EXHIBIT 10.1 ADDENDUM TO STOCK PURCHASE AGREEMENT This Addendum to Stock Purchase Agreement (the "Addendum") is made and entered into as of January 31, 2014 by Solar United Network, Inc., a California Corporation ("SUN"), Emil Beitpolous, Abe Emard,...Stock Purchase Agreement • January 31st, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus
Contract Type FiledJanuary 31st, 2014 Company Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 12th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledJune 12th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 8, 2023, between Sunworks, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the "Agreement"), is entered into as of _______________, 2010, by and between MachineTalker, Inc., a Delaware corporation (the "Company"), and _____________________________________, a...Stock Purchase Agreement • February 16th, 2010 • Machinetalker Inc • Telephone & telegraph apparatus • California
Contract Type FiledFebruary 16th, 2010 Company Industry Jurisdiction
EXHIBIT 4.3 INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (the "Agreement") is made and entered into, effective on the "Effective Date" set forth on the signature page hereof (the "Effective Date"), by and between...Incentive Stock Option Agreement • August 1st, 2005 • Machinetalker Inc • Telephone & telegraph apparatus • California
Contract Type FiledAugust 1st, 2005 Company Industry Jurisdiction
EXHIBIT 4.4 NONQUALIFIED STOCK OPTION AGREEMENT THIS NONQUALIFIED STOCK OPTION AGREEMENT (the "Agreement") is made and entered into, dated for reference purposes as of the "Effective Date" set forth on the signature page hereof (the "Effective Date"),...Nonqualified Stock Option Agreement • August 1st, 2005 • Machinetalker Inc • Telephone & telegraph apparatus • California
Contract Type FiledAugust 1st, 2005 Company Industry Jurisdiction
SUNWORKS, INC. Common Stock (par value $0.001 per share) Sales AgreementSales Agreement • June 9th, 2022 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledJune 9th, 2022 Company Industry JurisdictionSunworks, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Roth Capital Partners, LLC (“Roth”) and Northland Securities, Inc. (“Northland”; each of Roth and Northland individually an “Agent” and collectively, the “Agents”) as follows:
RECITALS:Lock-Up Agreement • May 13th, 2009 • Machinetalker Inc • Telephone & telegraph apparatus
Contract Type FiledMay 13th, 2009 Company Industry
EXHIBIT 10.3 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT, dated as of the 30th day of June, 2011 (the "Agreement"), is by and between Solar3D, Inc. a Delaware corporation (the "Company"), and Roland F. Bryan, an individual (the...Stock Purchase Agreement • July 1st, 2011 • Solar3d, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledJuly 1st, 2011 Company Industry Jurisdiction
3,000,000 Units Each Consisting of One Share of Common Stock and One Warrant to Purchase One Share of Common Stock SOLAR3D, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 5th, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • New York
Contract Type FiledMarch 5th, 2015 Company Industry JurisdictionThe Company represents and warrants to the Underwriter, as of the date hereof and as of the Closing Date (as defined below), and agrees with the Underwriter, that:
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 11th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 11th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 9, 2023, between Sunworks, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ARTICLE I SALE AND PURCHASE OF SHARESStock Purchase Agreement • August 5th, 2010 • Machinetalker Inc • Telephone & telegraph apparatus • California
Contract Type FiledAugust 5th, 2010 Company Industry Jurisdiction
EXHIBIT 10.2 NONSTATUTORY STOCK OPTION AGREEMENT WITH JAMES B. NELSON, DATED JULY 22, 2010 MACHINETALKER, INC. NONSTATUTORY STOCK OPTION AGREEMENT THIS NONSTATUTORY STOCK OPTION AGREEMENT ("AGREEMENT") is made and entered into as of the date set forth...Nonstatutory Stock Option Agreement • August 5th, 2010 • Machinetalker Inc • Telephone & telegraph apparatus • California
Contract Type FiledAugust 5th, 2010 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 11th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 11th, 2023 Company Industry Jurisdiction
DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENTDirector and Officer Indemnification Agreement • October 31st, 2019 • Sunworks, Inc. • Telephone & telegraph apparatus • Delaware
Contract Type FiledOctober 31st, 2019 Company Industry JurisdictionThis Director and Officer Indemnification Agreement, dated as of ______ XX, 20XX and effective as of ______ XX, 20XX (this “Agreement”), is made by and between Sunworks, Inc., a Delaware corporation (the “Company”), and _________ (the “Indemnitee”).
