Patriot National Bancorp Inc Sample Contracts

RIGHTS AGREEMENT dated as of April 19, 2004
Rights Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • New Jersey
EXHIBIT 2 AGREEMENT AND PLAN OF REORGANIZATION
Agreement and Plan of Reorganization • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
WITNESSETH
Change of Control Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
RECITALS
Employment Agreement • March 30th, 2001 • Patriot National Bancorp Inc • Blank checks • Connecticut
EXHIBIT 10.13 SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
SUBORDINATED NOTE PURCHASE AGREEMENT
Subordinated Note Purchase Agreement • August 14th, 2018 • Patriot National Bancorp Inc • National commercial banks • New York

This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of June 29, 2018, and is made by and among Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).

RECITALS
Employment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
RECITALS
Employment Agreement • March 28th, 2003 • Patriot National Bancorp Inc • National commercial banks
RECITALS
Employment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
RECITALS
Employment Agreement • March 28th, 2003 • Patriot National Bancorp Inc • National commercial banks
PATRIOT NATIONAL BANCORP, INC. and REGISTRAR AND TRANSFER COMPANY as Rights Agent RIGHTS AGREEMENT dated as of April 19, 2004 INDEX
Rights Agreement • April 20th, 2004 • Patriot National Bancorp Inc • National commercial banks • New Jersey

This Rights Agreement dated as of April 19, 2004 between PATRIOT NATIONAL BANCORP, INC., a Connecticut corporation (the “Company”), and REGISTRAR AND TRANSFER COMPANY, a New Jersey corporation, as Rights Agent (the “Rights Agent”).

PATRIOT NATIONAL BANCORP, INC. REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • March 21st, 2025 • Patriot National Bancorp Inc • National commercial banks • New York

This Registration Rights Agreement (this “Agreement”) is made and entered into as of March ___, 2025, by and among Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”), and the purchaser(s) signatory hereto (each a “Registration Rights Purchaser” and collectively, the “Registration Rights Purchasers”).

RECITALS
Employment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
Exhibit 1 Maximum of ______________ Shares of Common Stock PATRIOT NATIONAL BANCORP, INC. AGENCY AGREEMENT
Agency Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • New York
RECITALS
Employment Agreement • May 15th, 2002 • Patriot National Bancorp Inc • National commercial banks • Connecticut
ADDENDUM TO EMPLOYMENT AGREEMENT
Employment Agreement • April 28th, 2026 • Patriot National Bancorp Inc • National commercial banks

This Addendum to the Employment Agreement (this “Addendum”) is entered into as of April 26, 2026 (the “Effective Date”), by and between Patriot National Bancorp, Inc. (the “Company”) and Carlos P. Salas (the “Executive” each a “Party” and collectively the “Parties”).

Contract
Change of Control Agreement • March 29th, 2007 • Patriot National Bancorp Inc • National commercial banks

This CHANGE OF CONTROL AGREEMENT (the "AGREEMENT") is made and entered into as of January 1, 2007, by, between and among ROBERT F. O'CONNELL of Walpole, Massachusetts ("EXECUTIVE"), PATRIOT NATIONAL BANK, a national banking association with headquarters located in Stamford, Connecticut ("BANK"), and PATRIOT NATIONAL BANCORP, INC., the parent bank holding company of the Bank ("BANCORP").

INDEMNIFICATION AGREEMENT
Indemnification Agreement • December 31st, 2024 • Patriot National Bancorp Inc • National commercial banks • Connecticut

This Indemnification Agreement (the “Agreement”), dated as of [______], is entered into by and among Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”), and ___________________ (the “Indemnitee”).

RECITALS
Employment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
EMPLOYMENT AGREEMENT
Employment Agreement • May 19th, 2025 • Patriot National Bancorp Inc • National commercial banks • Connecticut

This EMPLOYMENT AGREEMENT (this “Agreement”), dated as of April 30, 2025, is entered into by and among Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”) and Angie Miranda (the “Executive”). The Company and Executive are each a “Party” and collectively are the “Parties”.

