INVESTMENT MANAGEMENT AGREEMENT ------------------------------- AGREEMENT made this ____ day of May, 1999, by and between NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND, a Massachusetts business trust (the "Fund"), and NUVEEN ADVISORY CORP., a...Investment Management Agreement • April 16th, 1999 • Nuveen California Municipal Advantage Fund
EXHIBIT H.1 ____________ Shares NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Common Stock UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • May 25th, 1999 • Nuveen California Municipal Advantage Fund • New York
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of...Joint Filing Agreement • January 31st, 2018 • Nuveen California Quality Municipal Income Fund • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • May 9th, 2013 • Nuveen California Dividend Advantage Municipal Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Chicago, Illinois 60606Distribution Agreement • May 9th, 2013 • Nuveen California Dividend Advantage Municipal Fund
Nuveen California Dividend Advantage Municipal Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-186409 and 811-09161) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
WITNESSETH:Subscription Agreement • June 9th, 1999 • Nuveen California Municipal Advantage Fund
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 3rd, 2010 • Nuveen California Dividend Advantage Municipal Fund
This Agreement made this 31st day of July 2008 by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 3rd, 2010 • Nuveen California Dividend Advantage Municipal Fund • Illinois
AGREEMENT made this 13th day of November 2007, by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Deferred Compensation Plan • March 3rd, 2010 • Nuveen California Dividend Advantage Municipal Fund • Illinois
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • May 9th, 2016 • Nuveen California Dividend Advantage Municipal Fund
This Amendment is made as of this 15th day of July 2015 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • May 26th, 2016 • Nuveen California Dividend Advantage Municipal Fund • Illinois
THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 26th, 2016 • Nuveen California Dividend Advantage Municipal Fund • Illinois
AGREEMENT made this 1st day of October 2014, by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 21st, 2013 • Nuveen California Dividend Advantage Municipal Fund
This Amendment is made as of this 10th day of June, 2013, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreement • May 26th, 2016 • Nuveen California Dividend Advantage Municipal Fund
This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • May 26th, 2016 • Nuveen California Dividend Advantage Municipal Fund
This Amendment is made as of this 29th day of October 2015, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Transfer Agent dated October 7, 2002, as amended, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • May 26th, 2016 • Nuveen California Dividend Advantage Municipal Fund
This Amendment is made as of this 24th day of February 2011, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Transfer Agent dated October 7, 2002, as amended, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 21st, 2013 • Nuveen California Dividend Advantage Municipal Fund
This Agreement made this 26th day of May 2010 by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND AMENDMENT AND RESTATEMENT OF STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF MUNICIPAL AUCTION RATE CUMULATIVE PREFERRED SHARES (“MUNIPREFERRED”)Statement Establishing and Fixing the Rights and Preferences of Municipal Auction Rate Cumulative Preferred Shares • March 3rd, 2010 • Nuveen California Dividend Advantage Municipal Fund
First: Pursuant to authority expressly vested in the Board of Trustees of the Fund by Article IV of the Fund’s Declaration of Trust (which, as hereafter restated or amended from time to time is, together with this Statement, herein called the “Declaration”), the Board of Trustees has, by resolution, authorized the issuance of shares of the Fund’s authorized Preferred Shares liquidation preference $25,000 per share, having such designation or designations as to series as is set forth in Section 1 of Appendix A hereto and such number of shares per such series as is set forth in Section 2 of Appendix A hereto.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen California Dividend Advantage Municipal Fund 333-69035 811-09161 We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to Conformed...Sub-Advisory Agreement • May 2nd, 2011 • Nuveen California Dividend Advantage Municipal Fund
We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11-081798, on March 30, 2011.
JOINT FILING AGREEMENTJoint Filing Agreement • February 23rd, 2024 • Nuveen California Quality Municipal Income Fund • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 3rd, 2010 • Nuveen California Dividend Advantage Municipal Fund
This Agreement made this 28th day of May 2009 by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
