DISTRIBUTION AGREEMENT This Agreement made as of February 1, 2002 by and between The Arbitrage Funds (the "Trust"), a Delaware business trust, and Ultimus Fund Distributors, LLC, an Ohio limited liability company ("Distributor"). WHEREAS, the Trust is...Distribution Agreement • September 27th, 2002 • Arbitrage Funds • Ohio
AMENDMENT NO. 1 TO ADMINISTRATION AGREEMENTAdministration Agreement • September 29th, 2009 • Arbitrage Funds • Delaware
RECITALSInvestment Advisory Agreement • June 1st, 2000 • Arbitrage Funds • New York
ARTICLE I DEFINITIONSCustody Agreement • September 27th, 2002 • Arbitrage Funds • New York
ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 17th day of May, 2005, by and between The Arbitrage Funds, a Delaware business trust (the "Trust"), and SEI Global Funds Services, Inc (the "Administrator"), a Delaware corporation. WHEREAS,...Administration Agreement • September 30th, 2005 • Arbitrage Funds • Delaware
WITNESSETH:Agency Agreement • September 30th, 2005 • Arbitrage Funds • Missouri
Exhibit (h)(iv) FORM OF AMENDMENT NO. 3 TO ADMINISTRATION AGREEMENT THIS AMENDMENT NO. 3 TO ADMINISTRATION AGREEMENT (this "Amendment"), effective as of July __, 2010 (the "Amendment Effective Date"), is between and among The Arbitrage Funds, a...Administration Agreement • July 16th, 2010 • Arbitrage Funds • Delaware
FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this 1st day of February, 2002, by and between THE ARBITRAGE FUNDS (the "Trust"), a Delaware business trust having its principal place of business at 350 Park Avenue, New York, New York 10022, and...Fund Accounting Agreement • September 27th, 2002 • Arbitrage Funds • Ohio
RECITALSInvestment Advisory Agreement • September 28th, 2010 • Arbitrage Funds • New York
MUTUAL FUND CUSTODY AND SERVICES AGREEMENTMutual Fund Custody and Services Agreement • July 30th, 2004 • Arbitrage Funds • Pennsylvania
FORM OF MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • September 30th, 2008 • Arbitrage Funds • Massachusetts
This Agreement is made as of _______ ____, 2008, by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”),
FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 24th day of May 2000, by and between The Arbitrage Funds, a Delaware business trust (hereinafter referred to as the "Trust") and Firstar Mutual Fund Services,...Fund Administration Servicing Agreement • June 1st, 2000 • Arbitrage Funds • Wisconsin
BLACKROCK RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • September 28th, 2023 • Arbitrage Funds • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fun d” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
Amended and Restated Master Custodian AgreementMaster Custodian Agreement • September 28th, 2015 • Arbitrage Funds • Massachusetts
This Agreement is made as of July 9, 2015 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT THIS AGREEMENT is made as of this 1st day of February, 2002, by and between THE ARBITRAGE FUNDS (the "Trust"), a Delaware business trust having its principal place of business at 350 Park Avenue, New...Transfer Agent and Shareholder Services Agreement • August 1st, 2003 • Arbitrage Funds • Ohio
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • September 27th, 2013 • Arbitrage Funds • Delaware
THIS AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) is made as of June 1, 2013, between The Arbitrage Funds, a Delaware business trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of May 24, 2000, between The Arbitrage Funds, a Delaware business trust (hereinafter referred to as the "Trust") and Rafferty Capital Markets, Inc. ("RCM" or the "Distributor"), a corporation organized...Distribution Agreement • June 1st, 2000 • Arbitrage Funds • New York
RECITALSExpense Waiver and Reimbursement Agreement • September 28th, 2010 • Arbitrage Funds
DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this ___ day of _____, 2000, by and between The Arbitrage Funds, a Delaware business trust ("Trust"), and Quasar Distributors, LLC, a Delaware limited liability company...Distribution Agreement • August 28th, 2000 • Arbitrage Funds • Wisconsin
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • September 28th, 2023 • Arbitrage Funds • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between The Arbitrage Funds, on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 22nd, 2014 • Arbitrage Funds • New York
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of this 22 day of December, 2014 by and between THE ARBITRAGE FUNDS, a Delaware business trust (the “Trust”) and WATER ISLAND CAPITAL, LLC, a Delaware limited liability company (the “Adviser”), with respect to the following recital of facts.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 28th, 2011 • Arbitrage Funds • Delaware
THIS ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT (this “Agreement”) is made as of August 8th, 2011, between The Arbitrage Funds, organized as a business trust under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • April 3rd, 2017 • Arbitrage Funds
THIS AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT (this “Agreement”) is made as of this 3rd day of April, 2017, between The Arbitrage Funds, a Delaware trust (the “Trust”), and Water Island Capital, LLC, a Delaware limited liability company (hereinafter referred to as the “Adviser”).
