Common Contracts
43 similar Information Agent Agreement contracts by Westcorp /Ca/, Global Income Fund Inc, WFS Financial Inc, others
DWS Strategic Income -------------------- Trust ----- Altman February 5, 2007 Deutsche Asset Management Americas Inc. 345 Park Avenue New York, NY 10154-0010 Attention: Mr. Jonathan Diorio, Product Specialist Dear Mr. Diorio: This will serve as the...Information Agent Agreement • April 5th, 2007 • DWS Strategic Income Trust
DWS Multi-Market Income ----------------------- Trust ----- Altman February 5, 2007 Deutsche Asset Management Americas Inc. 345 Park Avenue New York, NY 10154-0010 Attention: Mr. Jonathan Diorio, Product Specialist Dear Mr. Diorio: This will serve as...Information Agent Agreement • April 5th, 2007 • DWS Multi-Market Income Trust
September 21, 2005 Mr. Thomas Winmill President Global Income Fund, Inc. 11 Hanover Square, 12th Floor New York, NY 10005 Dear Mr. Winmill: This letter agreement sets forth the terms and conditions under which Global Income Fund, Inc. (the "Fund") has...Information Agent Agreement • October 24th, 2005 • Global Income Fund Inc • New York
Registrar and Transfer Company 10 Commerce Drive Cranford, NJ 07016 Ladies and Gentlemen: Patriot National Bancorp, Inc., a Connecticut corporation, proposes to offer for purchase up to ____________ shares of its common stock, $2.00 par value per...Information Agent Agreement • April 25th, 2005 • Patriot National Bancorp Inc • National commercial banks • Connecticut
EXHIBIT (k)(4) [FORM OF INFORMATION AGENT AGREEMENT]Information Agent Agreement • August 30th, 2004 • India Fund Inc • New York
EXHIBIT 99.1 [D.F. King Letterhead] [Form of Information Agent Agreement]Information Agent Agreement • August 6th, 2004 • Distribution & Service D&s Sa • Retail-grocery stores • New York
Exhibit 99(k)(ii) T H E A L T M A N G R O U P THE ALTMAN GROUP, INC. 1275 VALLEY BROOK AVE PROXY SOLICITATION LYNDHURST, NJ 07071 INVESTOR RELATIONS TEL: 201-460-1200 BANKRUPTCY SERVICES FAX: 201-460-0050 April 29, 2004 H&Q Healthcare Investors 30...Information Agent Agreement • May 26th, 2004 • H&q Healthcare Investors • New York
Exhibit 99.10 [MACKENZIE LOGO] 105 Madison Avenue, New York, NY, 10016 Tel: 212-929-5500 Fax: 212-929-0308 1875 Century Park East, Los Angeles, CA 90067 Tel: 310-284-3110 Fax: 310-306-2420 [DATE] WebFinancial Corporation 590 Madison Avenue, 32nd Floor...Information Agent Agreement • March 18th, 2004 • Webfinancial Corp • Miscellaneous business credit institution
December 24, 2003 Mr. Thomas Winmill President Global Income Fund, Inc. 11 Hanover Square, 12th Floor New York, NY 10054 Dear Mr. Winmill: This letter agreement sets forth the terms and conditions under which Global Income Fund, Inc. (the "Fund") has...Information Agent Agreement • February 27th, 2004 • Global Income Fund Inc • New York
EXHIBIT K16 [LETTERHEAD OF THE ALTMAN GROUP] May 19, 2003 The New America High Income Fund 33 Broad Street Boston, MA 02109 Attn: Ms. Ellen Terry, Vice President, Treasurer Dear Ellen: This will serve as the agreement between The Altman Group, Inc....Information Agent Agreement • May 23rd, 2003 • New America High Income Fund Inc • New York
EXHIBIT 99.12 January 24, 2003 Harken Energy Corporation 580 WestLake Park Boulevard Suite 600 Houston, TX 77079 This letter will serve as the agreement under which you will retain us to act as Information Agent in connection with the Rights Offer to...Information Agent Agreement • January 28th, 2003 • Harken Energy Corp • Crude petroleum & natural gas • New York
Exhibit (k)(6) INFORMATION AGENT AGREEMENT This document will constitute the agreement between Royce Value Trust, Inc. (the "Fund"), with its principal executive office at 1414 Avenue of the Americas, New York, NY 10019 and GEORGESON SHAREHOLDER...Information Agent Agreement • January 3rd, 2003 • Royce Value Trust Inc • New York