EXHIBIT 10.1 FORM OF RESTRICTED STOCK GRANT AGREEMENT SOLAR3D, INC. RESTRICTED STOCK GRANT AGREEMENT This Restricted Stock Grant Agreement (the "AGREEMENT") is made and entered into as of October 1, 2014 (the "EFFECTIVE Date"), by and between Solar3D,...Restricted Stock Grant Agreement • October 3rd, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus • Delaware
Contract Type FiledOctober 3rd, 2014 Company Industry Jurisdiction
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the "Agreement") is made and entered into as of October 31, 2013 by Solar United Network, Inc., a California corporation ("SUN"), which has a mailing address at 1358 Blue Oaks...Stock Purchase Agreement • November 6th, 2013 • Solar3d, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledNovember 6th, 2013 Company Industry Jurisdiction
BYAgreement and Plan of Acquisition • January 3rd, 2008 • Machinetalker Inc • Telephone & telegraph apparatus • Florida
Contract Type FiledJanuary 3rd, 2008 Company Industry Jurisdiction
RECITALS --------Solar3d, Inc. • July 1st, 2011 • Telephone & telegraph apparatus • California
Company FiledJuly 1st, 2011 Industry Jurisdiction
SUNWORKS, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementCommon Stock • August 28th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 28th, 2023 Company Industry Jurisdiction
EXHIBIT 10.2 Kellogg Brown & Root Services, Inc. Agreement No. CA-00062 This Agreement is entered into as of the 20 December 2004, by and between Kellogg Brown & Root Services, Inc. (hereinafter "KBR" or "Company"), whose offices are located at 1550...Secrecy Agreement • November 2nd, 2005 • Machinetalker Inc • Telephone & telegraph apparatus • Texas
Contract Type FiledNovember 2nd, 2005 Company Industry Jurisdiction
WARRANT AGREEMENTWarrant Agreement • March 5th, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • New York
Contract Type FiledMarch 5th, 2015 Company Industry JurisdictionTHIS WARRANT AGREEMENT (this “Agreement”) is dated March [ ], 2015, between Solar3D, Inc., a Delaware corporation (the “Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company, collectively as the “Warrant Agent”.
By: _________________________________________ Roland F. Bryan, PresidentAssignment of Patent • July 1st, 2011 • Solar3d, Inc. • Telephone & telegraph apparatus
Contract Type FiledJuly 1st, 2011 Company IndustryThis Assignment of Patent (the "Assignment") is made as of this 28th day of June, 2011 by and between Solar3D, Inc., a Delaware corporation (the "Assignor"), and Wideband Detection Technologies, Inc., a Florida corporation with a principal place of business located at 6500 Hollister Avenue, Suite 130, Goleta, California 93117 (the "Assignee").
VOTING AGREEMENTVoting Agreement • August 10th, 2020 • Sunworks, Inc. • Telephone & telegraph apparatus • Delaware
Contract Type FiledAugust 10th, 2020 Company Industry JurisdictionThis Voting Agreement (this “Agreement”), dated as of August 10, 2020 is entered into by and between the undersigned stockholder (“Stockholder”) of The Peck Company Holdings, Inc., a Delaware corporation (“Parent”), and Sunworks, Inc., a Delaware corporation (the “Company”). The Company and Stockholder are each sometimes referred to herein individually as a “Party” and collectively as the “Parties”.
AMENDMENT TO CONVERTIBLE PROMISSORY NOTEConvertible Promissory Note • December 18th, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus
Contract Type FiledDecember 18th, 2014 Company IndustryThis Amendment to Convertible Promissory Note (the “First Amendment”) is made as of this 16th day of December 2014 by and between Solar3D, Inc., a Delaware corporation (the “Company”), and Bountiful Capital, LLC, a Nevada limited liability company and a purchaser of a convertible promissory note pursuant to that certain Convertible Promissory Note, dated January 29, 2014 (“Purchaser”), with respect to the following facts:
A. Solar3D and Grantee have entered into that certain Restricted Stock Grant Agreement, dated as of September 23, 2013 (the "Agreement").Restricted Stock Grant Agreement • May 2nd, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus
Contract Type FiledMay 2nd, 2014 Company Industry
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • September 28th, 2017 • Sunworks, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledSeptember 28th, 2017 Company Industry JurisdictionThis Change of Control Agreement (the “Agreement”) is made and entered into effective as of September 22, 2017 (the “Effective Date”), by and between , an individual (the “Employee”) and Sunworks, Inc., a Delaware corporation (the “Company”).
