INDENTUREIndenture • May 15th, 2001 • Neuberger Berman Inc • Investment advice • New York
Contract Type FiledMay 15th, 2001 Company Industry Jurisdiction
ARTICLE III REPRESENTATIONS AND WARRANTIESMerger Agreement • July 22nd, 2003 • Neuberger Berman Inc • Investment advice • Delaware
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Common Stock (par value $0.01 per share)Underwriting Agreement • July 31st, 2002 • Neuberger Berman Inc • Investment advice • New York
Contract Type FiledJuly 31st, 2002 Company Industry Jurisdiction
Execution Copy REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT is made and entered into as of May 4, 2001 by and between Neuberger Berman Inc., a Delaware corporation (the "Company"), and Merrill Lynch & Co., Merrill Lynch, Pierce,...Registration Rights Agreement • May 15th, 2001 • Neuberger Berman Inc • Investment advice • New York
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TABLE OF CONTENTSStockholders Agreement • October 18th, 1999 • Neuberger Berman Inc • Investment advice • Delaware
Contract Type FiledOctober 18th, 1999 Company Industry Jurisdiction
of Company Common Stock (other than employee stock options to purchase Company Common Stock held by such Stockholder and shares issuable after the date hereof upon the exercise of such options) owned beneficially by such Stockholder and its respective...Voting Agreement • July 22nd, 2003 • Neuberger Berman Inc • Investment advice • Delaware
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Exhibit 10.6 NON-COMPETITION AGREEMENTNon-Competition Agreement • August 4th, 1999 • Neuberger Berman Inc • Investment advice • New York
Contract Type FiledAugust 4th, 1999 Company Industry Jurisdiction
COMMON STOCK (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT (U.S. VERSION)Underwriting Agreement • October 6th, 1999 • Neuberger Berman Inc • Investment advice • New York
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Form of Underwriting Agreement] Neuberger Berman Inc.Underwriting Agreement • June 28th, 2001 • Neuberger Berman Inc • Investment advice • New York
Contract Type FiledJune 28th, 2001 Company Industry Jurisdiction
NYSE CSA FORM 1D SUBORDINATED LOAN AGREEMENT - CASH THIS AGREEMENT is entered into this 31 day of August 1998 between NB Associates, LLC (the "Lender") and Neuberger & Berman, LLC (the "Organization"). 1. GENERAL - Subject to the terms and conditions...Subordinated Loan Agreement • September 14th, 1999 • Neuberger Berman Inc • Investment advice • New York
Contract Type FiledSeptember 14th, 1999 Company Industry Jurisdiction
FORM OF EMPLOYMENT AGREEMENTEmployment Agreement • August 4th, 1999 • Neuberger Berman Inc • Investment advice • New York
Contract Type FiledAugust 4th, 1999 Company Industry Jurisdiction
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D filed herewith (and any amendments thereto) in respect of the shares of common...Joint Filing Agreement • October 18th, 1999 • Neuberger Berman Inc • Investment advice
Contract Type FiledOctober 18th, 1999 Company Industry
AMENDMENT NO. 1 TO THE NEUBERGER BERMAN INC. PLAN OF MERGER AND EXCHANGE AGREEMENT AMENDMENT NO. 1, dated as of September 30, 1999 (this "AMENDMENT"), to the Plan of Merger and Exchange Agreement, dated as of August 2, 1999 (the "MERGER AND EXCHANGE...Plan of Merger and Exchange Agreement • October 6th, 1999 • Neuberger Berman Inc • Investment advice
Contract Type FiledOctober 6th, 1999 Company Industry
Exhibit 10.10 SECOND AMENDMENT TO SUBORDINATED LOAN AGREEMENT -- CASH OF NEUBERGER BERMAN, LLC This second amendment to the Subordinated Loan Agreement - Cash, dated August 31, 1998, as amended by the First Amendment to the Subordinated Loan Agreement...Subordinated Loan Agreement • September 14th, 1999 • Neuberger Berman Inc • Investment advice • New York
Contract Type FiledSeptember 14th, 1999 Company Industry Jurisdiction
Joint Filing AgreementJoint Filing Agreement • October 2nd, 2002 • Neuberger Berman Inc • Investment advice
Contract Type FiledOctober 2nd, 2002 Company IndustryIn accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agrees that the Schedule 13D filed herewith (and any amendments thereto) in respect of the shares of common stock (the “Common Stock”) of Neuberger Berman Inc., a Delaware corporation, is filed jointly on behalf of each such person, and further agrees that this Joint Filing Agreement be included as an exhibit to such joint filings. This Joint Filing Agreement constitutes the entire agreement of the undersigned with respect to the subject matter hereof and supersedes and replaces any prior joint filing agreement entered into by any of the undersigned in respect of the Common Stock.
Joint Filing AgreementJoint Filing Agreement • January 28th, 2003 • Neuberger Berman Inc • Investment advice
Contract Type FiledJanuary 28th, 2003 Company IndustryIn accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agrees that the Schedule 13D filed herewith (and any amendments thereto) in respect of the shares of common stock (the “Common Stock”) of Neuberger Berman Inc., a Delaware corporation, is filed jointly on behalf of each such person, and further agrees that this Joint Filing Agreement be included as an exhibit to such joint filings. This Joint Filing Agreement constitutes the entire agreement of the undersigned with respect to the subject matter hereof and supersedes and replaces any prior joint filing agreement entered into by any of the undersigned in respect of the Common Stock.