SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 12th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledOctober 12th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October _, 2016, between Inventergy Global, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Exhibit 10.6 PROMISSORY NOTE ---------------Promissory Note • June 11th, 1999 • Cortelco Systems Inc • Telephone & telegraph apparatus • Colorado
Contract Type FiledJune 11th, 1999 Company Industry Jurisdiction
FORM OF COMMON STOCK PURCHASE WARRANT INVentergy global, inc.Security Agreement • May 16th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledMay 16th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after November 14, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inventergy Global, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock; provided, however, the exercisability of _______1 Warrant Shares (subject to adjustment hereunder) issuable pursuant to this Warrant shall vest only if any Preferred Stock of the Holder is still outstanding on November 14, 2016 (adjusted downward ratably in the event some but not all of the Preferred Stock is still outstanding on such date).
Form of SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 18th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledMay 18th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 16, 2016, between Inventergy Global, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EXHIBIT 4.3 Registration Rights Agreement by and between CMC Industries, Inc.Registration Rights Agreement • April 26th, 1999 • Cortelco Systems Inc • California
Contract Type FiledApril 26th, 1999 Company Jurisdiction
INDEMNIFICATION AGREEMENTIndemnification Agreement • June 12th, 2014 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledJune 12th, 2014 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of June 6, 2014 between Inventergy Global, Inc., a Delaware corporation (the “Company”), and ______________________________ (“Indemnitee”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 22nd, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledJuly 22nd, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of July 21, 2016, between Inventergy Global, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 10.8 MANUFACTURING AGREEMENTManufacturing Agreement • April 26th, 1999 • Cortelco Systems Inc • Tennessee
Contract Type FiledApril 26th, 1999 Company Jurisdiction
Exhibit 10.9 ADDENDUM NO. 4 TO LEASE AGREEMENT NO. 2267 DATED 7/24/89 BY AND BETWEEN WILLOW ------------------------------------------------------------------------------ LAKE ASSOCIATES AND CORTELCO SYSTEMS, INC., A SUBSIDIARY OF CORTELCO SYSTEMS...Lease Agreement • April 26th, 1999 • Cortelco Systems Inc
Contract Type FiledApril 26th, 1999 Company
EXHIBIT 1.1 CORTELCO SYSTEMS, INC. 3,200,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • August 10th, 1999 • Cortelco Systems Inc • Telephone & telegraph apparatus • New York
Contract Type FiledAugust 10th, 1999 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc.Common Stock Purchase Warrant • May 15th, 2017 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledMay 15th, 2017 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January 26, 2017 (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inventergy Global, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
1,500,000 LOAN AND SECURITY AGREEMENTAssumption Agreement • April 26th, 1999 • Cortelco Systems Inc • Puerto Rico
Contract Type FiledApril 26th, 1999 Company Jurisdiction
PLACEMENT AGENT WARRANT inventergy, inc.Securities Agreement • March 31st, 2015 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledMarch 31st, 2015 Company IndustryTHIS PLACEMENT AGENT WARRANT (the “Warrant”) certifies that, for value received, [WARRANTEE] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inventergy, Inc., a Delaware corporation (the “Company”), up to [# OF SHARES] (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock, pursuant to the terms and conditions of that certain Engagement Agreement, dated October 24, 2013, between the Company and Laidlaw & Company (UK) Ltd.. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
7,500,000 LOAN AND SECURITY AGREEMENTLoan and Security Agreement • April 26th, 1999 • Cortelco Systems Inc • Georgia
Contract Type FiledApril 26th, 1999 Company Jurisdiction
COMMON STOCK PURCHASE WARRANT INVENTERGY GLOBAL, INC.Common Stock Purchase Warrant • October 12th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledOctober 12th, 2016 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after ______________ (the “Initial Exercise Date”) and on or prior to the close of business on the 5-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inventergy Global, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 18th, 2013 • Eon Communications Corp • Telephone communications (no radiotelephone) • New York
Contract Type FiledDecember 18th, 2013 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of December 17, 2013, by and among eOn Communications Corporation, a Delaware corporation, with headquarters located at 1703 Sawyer Road, Corinth, MS 38834 (the "Company"), and the investors listed on the Schedule of Buyers attached hereto (each, a "Buyer" and collectively, the "Buyers").