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • March 3rd, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledMarch 3rd, 2015 Company Industry JurisdictionThis Amended and Restated Asset Purchase Agreement (the “Agreement”) is made and entered into as of February 28, 2015 by and between MD Energy, LLC, a Nevada limited liability company, which has a mailing address at 9291 9th Street, Rancho Cucamonga, California 91730 (“MDE” or “Seller”), Daniel J. Mitchell and Andrea C. Mitchell (collectively, the “MDE Members”), Solar3D, Inc., a Delaware corporation (“Parent”), and MD Energy, Inc., a California corporation and wholly owned subsidiary of Parent (“Buyer” or “Company”), with respect to the following facts:
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • January 30th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • California
Contract Type FiledJanuary 30th, 2023 Company Industry JurisdictionThis Amendment to Employment Agreement (this “Amendment”), dated as of January 27, 2023 and effective as of January 1, 2023 (the “Amendment Effective Date”), is entered into by and between Jason Bonfigt, an individual (the “Executive”), and Sunworks, Inc., a Delaware corporation (the “Company”).
SUBORDINATION AGREEMENTSubordination Agreement • April 27th, 2018 • Sunworks, Inc. • Telephone & telegraph apparatus • Texas
Contract Type FiledApril 27th, 2018 Company Industry JurisdictionTHIS SUBORDINATION AGREEMENT (this “Agreement”) is entered into as of April 27, 2018 by and among CrowdOut Capital, LLC, a Texas limited liability company (“Lender” and referred to herein as the “Junior Creditor” in its capacity as the payee under the Junior Note, as such term is defined below, and as the “Senior Creditor” in its capacity as the payee under the Senior Note, as such term is defined below), and Sunworks Inc., a Delaware corporation (the “Borrower”).
ALISOS INVESTMENT COMPANY Santa Barbara, CA 93108 Phone (805)969-2635 and Fax (805)565-0685 pthompson2175@cox.net OFFICE LEASEOffice Lease • March 31st, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus
Contract Type FiledMarch 31st, 2015 Company IndustryThis Lease made and executed in duplicate, this 11th day of September, 2013, Between Alisos Investment Company, party of the first part, hereinafter designated the Lessor, and Solar3D, Inc., hereinafter designated the Lessee,
EMPLOYMENT AGREEMENTEmployment Agreement • March 28th, 2018 • Sunworks, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledMarch 28th, 2018 Company Industry JurisdictionThis EMPLOYMENT AGREEMENT (“Agreement”) is made effective as of the 29th day of March 2017, by and between Sunworks United Inc., a California corporation (“Company”), and Charles Cargile, an individual (“ Executive”), and is made with respect to the following facts:
AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • August 12th, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledAugust 12th, 2015 Company Industry JurisdictionThis Agreement and Plan of Merger (the “Agreement”) is made and entered into as of August 6, 2015 by Plan B Enterprises, Inc., a California corporation and dba Universal Racking Solutions, which have a mailing address at 15 Pepsi Way, Durham, CA 95938 (collectively “Plan B” or “Seller”), Kirk R. Short (“Short”), Solar3D, Inc., a Delaware corporation (“Buyer” or “Company”), and Elite Solar Acquisition Sub, Inc.,(“Merger Sub”), with respect to the following facts. Plan B, Short, Company and Merger Sub are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
EMPLOYMENT AGREEMENTEmployment Agreement • January 13th, 2021 • Sunworks, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledJanuary 13th, 2021 Company Industry JurisdictionThis EMPLOYMENT AGREEMENT (“Agreement”) is made effective as of the 11th day of January 2021, by and between Sunworks, Inc., a Delaware corporation (the “Company”), and Gaylon Morris, an individual (“Executive”), and is made with respect to the following facts:
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • November 2nd, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledNovember 2nd, 2015 Company Industry JurisdictionThis Amendment No. 1 (the “Amendment) dated as of October 30, 2015 is entered into among Plan B Enterprises, Inc., a California corporation and dba Universal Racking Solutions, which have a mailing address at 15 Pepsi Way, Durham, CA 95938 (collectively “Plan B” or “Seller”), Kirk R. Short (“Short”), Solar3D, Inc., a Delaware corporation (“Buyer” or “Company”), and Elite Solar Acquisition Sub, Inc.,(“Merger Sub”). Plan B, Short, Company and Merger Sub are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
Credit AgreementCredit Agreement • March 14th, 2016 • Sunworks, Inc. • Telephone & telegraph apparatus • California
Contract Type FiledMarch 14th, 2016 Company Industry JurisdictionThis agreement dated as of December 16, 2015 is between JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"), whose address is 1415 L Ste STE 650, Floor 6, Sacramento, CA 95814, and SOLAR3D, INC. (individually, the "Borrower" and if more than one, collectively, the "Borrowers"), whose address is 1010 Winding Creek Rd., Suite 100, Roseville, CA 95678.