INDENTUREIndenture • May 15th, 2001 • Neuberger Berman Inc • Investment advice • New York
ARTICLE III REPRESENTATIONS AND WARRANTIESAgreement and Plan of Merger • July 22nd, 2003 • Neuberger Berman Inc • Investment advice • Delaware
Execution Copy REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT is made and entered into as of May 4, 2001 by and between Neuberger Berman Inc., a Delaware corporation (the "Company"), and Merrill Lynch & Co., Merrill Lynch, Pierce,...Registration Rights Agreement • May 15th, 2001 • Neuberger Berman Inc • Investment advice • New York
Common Stock (par value $0.01 per share)Neuberger Berman Inc • July 31st, 2002 • Investment advice • New York
Form of Underwriting Agreement] Neuberger Berman Inc.Neuberger Berman Inc • June 28th, 2001 • Investment advice • New York
TABLE OF CONTENTSStockholders Agreement • October 18th, 1999 • Neuberger Berman Inc • Investment advice • Delaware
Exhibit 10.9 FIRST AMENDMENT TO SUBORDINATED LOAN AGREEMENT -- CASH OF NEUBERGER & BERMAN, LLC This first amendment to the Subordinated Loan Agreement -- Cash, dated August 31, 1998 (the "Subordinated Loan Agreement"), between NB Associates, LLC (the...Neuberger Berman Inc • September 14th, 1999 • Investment advice • New York
of Company Common Stock (other than employee stock options to purchase Company Common Stock held by such Stockholder and shares issuable after the date hereof upon the exercise of such options) owned beneficially by such Stockholder and its respective...Voting Agreement • July 22nd, 2003 • Neuberger Berman Inc • Investment advice • Delaware
COMMON STOCK (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT (U.S. VERSION)Neuberger Berman Inc • October 6th, 1999 • Investment advice • New York
Exhibit 10.6 NON-COMPETITION AGREEMENTNon-Competition Agreement • August 4th, 1999 • Neuberger Berman Inc • Investment advice • New York
NYSE CSA FORM 1D SUBORDINATED LOAN AGREEMENT - CASH THIS AGREEMENT is entered into this 31 day of August 1998 between NB Associates, LLC (the "Lender") and Neuberger & Berman, LLC (the "Organization"). 1. GENERAL - Subject to the terms and conditions...Neuberger Berman Inc • September 14th, 1999 • Investment advice • New York
Exhibit 10.10 SECOND AMENDMENT TO SUBORDINATED LOAN AGREEMENT -- CASH OF NEUBERGER BERMAN, LLC This second amendment to the Subordinated Loan Agreement - Cash, dated August 31, 1998, as amended by the First Amendment to the Subordinated Loan Agreement...Subordinated Loan Agreement • September 14th, 1999 • Neuberger Berman Inc • Investment advice • New York
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D filed herewith (and any amendments thereto) in respect of the shares of common...Joint Filing Agreement • October 18th, 1999 • Neuberger Berman Inc • Investment advice
PLAN OF MERGER AND EXCHANGE AGREEMENTPlan of Merger and Exchange Agreement • August 4th, 1999 • Neuberger Berman Inc • Investment advice • New York
AMENDMENT NO. 1 TO THE NEUBERGER BERMAN INC. PLAN OF MERGER AND EXCHANGE AGREEMENT AMENDMENT NO. 1, dated as of September 30, 1999 (this "AMENDMENT"), to the Plan of Merger and Exchange Agreement, dated as of August 2, 1999 (the "MERGER AND EXCHANGE...Merger and Exchange Agreement • October 6th, 1999 • Neuberger Berman Inc • Investment advice
Joint Filing AgreementJoint Filing Agreement • October 2nd, 2002 • Neuberger Berman Inc • Investment advice
In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agrees that the Schedule 13D filed herewith (and any amendments thereto) in respect of the shares of common stock (the “Common Stock”) of Neuberger Berman Inc., a Delaware corporation, is filed jointly on behalf of each such person, and further agrees that this Joint Filing Agreement be included as an exhibit to such joint filings. This Joint Filing Agreement constitutes the entire agreement of the undersigned with respect to the subject matter hereof and supersedes and replaces any prior joint filing agreement entered into by any of the undersigned in respect of the Common Stock.
Joint Filing AgreementJoint Filing Agreement • January 28th, 2003 • Neuberger Berman Inc • Investment advice
In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agrees that the Schedule 13D filed herewith (and any amendments thereto) in respect of the shares of common stock (the “Common Stock”) of Neuberger Berman Inc., a Delaware corporation, is filed jointly on behalf of each such person, and further agrees that this Joint Filing Agreement be included as an exhibit to such joint filings. This Joint Filing Agreement constitutes the entire agreement of the undersigned with respect to the subject matter hereof and supersedes and replaces any prior joint filing agreement entered into by any of the undersigned in respect of the Common Stock.
FORM OF EMPLOYMENT AGREEMENTEmployment Agreement • August 4th, 1999 • Neuberger Berman Inc • Investment advice • New York
