RIGHTS AGREEMENT dated as of April 19, 2004Rights Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • New Jersey
EXHIBIT 2 AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
WITNESSETHChange of Control Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
EXHIBIT 10.10 LICENSE AGREEMENT THIS AGREEMENT (the "AGREEMENT") entered into as of this 1st day of July, 2003, between PATRIOT NATIONAL BANK ("LICENSOR"), having its principal place of business at 900 Bedford Street, Stamford, Connecticut 06905, and...License Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
RECITALSEmployment Agreement • March 30th, 2001 • Patriot National Bancorp Inc • Blank checks • Connecticut
EXHIBIT 10.4 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT SECOND AMENDMENT, dated as of May __, 2002 (this "Amendment"), to the Employment Agreement referred to below among PATRIOT NATIONAL BANK, a national banking association with headquarters located in...Employment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
EXHIBIT 10.13 SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 14th, 2018 • Patriot National Bancorp Inc • National commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of June 29, 2018, and is made by and among Patriot National Bancorp, Inc., a Connecticut corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
RECITALSEmployment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
EXHIBIT 10.(a)(3) THIS LEASE, made the 1st day of February, 1995, between 999 Bedford Street Corporation, hereinafter called the Landlord, and Patriot National Bank, having its principal office located at 900 Bedford Street, Stamford, Connecticut...Lease Agreement • February 18th, 2000 • Patriot National Bancorp Inc
RECITALSEmployment Agreement • March 28th, 2003 • Patriot National Bancorp Inc • National commercial banks
Registrar and Transfer Company 10 Commerce Drive Cranford, NJ 07016 Ladies and Gentlemen: Patriot National Bancorp, Inc., a Connecticut corporation, proposes to offer for purchase up to ____________ shares of its common stock, $2.00 par value per...Information Agent Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
RECITALSEmployment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
RECITALSEmployment Agreement • March 28th, 2003 • Patriot National Bancorp Inc • National commercial banks
PATRIOT NATIONAL BANCORP, INC. and REGISTRAR AND TRANSFER COMPANY as Rights Agent RIGHTS AGREEMENT dated as of April 19, 2004 INDEXRights Agreement • April 20th, 2004 • Patriot National Bancorp Inc • National commercial banks • New Jersey
This Rights Agreement dated as of April 19, 2004 between PATRIOT NATIONAL BANCORP, INC., a Connecticut corporation (the “Company”), and REGISTRAR AND TRANSFER COMPANY, a New Jersey corporation, as Rights Agent (the “Rights Agent”).
RECITALSEmployment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
Exhibit 1 Maximum of ______________ Shares of Common Stock PATRIOT NATIONAL BANCORP, INC. AGENCY AGREEMENTAgency Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • New York
RECITALSEmployment Agreement • May 15th, 2002 • Patriot National Bancorp Inc • National commercial banks • Connecticut
ContractChange of Control Agreement • March 29th, 2007 • Patriot National Bancorp Inc • National commercial banks
This CHANGE OF CONTROL AGREEMENT (the "AGREEMENT") is made and entered into as of January 1, 2007, by, between and among ROBERT F. O'CONNELL of Walpole, Massachusetts ("EXECUTIVE"), PATRIOT NATIONAL BANK, a national banking association with headquarters located in Stamford, Connecticut ("BANK"), and PATRIOT NATIONAL BANCORP, INC., the parent bank holding company of the Bank ("BANCORP").
RECITALSEmployment Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
AMENDMENT NO. 1 TO THE MERGER AGREEMENTMerger Agreement • February 3rd, 2022 • Patriot National Bancorp Inc • National commercial banks
This Amendment No. 1, dated as of January 28, 2022 (this “Amendment”), to the Agreement and Plan of Merger, dated as of November 14, 2021 (as amended, modified or supplemented from time to time in accordance with its terms, the “Merger Agreement”), by and among Patriot National Bancorp, Inc., a Connecticut corporation (“PNBK”), Next Special, Inc., a Delaware corporation and wholly owned subsidiary of PNBK (“Merger Sub”), and American Challenger Development Corp, a Delaware corporation (“American Challenger”, and together with PNBK and Merger Sub, the “Parties”).
Joseph Perillo Re: Confidential Retention and Severance Agreement Dear Joe,Confidential Retention and Severance Agreement • November 14th, 2023 • Patriot National Bancorp Inc • National commercial banks
This Agreement, and the documents described below, summarize the terms and conditions of additional compensation to be awarded to you in exchange for you providing ongoing services to Patriot and for providing an orderly transition of your CFO role at your time of planned retirement. In exchange for the additional compensation offered in this Agreement, you agree to continue fulfilling your current duties and responsibilities throughout your remaining employment in your role as CFO of Patriot and to effectuate an orderly transition at the time when you decide to retire, which includes you doing the following through your final employment date:
AMENDMENT NO. 2 TO THE MERGER AGREEMENTMerger Agreement • March 1st, 2022 • Patriot National Bancorp Inc • National commercial banks
This Amendment No. 2, dated as of February 28, 2022 (this “Amendment”), to the Agreement and Plan of Merger, dated as of November 14, 2021, as amended by Amendment No. 1, dated as of January 28, 2022 (as further amended, modified or supplemented from time to time in accordance with its terms, the “Merger Agreement”), by and among Patriot National Bancorp, Inc., a Connecticut corporation (“PNBK”), Next Special, Inc., a Delaware corporation and wholly owned subsidiary of PNBK (“Merger Sub”), and American Challenger Development Corp, a Delaware corporation (“American Challenger”, and together with PNBK and Merger Sub, the “Parties”).