FORM OF INDEMNITY AGREEMENTIndemnification Agreement • April 26th, 1999 • Cortelco Systems Inc • Delaware
Contract Type FiledApril 26th, 1999 Company Jurisdiction
EXHIBIT 1.1 3,000,000 Shares* eOn Communications Corporation Common Stock UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • February 1st, 2000 • Eon Communications Corp • Telephone & telegraph apparatus • New York
Contract Type FiledFebruary 1st, 2000 Company Industry Jurisdiction
INVENTERGY GLOBAL, INC. PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 12th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledOctober 12th, 2016 Company Industry JurisdictionInventergy Global, Inc., a Delaware Corporation (the “Company”), proposes, subject to the terms and conditions herein, to issue and sell up to an aggregate of 6,000,000 shares (the “Shares”) of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), warrants to purchase up to an aggregate of 6,000,000 shares of Common Stock (the “Warrants”), and up to an aggregate of 6,000,000 shares of Common Stock issuable from time to time upon exercise of the Warrants (the “Warrant Shares”) to certain investors (each an “Investor” and, collectively, the “Investors”), in an offering under its registration statement on Form S-1 (Registration No. 333-211211). We are offering one Share together with one Warrant (the Shares and the Warrants, together, the “Securities”) with each whole Warrant exercisable for one Warrant Share. The Securities are more fully described in the Prospectus (as defined below). The Company desires to engage Chardan Capital Markets, LLC (“Chardan”) in conne
SECURITY AGREEMENTSecurity Agreement • January 5th, 2018 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • Nevada
Contract Type FiledJanuary 5th, 2018 Company Industry JurisdictionThis SECURITY AGREEMENT (“Agreement”) is made and effective as of December 29, 2017, is executed by and between _______________, a ___________ under the laws of the State of Delaware (the “Company”), in favor of TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands (the “Secured Party”).
EXHIBIT 10.10 INDUSTRIAL LEASE AGREEMENTIndustrial Lease Agreement • April 26th, 1999 • Cortelco Systems Inc
Contract Type FiledApril 26th, 1999 Company
COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc.Common Stock Purchase Warrant • April 4th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledApril 4th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after July 27, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inventergy Global, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PREAMBLELease Agreement • April 26th, 1999 • Cortelco Systems Inc
Contract Type FiledApril 26th, 1999 Company
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • April 10th, 2014 • Eon Communications Corp • Telephone communications (no radiotelephone) • New York
Contract Type FiledApril 10th, 2014 Company Industry JurisdictionPLEDGE AND SECURITY AGREEMENT, dated as of May 10, 2013 (this "Agreement"), made by Inventergy, Inc., a Delaware corporation (the "Company") and each other Subsidiary of the Company hereafter becoming party hereto (together with the Company, each a "Grantor" and, collectively, the "Grantors"), in favor of Hudson Bay IP Opportunities Master Fund, LP, in its capacity as collateral agent (in such capacity, the "Collateral Agent") for the Buyers (as defined below) party to the Securities Purchase Agreement, dated as of even date herewith (as amended, restated or otherwise modified from time to time, the "Securities Purchase Agreement").
PLEDGE AND ESCROW AGREEMENTPledge and Escrow Agreement • January 5th, 2018 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • Nevada
Contract Type FiledJanuary 5th, 2018 Company Industry JurisdictionTHIS PLEDGE AND ESCROW AGREEMENT (“Agreement”) is made and effective as of December 29, 2017 by and between INVENTERGY, INC., a corporation organized and existing under the laws of the State of Delaware (the “Pledgor”), and TCA GLOBAL CREDIT MASTER FUND, LP, a Cayman Islands limited partnership (the “Secured Party”), with the joinder of LUCOSKY BROOKMAN LLP (“Escrow Agent”).
FORM OF COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc.Form of Common Stock • July 22nd, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledJuly 22nd, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January 26, 2017 (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inventergy Global, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Article 1 Term of AgreementSeparation Agreement • October 29th, 2001 • Eon Communications Corp • Telephone communications (no radiotelephone) • Georgia
Contract Type FiledOctober 29th, 2001 Company Industry Jurisdiction
PLEDGE AND ESCROW AGREEMENTPledge and Escrow Agreement • January 5th, 2018 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • Nevada
Contract Type FiledJanuary 5th, 2018 Company Industry JurisdictionTHIS PLEDGE AND ESCROW AGREEMENT (“Agreement”) is made and effective as of December 29, 2017 by and between _______________, a ____________ organized and existing under the laws of the State of Delaware (the “Pledgor”), and TCA GLOBAL CREDIT MASTER FUND, LP, a Cayman Islands limited partnership (the “Secured Party”), with the joinder of LUCOSKY BROOKMAN LLP (“Escrow Agent”).
