealers & flotation companies • Colorado
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of the 12th day of June, 1998, by and between JOEL E. MARKS, a resident of the State of Georgia ("Executive"), and JWGENESIS FINANCIAL CORP., a Florida...Employment Agreement • August 19th, 1998 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
AMENDMENT TO NONSOLICITATION AGREEMENTNonsolicitation Agreement • April 14th, 2000 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies
ANDAgreement and Plan of Combination • April 22nd, 1998 • J W Genesis Financial Corp • Security brokers, dealers & flotation companies • Florida
EXHIBIT 99(j) AGREEMENT ---------Exhibit 99 • April 3rd, 2000 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Georgia
Exhibit 99(i)Nonsolicitation Agreement • April 2nd, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into as of the 12th day of June, 1998, by and between MARSHALL T. LEEDS, a resident of the State of Florida ("Executive"), and JWGENESIS FINANCIAL CORP., a Florida...Employment Agreement • August 19th, 1998 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
2- factors), patterns (including investment patterns), compilations (including stock selection and buy lists), programs, devices, methods (including stock selection and portfolio design and monitoring methods), techniques, drawings, processes,...Equity Exchange and Conciliation Agreement • March 18th, 1999 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies
Exhibit 99(j) NONSOLICITATION AGREEMENT ------------------------- THIS AGREEMENT is made and entered into this 12th day of June, 1998, by and among JWGenesis Financial Corp., a Florida corporation ("Company"), JW Charles Financial Services, Inc., a...Nonsolicitation Agreement • April 14th, 2000 • Jwgenesis Financial Corp / • Security brokers, dealers & flotation companies • Florida