FEDERAL RESERVE BANK of NEW YORK June 2, 2010Written Agreement • March 23rd, 2011 • Patriot National Bancorp Inc • National commercial banks
Enclosed please find the executed Written Agreement for Patriot National Bancorp, Inc. Please note the agreement is effective as of June 2, 2010. As a reminder, please do not disclose the existence of this agreement until you have been notified of its publication on the Board of Governors website.
EXHIBIT 10(a)(10) EMPLOYMENT AGREEMENT This Employment Agreement, dated October 23, 2003 (this "Agreement"), is between PATRIOT NATIONAL BANK, a national banking association with headquarters located in Stamford, Connecticut (the "Bank"), PATRIOT...Employment Agreement • March 30th, 2004 • Patriot National Bancorp Inc • National commercial banks • Connecticut
EMPLOYMENT AGREEMENTEmployment Agreement • March 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
This Employment Agreement dated as of January 1, 2005 is by and between Patriot National Bank, a national banking association ("Patriot") and Marcus Zavattaro (the "Executive").
EXHIBIT 10.11 STANDBY PURCHASER AGREEMENT Dear ____________: This letter confirms our agreement with respect to the intention of Patriot National Bancorp, Inc., a Connecticut corporation (the "Company"), to raise additional capital through a rights...Standby Purchaser Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
AGREEMENT BY AND BETWEEN Patriot Bank, National Association Stamford, CT and The Comptroller of the CurrencyAgreement Between Patriot Bank and the Comptroller of the Currency • November 14th, 2018 • Patriot National Bancorp Inc • National commercial banks
Patriot Bank, National Association (“Bank”) and the Comptroller of the Currency of the United States of America (“Comptroller”) wish to assure the safety and soundness of the Bank and its compliance with laws and regulations.
EMPLOYMENT AGREEMENTEmployment Agreement • March 17th, 2008 • Patriot National Bancorp Inc • National commercial banks
This Employment Agreement dated as of January 1, 2008 is by and between Patriot National Bank, a national banking association ("Patriot") and Marcus Zavattaro (the "Executive").
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • March 29th, 2007 • Patriot National Bancorp Inc • National commercial banks
This CHANGE OF CONTROL AGREEMENT (the "AGREEMENT") is made and entered into as of January 1, 2007, by, between and among ANGELO DE CARO of Sands Point, New York ("CHAIRMAN"), PATRIOT NATIONAL BANK, a national banking association with headquarters located in Stamford, Connecticut ("BANK"), and PATRIOT NATIONAL BANCORP, INC., the parent bank holding company of the Bank ("BANCORP").
Written Agreement by and among Docket No. 12-048-WA/RB-HC PNBK SPONSOR LLC Stamford, Connecticut PNBK INVESTMENT PARTNERS LLC Stamford, Connecticut PNBK HOLDINGS LLC Stamford, Connecticut PATRIOT NATIONAL BANCORP, INC. Stamford, Connecticut and...Written Agreement • August 20th, 2012 • Patriot National Bancorp Inc • National commercial banks
WHEREAS, PNBK Sponsor LLC, Stamford, Connecticut (“Sponsor”) is a registered bank holding company that controls PNBK Investment Partners LLC, Stamford, Connecticut (“Partners”), a registered bank holding company, and PNBK Holdings LLC, Stamford, Connecticut (“Holdings”), a registered bank holding company, that own and control Patriot National Bancorp, Inc., Stamford, Connecticut (“Bancorp”), a registered bank holding company that owns and controls Patriot National Bank, Stamford, Connecticut (the “Bank”), and a nonbank subsidiary;
FIRST AMENDMENTAsset Purchase Agreement • August 14th, 2018 • Patriot National Bancorp Inc • National commercial banks
This First Amendment, dated as of August 2, 2018 (“First Amendment”), amends a certain Asset Purchase Agreement (the “Agreement”), dated as of February 2, 2018, which was executed by and between Hana Small Business Lending, Inc., a Delaware corporation (“Hana”), Hana ABS 2014-1, LLC, a Delaware limited liability company and wholly-owned subsidiary of Hana, Hana ABS 2016-1, LLC, a Delaware limited liability company and wholly-owned subsidiary of Hana, and Hana Investment, LLC (“Hana Investment”), a Delaware limited liability company and wholly-owned subsidiary of Hana, and Patriot Bank, N.A., a national banking association (the “Purchaser”).
SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 31st, 2010 • Patriot National Bancorp Inc • National commercial banks • New York
SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), dated as of August 30, 2010, by and among Patriot National Bancorp, Inc., a Connecticut corporation (“Patriot”), Patriot National Bank, a national banking association (the “Bank” and, together with Patriot, the “Companies”), and PNBK Holdings LLC, a Delaware limited liability company (the “Investor”). Capitalized terms used but not defined herein shall have the meanings given them in the SPA (as defined below).
Change of Control Agreement, dated as of May 1, 2001 between Martin G. Noble and Patriot National Bank See attached PDFChange of Control Agreement • March 25th, 2005 • Patriot National Bancorp Inc • National commercial banks
AGREEMENT AND PLAN OF MERGER by and among PATRIOT NATIONAL BANCORP, INC., PATRIOT BANK, National association, PRIME BANK and JASPER J. JASER, AS STOCKHOLDERS’ REPRESENTATIVE Dated as of August 1, 2017Merger Agreement • August 11th, 2017 • Patriot National Bancorp Inc • National commercial banks • Connecticut
This AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into as of August 1, 2017, by and among Patriot National Bancorp, Inc., a Connecticut corporation (“Patriot”), Patriot Bank, National Association, a federally chartered national banking association and a wholly owned subsidiary of Patriot (the “Bank” and together with Patriot, the “Companies”), Prime Bank, a Connecticut bank (“Prime”) and Jasper J. Jaser, as representative of the Stockholders (as defined below) (the “Stockholders’ Representative”)