ContractSecurities Agreement • May 15th, 2015 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledMay 15th, 2015 Company IndustryNEITHER THESE SECURITIES NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN FROM AN ACCREDITED INVESTOR SECURED BY SUCH SECURITIES.
Subscription AGREEMENTSubscription Agreement • November 13th, 2014 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledNovember 13th, 2014 Company Industry JurisdictionThis Subscription Agreement (this “Agreement”) is dated as of October 1, 2014, between Inventergy Global, Inc., a Delaware corporation (the “Company”), and CF DB EZ LLC a Delaware limited liability company (“Purchaser”).
INVENTERGY GLOBAL, INC., as ISSUER and [ ], as INDENTURE TRUSTEE INDENTURE Dated as of [ ]Indenture • October 28th, 2014 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledOctober 28th, 2014 Company Industry Jurisdiction
VOTING AGREEMENTVoting Agreement • April 10th, 2014 • Eon Communications Corp • Telephone communications (no radiotelephone) • New York
Contract Type FiledApril 10th, 2014 Company Industry JurisdictionVOTING AGREEMENT, dated as of December 17, 2013 (this "Agreement"), by and among eOn Communications Corporation, a Delaware corporation (the "Company"), and David S. Lee (the "Stockholder").
GUARANTYGuaranty • June 12th, 2014 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledJune 12th, 2014 Company Industry JurisdictionWHEREAS, pursuant to the Merger Agreement, the Parent issued to the Buyers, as defined below, Amended and Restated Notes and New Notes in exchange for the Amended and Restated Notes and New Notes of the Company’s subsidiary, Inventergy, Inc., which were originally issued pursuant to a Securities Purchase Agreement, dated as of March 23 , 2014 (as amended, restated, supplemented or otherwise modified from time to time, the "SPA"), by and among Inventergy, Inc., a Delaware corporation (the "Company") and the investors listed on the Schedule of Buyers attached thereto (together with their respective assignees and transferees, each a "Buyer" and collectively, the "Buyers"), the Company issued notes (as amended, restated or otherwise modified from time to time, the "Notes") to the Buyers;
CONFIDENTIAL TREATMENT REQUESTED PATENT PURCHASE AGREEMENTPatent Purchase Agreement • July 11th, 2014 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • California
Contract Type FiledJuly 11th, 2014 Company Industry JurisdictionThis PATENT PURCHASE AGREEMENT (hereinafter referred to as “Agreement”) is entered into and effective as of October 21, 2013 (hereinafter referred to as “Effective Date”), by and between Panasonic Corporation, a Japanese corporation having a principal place of business at 1006 Oaza Kadoma, Kadoma-shi, Osaka 571-8501, Japan (hereinafter referred to as “Seller”) and Inventergy, Inc., a Delaware corporation with a business address at 19925 Stevens Creek Boulevard, Suite 100, Cupertino, California 95014, USA (hereinafter referred to as “Buyer”). Hereinafter, Seller and Buyer are each referred to as a “Party”, and collectively as the “Parties”.
PATENT RIGHTS ASSIGNMENT AGREEMENT between Inventergy, Inc. and Huawei Technologies Co., Ltd.Patent Rights Assignment Agreement • July 11th, 2014 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • Hong Kong
Contract Type FiledJuly 11th, 2014 Company Industry JurisdictionThis PATENT RIGHTS ASSIGNMENT AGREEMENT (“Agreement”) is entered into by and between Huawei Technologies Co., Ltd., a Chinese Corporation, having offices at Administration Building Huawei Technologies Co., Ltd. Bantian Longgang District, Shenzhen 518129, P. R. China (“Assignor”) , and Inventergy, Inc., a Delaware corporation, having offices at 19925 Stevens Creek Boulevard, Suite 100, Cupertino, California, 95014 United States of America (“Assignee”) (Assignee and Assignor each a “Party” and together the “Parties”).