ASSIGNMENT AGREEMENTAssignment Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
This agreement, together with the Clearing Agreement, represents the complete and total agreement between the parties.
For U.S. Intermediaries Last Revised 2/1/99 FIDELITY ADVISOR WORLD FUNDS INTERMEDIARY AGREEMENT To Fidelity Investments Institutional Services Company, Inc. 82 Devonshire Street Boston, MA 02109 We desire to enter into a Contract (the "Contract") with...Cbny Investment Services Corp • September 18th, 2001 • Security brokers, dealers & flotation companies
EXHIBIT 2.1 AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
BACKGROUNDEscrow Agreement • April 23rd, 2002 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • Pennsylvania
October 9, 2001Cbny Investment Services Corp • October 12th, 2001 • Security brokers, dealers & flotation companies
Exhibit 10.8 SERVICE AGREEMENT (For use by Broker-Dealers and Other Professionals) Dreyfus Service Corporation 144 Glenn Curtiss Boulevard Uniondale, New York 11556 Gentlemen: We wish to enter into an Agreement with you for servicing shareholders of,...Service Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
Exhibit 99.10 Chase Contact: Tony Botti 212-946-3045 SUBSCRIPTION ESCROW AGREEMENT Subscription Escrow Agreement (the "Escrow Agreement") dated as of the effective date (the "Effective Date") set forth on schedule 1 attached hereto ("Schedule 1")...Subscription Escrow Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
Exhibit 99.9 SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (the "Agreement") is made and entered into as of ______, 2001, by and between CBNY INVESTMENT SERVICES CORP., a New York corporation (the "Company"), and SANDLER O'NEILL...Subscription Agent Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
Exhibit 2.3 MANDATORY PURCHASE AGREEMENT This Mandatory Purchase Agreement (this "Agreement") is made as of this __ day of , 2001 by and between CBNY Investment Services Corp., a New York corporation (the "Company") and Helene Safdie Levy (the...Mandatory Purchase Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.5 SHARED SERVICES AND EXPENSE AGREEMENTShared Services and Expense Agreement • July 12th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.6 ASSET MANAGEMENT ACCOUNT SERVICES AGREEMENT This Agreement dated as of May 15, 2001 is made by and between CBNY Investment Services Corp. ("Customer"), a company incorporated under the laws of the State of New York and the Boston Safe...Asset Management Account Services Agreement • August 6th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • Massachusetts
Exhibit 10.11 WITHHOLDING AGENT INDEMNIFICATION AGREEMENT This AGREEMENT, effective as of August 9, 2001, by and between FMR Corp. ("FMR"), a Massachusetts corporation with its principal place of business in Boston, Massachusetts, and CBNY Investment...Withholding Agent Indemnification Agreement • September 18th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies • Massachusetts
AMENDMENT NO. 1Cbny Investment Services Corp • September 28th, 2001 • Security brokers, dealers & flotation companies • New York
REPRESENTATION AND AGREEMENT LETTER TO: Fidelity Brokerage Services, LLC National Financial Services, LLC Fidelity Investments Institutional Brokerage Group (collectively, "Fidelity" or "you") FROM: CBNY Investment Services Corp. ("CBNY" or "we")...Representation and Agreement • September 18th, 2001 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
Exhibit 10.2 ------------ ASSIGNMENT, ASSUMPTION, CONSENT AND AMENDMENT AGREEMENT This Assignment, Assumption, Consent and Amendment Agreement ("Assignment"), dated as of November 6, 2001, is by and among SunGard Financial Systems Inc. ("SunGard"),...Agreement • April 23rd, 2002 • Cbny Investment Services Corp • Security brokers, dealers & flotation companies