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this 17th day of May, 2005 between The Arbitrage Funds ("the Trust"), a Delaware business trust and SEI Investments Distribution Co. (the "Distributor"), a Pennsylvania corporation. WHEREAS, the...Distribution Agreement • September 30th, 2005 • Arbitrage Funds • Delaware
FUND CFO/TREASURER AGREEMENTFund Cfo/Treasurer Agreement • September 28th, 2015 • Arbitrage Funds • Delaware
AGREEMENT made as of July 9, 2015 by and between The Arbitrage Funds, a Delaware statutory trust with its principal office and place of business at 41 Madison Avenue, 42nd Floor, New York, NY 10010 (the “Fund”), and Foreside Management Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (“Foreside”).
TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 24th day of May, 2000, by and between The Arbitrage Funds, a Delaware business trust (hereinafter referred to as the "Trust") and Firstar Mutual Fund Services, LLC,...Transfer Agent Servicing Agreement • June 1st, 2000 • Arbitrage Funds • Wisconsin
ARTICLE I DEFINITIONSCustody Agreement • June 1st, 2000 • Arbitrage Funds • Ohio
FORM OF AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • April 1st, 2013 • Arbitrage Funds
THIS AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT (this “Agreement”) is made as of this day of , 2013, between The Arbitrage Funds, a Delaware trust (the “Trust”), and Water Island Capital, LLC, a Delaware limited liability company (hereinafter referred to as the “Adviser”).
FULFILLMENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 24 day of May, 2000, by and between Water Island Capital, LLC, a Delaware limited liability company (the "Adviser"), The Arbitrage Funds, a Delaware business trust (the...Fulfillment Servicing Agreement • June 1st, 2000 • Arbitrage Funds
AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • September 28th, 2015 • Arbitrage Funds
THIS AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT (this “Agreement”) is made as of this 19th day of May, 2015, between The Arbitrage Funds, a Delaware trust (the “Trust”), and Water Island Capital, LLC, a Delaware limited liability company (hereinafter referred to as the “Adviser”).
SECOND AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • September 30th, 2008 • Arbitrage Funds
THIS SECOND AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT (this “Agreement”) is made as of this 1st day of October, 2007, between The Arbitrage Funds, a Delaware trust (the “Trust”), and Water Island Capital, LLC, a Delaware limited liability company (hereinafter called the “Adviser”).
AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • May 31st, 2013 • Arbitrage Funds
THIS AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT (this “Agreement”) is made as of this 31st day of May, 2013, between The Arbitrage Funds, a Delaware trust (the “Trust”), and Water Island Capital, LLC, a Delaware limited liability company (hereinafter referred to as the “Adviser”).
SECURITIES LENDING AUTHORIZATION AGREEMENT Between THE ARBITRAGE FUNDS ON BEHALF OF EACH OF ITS SERIES AS LISTED ON SCHEDULE B And STATE STREET BANK AND TRUST COMPANYSecurities Lending Authorization Agreement • September 28th, 2016 • Arbitrage Funds • Massachusetts
This Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of shares of the Trust as listed on Schedule B to this Agreement (the Trust acting on behalf of each such series, a “Fund” and collectively, the “Funds”) as it may be amended by the parties, and no series of shares of the Trust shall be responsible or liable for any of the obligations of any other series of the Trust under this Agreement or otherwise, notwithstanding anything to the contrary contained herein.
FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 24th day of May, 2000, by and between The Arbitrage Funds, a Delaware business trust (hereinafter referred to as the "Trust") and Firstar Mutual Fund Services, LLC,...Fund Accounting Servicing Agreement • June 1st, 2000 • Arbitrage Funds • Wisconsin
AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • September 26th, 2014 • Arbitrage Funds
THIS AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT (this “Agreement”) is made as of this 30th day of September, 2014, between The Arbitrage Funds, a Delaware trust (the “Trust”), and Water Island Capital, LLC, a Delaware limited liability company (hereinafter referred to as the “Adviser”).
