EXHIBIT 2.1 AGREEMENT AND PLAN OF REORGANIZATIONMerger Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
October 9, 2001Agreement and Plan of Reorganization • October 12th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
BACKGROUNDEscrow Agreement • April 23rd, 2002 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • Pennsylvania
ASSIGNMENT AGREEMENTAssignment Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
This agreement, together with the Clearing Agreement, represents the complete and total agreement between the parties.
AMENDMENT NO. 1Reorganization Agreement • September 28th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
Exhibit 99.10 Chase Contact: Tony Botti 212-946-3045 SUBSCRIPTION ESCROW AGREEMENT Subscription Escrow Agreement (the "Escrow Agreement") dated as of the effective date (the "Effective Date") set forth on schedule 1 attached hereto ("Schedule 1")...Subscription Escrow Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
For U.S. Intermediaries Last Revised 2/1/99 FIDELITY ADVISOR WORLD FUNDS INTERMEDIARY AGREEMENT To Fidelity Investments Institutional Services Company, Inc. 82 Devonshire Street Boston, MA 02109 We desire to enter into a Contract (the "Contract") with...Intermediary Agreement • September 18th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
Exhibit 10.8 SERVICE AGREEMENT (For use by Broker-Dealers and Other Professionals) Dreyfus Service Corporation 144 Glenn Curtiss Boulevard Uniondale, New York 11556 Gentlemen: We wish to enter into an Agreement with you for servicing shareholders of,...Service Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
Exhibit 2.3 MANDATORY PURCHASE AGREEMENT This Mandatory Purchase Agreement (this "Agreement") is made as of this __ day of , 2001 by and between CBNY Investment Services Corp., a New York corporation (the "Company") and Helene Safdie Levy (the...Mandatory Purchase Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
Exhibit 99.9 SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (the "Agreement") is made and entered into as of ______, 2001, by and between CBNY INVESTMENT SERVICES CORP., a New York corporation (the "Company"), and SANDLER O'NEILL...Subscription Agent Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.5 SHARED SERVICES AND EXPENSE AGREEMENTShared Services and Expense Agreement • July 12th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.6 ASSET MANAGEMENT ACCOUNT SERVICES AGREEMENT This Agreement dated as of May 15, 2001 is made by and between CBNY Investment Services Corp. ("Customer"), a company incorporated under the laws of the State of New York and the Boston Safe...Asset Management Account Services Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • Massachusetts
Exhibit 10.11 WITHHOLDING AGENT INDEMNIFICATION AGREEMENT This AGREEMENT, effective as of August 9, 2001, by and between FMR Corp. ("FMR"), a Massachusetts corporation with its principal place of business in Boston, Massachusetts, and CBNY Investment...Withholding Agent Indemnification Agreement • September 18th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • Massachusetts
REPRESENTATION AND AGREEMENT LETTER TO: Fidelity Brokerage Services, LLC National Financial Services, LLC Fidelity Investments Institutional Brokerage Group (collectively, "Fidelity" or "you") FROM: CBNY Investment Services Corp. ("CBNY" or "we")...Representation and Agreement Letter • September 18th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
Exhibit 10.2 ------------ ASSIGNMENT, ASSUMPTION, CONSENT AND AMENDMENT AGREEMENT This Assignment, Assumption, Consent and Amendment Agreement ("Assignment"), dated as of November 6, 2001, is by and among SunGard Financial Systems Inc. ("SunGard"),...Assignment, Assumption, Consent and Amendment Agreement • April 23rd, 2002 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