AMENDMENT NO. 1 TO THE MERGER AGREEMENT
Merger Agreement • February 3rd, 2022 • Patriot National Bancorp Inc • National commercial banks

This Amendment No. 1, dated as of January 28, 2022 (this “Amendment”), to the Agreement and Plan of Merger, dated as of November 14, 2021 (as amended, modified or supplemented from time to time in accordance with its terms, the “Merger Agreement”), by and among Patriot National Bancorp, Inc., a Connecticut corporation (“PNBK”), Next Special, Inc., a Delaware corporation and wholly owned subsidiary of PNBK (“Merger Sub”), and American Challenger Development Corp, a Delaware corporation (“American Challenger”, and together with PNBK and Merger Sub, the “Parties”).

Joseph Perillo Re: Confidential Retention and Severance Agreement Dear Joe,
Confidential Retention and Severance Agreement • November 14th, 2023 • Patriot National Bancorp Inc • National commercial banks

This Agreement, and the documents described below, summarize the terms and conditions of additional compensation to be awarded to you in exchange for you providing ongoing services to Patriot and for providing an orderly transition of your CFO role at your time of planned retirement. In exchange for the additional compensation offered in this Agreement, you agree to continue fulfilling your current duties and responsibilities throughout your remaining employment in your role as CFO of Patriot and to effectuate an orderly transition at the time when you decide to retire, which includes you doing the following through your final employment date:

AGREEMENT BY AND BETWEEN
Compliance Agreement • January 21st, 2025 • Patriot National Bancorp Inc • National commercial banks

Patriot Bank, National Association, Stamford, Connecticut (“Bank”) and the Office of the Comptroller of the Currency (“OCC”) wish to assure the safety and soundness of the Bank and its compliance with laws and regulations.

SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • March 21st, 2025 • Patriot National Bancorp Inc • National commercial banks • New York

The Securities Purchase Agreement (this “Agreement”), dated as of March 20, 2025, is entered into by and among Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).

AMENDMENT NO. 2 TO THE MERGER AGREEMENT
Merger Agreement • March 1st, 2022 • Patriot National Bancorp Inc • National commercial banks

This Amendment No. 2, dated as of February 28, 2022 (this “Amendment”), to the Agreement and Plan of Merger, dated as of November 14, 2021, as amended by Amendment No. 1, dated as of January 28, 2022 (as further amended, modified or supplemented from time to time in accordance with its terms, the “Merger Agreement”), by and among Patriot National Bancorp, Inc., a Connecticut corporation (“PNBK”), Next Special, Inc., a Delaware corporation and wholly owned subsidiary of PNBK (“Merger Sub”), and American Challenger Development Corp, a Delaware corporation (“American Challenger”, and together with PNBK and Merger Sub, the “Parties”).

FEDERAL RESERVE BANK of NEW YORK June 2, 2010
Written Agreement • March 23rd, 2011 • Patriot National Bancorp Inc • National commercial banks

Enclosed please find the executed Written Agreement for Patriot National Bancorp, Inc. Please note the agreement is effective as of June 2, 2010. As a reminder, please do not disclose the existence of this agreement until you have been notified of its publication on the Board of Governors website.

WARRANT PURCHASE AGREEMENT
Warrant Purchase Agreement • September 2nd, 2025 • Patriot National Bancorp Inc • National commercial banks • New York

This Warrant Purchase Agreement (this “Agreement”), dated as of August 29, 2025 (the “Effective Date”), is entered into by and among Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).

Amendment to the
Amendment to the 6.25% Fixed to Floating Subordinated Notes Due June 30, 2028 • April 15th, 2025 • Patriot National Bancorp Inc • National commercial banks

Reference is hereby made to the 6.25% Subordinated Notes Due June 30, 2028 (the “Subordinated Notes”), by and between Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”), BFNS 2021-1 LP (“BFNS 2021-1 Purchaser”) and BFNS 2022-1 (“BFNS 2022-1 Purchaser” and together with BFNS 2021-1 Purchaser, collectively, the “Purchasers”). Capitalized terms used here and not otherwise defined shall have the meanings ascribed to such terms in the Subordinated Notes. This Amendment to the Subordinated Notes is between the Company and all Purchasers and shall serve to modify the terms and conditions of the Subordinated Notes (this “Agreement”).

EMPLOYMENT AGREEMENT
Employment Agreement • March 25th, 2005 • Patriot National Bancorp Inc • National commercial banks

This Employment Agreement dated as of January 1, 2005 is by and between Patriot National Bank, a national banking association ("Patriot") and Marcus Zavattaro (the "Executive").