EXHIBIT 99.9 [D.F. KING & CO., INC. LETTERHEAD] [Form of Information Agent Agreement] October ___ , 2002 Ms. Julie Ballantine Manager of Corporate Communications Liberty Media Corporation 12300 Liberty Boulevard Englewood, CO 80112 Dear Julie: This...Information Agent Agreement • October 28th, 2002 • Liberty Media Corp /De/ • Cable & other pay television services • New York
FORM OF INFORMATION AGENT AGREEMENT BETWEEN WFS FINANCIAL INC AND MELLON INVESTOR SERVICES LLC [MELLON LOGO] Mellon Investor Services A Mellon Financial Company(SM) January 22, 2002 WFS Financial Inc 23 Pasteur Road Irvine, CA 92618 To Whom It May...Information Agent Agreement • January 23rd, 2002 • WFS Financial Inc • Personal credit institutions
EXHIBIT 99.2 FORM OF INFORMATION AGENT AGREEMENT BETWEEN WESTCORP AND MELLON INVESTOR SERVICES LLCInformation Agent Agreement • January 22nd, 2002 • Westcorp /Ca/ • Savings institution, federally chartered
January 22, 2002 Westcorp 23 Pasteur Road Irvine, CA 92618 To Whom It May Concern: This letter of agreement sets forth the terms and conditions by which Mellon Investor Services LLC, ("we", "our", "us") shall provide to Westcorp, ("you", "your") our information agent services (the "services"). SERVICES (i) Assist in the coordination of all printing activities and advertisement placement if required. (ii) Establishing contacts with brokers, dealers, banks and other nominees on your behalf. (iii) Determining the material requirements. (iv) Assistance with document review. (v) Facilitate the distribution of materials to the registered and beneficial owners and to other interested parties. (vi) Providing a dedicated toll-free line for all shareholder queries. (vii) Status reporting to management. (viii) Payment of all broker forwarding invoices, subject to collection from you of monies for this purpose. FEE FOR SERVICES The management fee for acting as information agent is $7,500, plus all
GSC LOGO] FORM OF INFORMATION AGENT AGREEMENT This document will constitute the agreement between ACM INCOME FUND, INC. (referred to herein as "ACG" or the "FUND"), with its principal executive offices at 1345 Avenue of the Americas, New York, NY...Information Agent Agreement • November 15th, 2001 • Acm Income Fund Inc • New York
Exhibit 10.17 ------------- Form of Information Agent Agreement First Leesport Bancorp. Inc. 2228 State Hill Road Wyomissing Hills, Pa. 19610Information Agent Agreement • November 9th, 2001 • First Leesport Bancorp Inc • State commercial banks • New York
AGREEMENTInformation Agent Agreement • November 2nd, 2001 • Waverider Communications Inc • Telephone communications (no radiotelephone)
Exhibit 99.2 INFORMATION AGENT AGREEMENTInformation Agent Agreement • April 6th, 2001 • Union Acceptance Corp • Personal credit institutions • New York
1 FORM OF INFORMATION AGENT AGREEMENT BETWEEN WFS FINANCIAL INC AND MELLON INVESTOR SERVICES LLCInformation Agent Agreement • March 2nd, 2001 • WFS Financial Inc • Personal credit institutions
Exhibit (d)(viii) INFORMATION AGENT AGREEMENT --------------------------- This document will constitute the agreement between PACHOLDER HIGH YIELD FUND, INC. (the "FUND"), with its principal executive offices at 8044 Montgomery Road, Suite 480, Bank...Information Agent Agreement • March 2nd, 2001 • Pacholder High Yield Fund Inc • New York
1 EXHIBIT 99.2 FORM OF INFORMATION AGENT AGREEMENT BETWEEN WESTCORP AND MELLON INVESTOR SERVICES LLC [MELLON LOGO] Mellon Mellon Investor Services A Mellon Financial Company(SM) March __, 2001 Westcorp 23 Pasteur Road Irvine, CA 92618 To Whom It May...Information Agent Agreement • March 2nd, 2001 • Westcorp /Ca/ • Savings institution, federally chartered
