INVESTMENT MANAGEMENT AGREEMENT ------------------------------- AGREEMENT made this 2nd day of August, 2001, by and between NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3, a Massachusetts business trust (the "Fund"), and NUVEEN ADVISORY CORP., a Delaware...Investment Management Agreement • September 24th, 2001 • Nuveen Dividend Advantage Municipal Fund 3
Shares NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 Common Stock UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • September 24th, 2001 • Nuveen Dividend Advantage Municipal Fund 3 • New York
Morgan Stanley & Co. Incorporated MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • December 13th, 2010 • Nuveen Dividend Advantage Municipal Fund 3 • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of April 1, 2009, is by and between Morgan Stanley & Co. Incorporated (“Morgan Stanley,” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of...Joint Filing Agreement • September 13th, 2023 • Nuveen Municipal Credit Income Fund • National commercial banks
as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party. IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
W I T N E S S E T H - - - - - - - - - -Expense Reimbursement Agreement • September 24th, 2001 • Nuveen Dividend Advantage Municipal Fund 3
EXHIBIT h Municipal Auction Rate Cumulative Preferred Shares NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 __ Shares, Series __ Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2001 • Nuveen Dividend Advantage Municipal Fund 3 • New York
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • January 6th, 2011 • Nuveen Dividend Advantage Municipal Fund 3 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
Subscription Agreement ----------------------Subscription Agreement • September 24th, 2001 • Nuveen Dividend Advantage Municipal Fund 3
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 6th, 2011 • Nuveen Dividend Advantage Municipal Fund 3
This Agreement made this 31st day of July 2008 by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 18th, 2014 • Nuveen Dividend Advantage Municipal Fund 3 • Illinois
AGREEMENT made this 13th day of November 2007, by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Deferred Compensation Plan • January 6th, 2011 • Nuveen Dividend Advantage Municipal Fund 3 • Illinois
I SERVICES --------Shareholder Transfer Agency Agreement • September 24th, 2001 • Nuveen Dividend Advantage Municipal Fund 3 • New York
EXCHANGE TRADED FUND CUSTODY AGREEMENT THIS AGREEMENT is made this 7th day of September, 2001 by and between NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3, a closed-end investment company organized as a Massachusetts business trust (the "Fund"), and THE...Custody Agreement • September 24th, 2001 • Nuveen Dividend Advantage Municipal Fund 3
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Enhanced Municipal Credit Opportunities Fund (NZF))Investment Sub-Advisory Agreement • May 19th, 2016 • Nuveen Enhanced Municipal Credit Opportunities Fund • Illinois
THIS AGREEMENT is made as of the 11th day of April 2016, between Nuveen Fund Advisors, LLC, Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 19th, 2010 • Nuveen Dividend Advantage Municipal Fund 3
This Agreement made this 28th day of May 2009 by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
DEPOSITARY AGREEMENTDepositary Agreement • August 18th, 2014 • Nuveen Dividend Advantage Municipal Fund 3 • Massachusetts
This Depositary Agreement is entered into as of this 30th day of July, 2014, by and among Nuveen Dividend Advantage Municipal Fund 3 (NYSE MKT: NZF), a business trust organized and existing under the laws of the Commonwealth of Massachusetts (the “Company”) and Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (in its capacity as Depositary, collectively hereunder, the “Depositary” or individually the “Trust Company” and “Computershare,” respectively).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 27th, 2015 • Nuveen Dividend Advantage Municipal Fund 3 • Illinois
AGREEMENT made this 1st day of October 2014, by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
RULE 12d1-4 INVESTMENT AGREEMENTRule 12d1-4 Investment Agreement • March 3rd, 2022 • Nuveen Municipal Credit Income Fund • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • August 27th, 2015 • Nuveen Dividend Advantage Municipal Fund 3 • Illinois
THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
July 30, 2014Information Agent Agreement • August 18th, 2014 • Nuveen Dividend Advantage Municipal Fund 3 • New York
ContractJoint Filing Agreement • December 6th, 2024 • Nuveen Municipal Credit Income Fund • Security brokers, dealers & flotation companies
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 6th, 2011 • Nuveen Dividend Advantage Municipal Fund 3
This Agreement made this 26th day of May 2010 by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreement • August 27th, 2015 • Nuveen Dividend Advantage Municipal Fund 3
This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTRenewal of Investment Management Agreement • January 6th, 2011 • Nuveen Dividend Advantage Municipal Fund 3
This Agreement made this 28th day of May 2009 by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Dividend Advantage Municipal Fund 3 333-58708, 811-10345 We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy...Investment Management Agreement • December 31st, 2007 • Nuveen Dividend Advantage Municipal Fund 3
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950137-07- 018716.
JOINT FILING AGREEMENTJoint Filing Agreement • December 13th, 2024 • Nuveen Municipal Credit Income Fund • Security brokers, dealers & flotation companies
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Dividend Advantage Municipal Fund 3 811-10345 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5...Sub-Advisory Agreement • June 29th, 2011 • Nuveen Dividend Advantage Municipal Fund 3
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Enhanced Municipal Credit Opportunities Fund f/k/a Nuveen Dividend Advantage Municipal Fund 3 We hereby incorporate by reference a new Investment Advisory agreement,...Investment Advisory Agreement • June 30th, 2016 • Nuveen Enhanced Municipal Credit Opportunities Fund
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix C and Appendix D, respectively, under Conformed Submission Type Form 497 on October 22, 2015, Accession No. 0001193125-15-350920.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 19th, 2016 • Nuveen Enhanced Municipal Credit Opportunities Fund • Illinois
AGREEMENT made this 11th day of April 2016, by and between NUVEEN ENHANCED MUNICIPAL CREDIT OPPORTUNITIES FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
