Engagement Year Base Fee --------------- -------- 2003 $1,323,000 2004 $1,521,000 2005 $1,749,000 2006 $2,011,000Consulting Agreement • January 7th, 2002 • Ppi Capital Group Inc • Services-health services • New York
Contract Type FiledJanuary 7th, 2002 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT OF PPI CAPITAL GROUP, INC.Warrant Agreement • June 25th, 2001 • Ppi Capital Group Inc • Services-health services • Delaware
Contract Type FiledJune 25th, 2001 Company Industry Jurisdiction
SECURITY AGREEMENT THIS SECURITY AGREEMENT (this "Agreement") is made as of February 28, 2003 by and between PCS Research Technology, Inc. a Delaware corporation ("Debtor") and Global Capital Funding Group, L.P., a Delaware limited partnership...Security Agreement • May 16th, 2003 • PCS Research Technology Inc • Services-computer processing & data preparation • Delaware
Contract Type FiledMay 16th, 2003 Company Industry Jurisdiction
AGREEMENT ---------Agreement • February 7th, 2003 • PCS Research Technology Inc • Services-computer processing & data preparation • New York
Contract Type FiledFebruary 7th, 2003 Company Industry Jurisdiction
Employment Year Base Salary --------------- ----------- 2003 $1,323,000 2004 $1,521,000 2005 $1,749,000 2006 $2,011,000Employment Agreement • January 7th, 2002 • Ppi Capital Group Inc • Services-health services • California
Contract Type FiledJanuary 7th, 2002 Company Industry Jurisdiction
14% CONVERTIBLE DEBENTURE ofSecurities Purchase Agreement • November 28th, 2005 • Sagient Research Systems, Inc. • Investment advice • Delaware
Contract Type FiledNovember 28th, 2005 Company Industry Jurisdiction
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • November 6th, 2001 • Ppi Capital Group Inc • Services-health services • California
Contract Type FiledNovember 6th, 2001 Company Industry Jurisdiction
Exhibit 10.17 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of March 6, 2002, between DirectPlacement, Inc., a Delaware corporation (the "Company") and GCA Strategic Investment Fund Limited (the "Fund"), a...Registration Rights Agreement • April 2nd, 2002 • Directplacement Inc • Services-health services • Delaware
Contract Type FiledApril 2nd, 2002 Company Industry Jurisdiction
VOTING AGREEMENTVoting Agreement • January 7th, 2002 • Ppi Capital Group Inc • Services-health services • Delaware
Contract Type FiledJanuary 7th, 2002 Company Industry Jurisdiction
Exhibit 10.12 SECURITIES PURCHASE AGREEMENT AGREEMENT, dated as of December 17, 2001, between DirectPlacement, Inc. (the "Company") and Global Capital Funding Group, L.P. ("Purchaser"). R E C I T A L S: WHEREAS, the Company desires to sell and issue...Securities Purchase Agreement • April 2nd, 2002 • Directplacement Inc • Services-health services • Delaware
Contract Type FiledApril 2nd, 2002 Company Industry Jurisdiction
Execution Copy] REGISTRATION RIGHTS AGREEMENT THIS AGREEMENT (as the same may be modified, amended, supplemented and/or restated from time to time, this "Agreement"), dated as of December 21, 2001 (the "Agreement Date"), is by and among...Registration Rights Agreement • January 7th, 2002 • Ppi Capital Group Inc • Services-health services • New York
Contract Type FiledJanuary 7th, 2002 Company Industry Jurisdiction
ARTICLE II REPRESENTATIONS AND WARRANTIESStock Exchange Agreement • June 25th, 2001 • Ppi Capital Group Inc • Services-health services • Delaware
Contract Type FiledJune 25th, 2001 Company Industry Jurisdiction
GUARANTEEGuarantee • April 2nd, 2002 • Directplacement Inc • Services-health services • New York
Contract Type FiledApril 2nd, 2002 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT -------------------- EMPLOYMENT AGREEMENT, dated as of October 26, 2001, by and between DP Securities, Inc., a California corporation (the "Company"), and F. TIMOTHY HURLEY, an individual residing at 811 Minor Drive, Escondido, CA...Employment Agreement • November 6th, 2001 • Ppi Capital Group Inc • Services-health services • California
Contract Type FiledNovember 6th, 2001 Company Industry Jurisdiction
14% CONVERTIBLE DEBENTURE ofConvertible Debenture • May 16th, 2003 • PCS Research Technology Inc • Services-computer processing & data preparation • Delaware
Contract Type FiledMay 16th, 2003 Company Industry Jurisdiction
AMENDMENT NUMBER 1 TO WARRANT ------------------Warrant Amendment • May 16th, 2003 • PCS Research Technology Inc • Services-computer processing & data preparation • Delaware
Contract Type FiledMay 16th, 2003 Company Industry Jurisdiction
BY AND AMONGMerger Agreement • January 7th, 2002 • Ppi Capital Group Inc • Services-health services • New York
Contract Type FiledJanuary 7th, 2002 Company Industry Jurisdiction
WITNESSETH:At-Will Employment Agreement • April 2nd, 2002 • Directplacement Inc • Services-health services • California
Contract Type FiledApril 2nd, 2002 Company Industry Jurisdiction
Exhibit 10.16 SECURITIES PURCHASE AGREEMENT AGREEMENT, dated as of March 6, 2002, among DirectPlacement, Inc. (the "Company") and GCA Strategic Investment Fund Limited ("Purchaser"). R E C I T A L S: WHEREAS, the Company desires to sell and issue to...Securities Purchase Agreement • April 2nd, 2002 • Directplacement Inc • Services-health services • Delaware
Contract Type FiledApril 2nd, 2002 Company Industry Jurisdiction
1 MASTER PROMISSORY NOTE FOR VALUE RECEIVED, PPI CAPITAL GROUP, INC, a Utah corporation ("Borrower"), promises to pay to MARK A. SCHARMANN, an individual ("Lender"), or order, the principal amount set forth on Schedule A (and any amendments thereto),...Master Promissory Note • July 20th, 1999 • Ppi Capital Group Inc • Services-health services • Utah
Contract Type FiledJuly 20th, 1999 Company Industry Jurisdiction