May 22, 2000 Delaware Group Dividend and Income Fund, Inc. 1818 Market Street Philadelphia, PA 19103 To Whom It May Concern: This letter of agreement sets forth the terms and conditions by which ChaseMellon Shareholder Services ("we," "our," "us" or...Information Agent Agreement • June 1st, 2000 • Delaware Group Dividend & Income Fund Inc
May 22, 2000 Delaware Group Global Dividend and Income Fund, Inc. 1818 Market Street Philadelphia, PA 19103 To Whom It May Concern: This letter of agreement sets forth the terms and conditions by which ChaseMellon Shareholder Services ("we," "our,"...Information Agent Agreement • June 1st, 2000 • Delaware Group Global Dividend & Income Fund Inc
EXHIBIT 99.2 [MacKenzie Partners, Inc. Letterhead] April 12, 2000 Dynatech Corporation 3 New England Executive Park Burlington, MA 01803 Dear Sir or Madam: This is to confirm our agreement that effective the date hereof MacKenzie Partners, Inc....Information Agent Agreement • May 31st, 2000 • Dynatech Corp • Instruments for meas & testing of electricity & elec signals
EXHIBIT 99.2 [LETTERHEAD OF CHASEMELLON] May 4, 2000 Westcorp 23 Pasteur Road Irvine, CA 92618 To Whom It May Concern: This letter of agreement sets forth the terms and conditions by which ChaseMellon Shareholder Services ("we", "our", "us") shall...Information Agent Agreement • May 5th, 2000 • Westcorp /Ca/ • Savings institution, federally chartered
EXHIBIT 99.2 January , 2000 GenTek Inc. One Liberty Lane Hampton, NH 03842 Dear Sirs: This letter of agreement sets forth the terms and conditions by which ChaseMellon Consulting Services ('we', 'our', 'us') shall provide to GenTek Inc., ('you',...Information Agent Agreement • January 19th, 2000 • Gentek Inc • Motor vehicle parts & accessories
June , 1999Information Agent Agreement • June 28th, 1999 • Amf Bowling Inc • Services-racing, including track operation • New York
INFORMATION AGENT AGREEMENT This document will constitute the agreement between ALLIANCE ALL-MARKET ADVANTAGE FUND, INC. ("AMO"), with its principal executive offices at 1345 Avenue of the Americas, New York, NY 10105 and SHAREHOLDER COMMUNICATIONS...Information Agent Agreement • June 21st, 1999 • Alliance All Market Advantage Fund Inc • New York
EXHIBIT 99.2 - FORM OF INFORMATION AGENT AGREEMENT BETWEEN SMART & FINAL INC. AND CHASEMELLON SHAREHOLDER SERVICES, L.L.C.Information Agent Agreement • April 2nd, 1999 • Smart & Final Inc/De • Wholesale-groceries & related products
1 Exhibit (k)(3) INFORMATION AGENT AGREEMENT This document will constitute the agreement between KEMPER HIGH INCOME TRUST ("KHI"), with its principal executive offices at 222 South Riverside Plaza, Chicago, IL 60606 and SHAREHOLDER COMMUNICATIONS...Information Agent Agreement • March 22nd, 1999 • Kemper High Income Trust • New York
EXHIBIT (d)(vi) INFORMATION AGENT AGREEMENT --------------------------- This document will constitute the agreement between PACHOLDER FUND, INC. (the "Fund"), with its principal executive offices at 8044 Montgomery Road, Suite 382, Cincinnati, OH...Information Agent Agreement • February 17th, 1999 • Pacholder Fund Inc • New York
Exhibit 2(k)(5) FORM OF INFORMATION AGENT AGREEMENTInformation Agent Agreement • December 28th, 1998 • High Yield Plus Fund Inc • New York
SHAREHOLDER COMMUNICATIONS CORPORATION LOGO] INFORMATION AGENT AGREEMENT This document will constitute the agreement between COLONIAL INTERMEDIATE HIGH INCOME FUND ("CIF"), with its principal executive offices at One Financial Center, Boston, MA 02111...Information Agent Agreement • May 18th, 1998 • Colonial Intermediate High Income Fund • New York
1 2 March 10, 1998Information Agent Agreement • April 9th, 1998 • Zweig Total Return Fund Inc
