SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 11th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 9, 2023, between Sunworks, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EXHIBIT 4.3 INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (the "Agreement") is made and entered into, effective on the "Effective Date" set forth on the signature page hereof (the "Effective Date"), by and between...Incentive Stock Option Agreement • August 1st, 2005 • Machinetalker Inc • Telephone & telegraph apparatus • California
ARTICLE IV REPRESENTATIONS AND WARRANTIES OF THE COMPANYStock Purchase Agreement • May 13th, 2009 • Machinetalker Inc • Telephone & telegraph apparatus • California
EXHIBIT 4.4 NONQUALIFIED STOCK OPTION AGREEMENT THIS NONQUALIFIED STOCK OPTION AGREEMENT (the "Agreement") is made and entered into, dated for reference purposes as of the "Effective Date" set forth on the signature page hereof (the "Effective Date"),...Nonqualified Stock Option Agreement • August 1st, 2005 • Machinetalker Inc • Telephone & telegraph apparatus • California
BYAcquisition Agreement • January 3rd, 2008 • Machinetalker Inc • Telephone & telegraph apparatus • Florida
RECITALS:Lock-Up Agreement • May 13th, 2009 • Machinetalker Inc • Telephone & telegraph apparatus
EXHIBIT 10.2 Kellogg Brown & Root Services, Inc. Agreement No. CA-00062 This Agreement is entered into as of the 20 December 2004, by and between Kellogg Brown & Root Services, Inc. (hereinafter "KBR" or "Company"), whose offices are located at 1550...Consulting Agreement • November 2nd, 2005 • Machinetalker Inc • Telephone & telegraph apparatus • Texas
SUNWORKS, INC. Common Stock (par value $0.001 per share) Sales AgreementSales Agreement • June 9th, 2022 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
Sunworks, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Roth Capital Partners, LLC (“Roth”) and Northland Securities, Inc. (“Northland”; each of Roth and Northland individually an “Agent” and collectively, the “Agents”) as follows:
EXHIBIT 10.3 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT, dated as of the 30th day of June, 2011 (the "Agreement"), is by and between Solar3D, Inc. a Delaware corporation (the "Company"), and Roland F. Bryan, an individual (the...Stock Purchase Agreement • July 1st, 2011 • Solar3d, Inc. • Telephone & telegraph apparatus • California
EXHIBIT 10.2 NONSTATUTORY STOCK OPTION AGREEMENT WITH JAMES B. NELSON, DATED JULY 22, 2010 MACHINETALKER, INC. NONSTATUTORY STOCK OPTION AGREEMENT THIS NONSTATUTORY STOCK OPTION AGREEMENT ("AGREEMENT") is made and entered into as of the date set forth...Nonstatutory Stock Option Agreement • August 5th, 2010 • Machinetalker Inc • Telephone & telegraph apparatus • California
3,000,000 Units Each Consisting of One Share of Common Stock and One Warrant to Purchase One Share of Common Stock SOLAR3D, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 5th, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • New York
The Company represents and warrants to the Underwriter, as of the date hereof and as of the Closing Date (as defined below), and agrees with the Underwriter, that:
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 11th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
ARTICLE I SALE AND PURCHASE OF SHARESStock Purchase Agreement • August 5th, 2010 • Machinetalker Inc • Telephone & telegraph apparatus • California
SUNWORKS, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 28th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 12th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 8, 2023, between Sunworks, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EXHIBIT 10.1 ADDENDUM TO STOCK PURCHASE AGREEMENT This Addendum to Stock Purchase Agreement (the "Addendum") is made and entered into as of January 31, 2014 by Solar United Network, Inc., a California Corporation ("SUN"), Emil Beitpolous, Abe Emard,...Stock Purchase Agreement • January 31st, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus
DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENTDirector and Officer Indemnification Agreement • October 31st, 2019 • Sunworks, Inc. • Telephone & telegraph apparatus • Delaware
This Director and Officer Indemnification Agreement, dated as of ______ XX, 20XX and effective as of ______ XX, 20XX (this “Agreement”), is made by and between Sunworks, Inc., a Delaware corporation (the “Company”), and _________ (the “Indemnitee”).
EXHIBIT 10.1 FORM OF RESTRICTED STOCK GRANT AGREEMENT SOLAR3D, INC. RESTRICTED STOCK GRANT AGREEMENT This Restricted Stock Grant Agreement (the "AGREEMENT") is made and entered into as of October 1, 2014 (the "EFFECTIVE Date"), by and between Solar3D,...Restricted Stock Grant Agreement • October 3rd, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus • Delaware
By: _________________________________________ Roland F. Bryan, PresidentIp Transfer Agreement • July 1st, 2011 • Solar3d, Inc. • Telephone & telegraph apparatus
This Assignment of Patent (the "Assignment") is made as of this 28th day of June, 2011 by and between Solar3D, Inc., a Delaware corporation (the "Assignor"), and Wideband Detection Technologies, Inc., a Florida corporation with a principal place of business located at 6500 Hollister Avenue, Suite 130, Goleta, California 93117 (the "Assignee").
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the "Agreement") is made and entered into as of October 31, 2013 by Solar United Network, Inc., a California corporation ("SUN"), which has a mailing address at 1358 Blue Oaks...Stock Purchase Agreement • November 6th, 2013 • Solar3d, Inc. • Telephone & telegraph apparatus • California
WARRANT AGREEMENTWarrant Agreement • March 5th, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • New York
THIS WARRANT AGREEMENT (this “Agreement”) is dated March [ ], 2015, between Solar3D, Inc., a Delaware corporation (the “Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company, collectively as the “Warrant Agent”.
EXHIBIT 10.1 SECOND AMENDMENT TO RESTRICTED STOCK GRANT AGREEMENT WITH JAMES B. NELSONRestricted Stock Grant Agreement • August 29th, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus
VOTING AGREEMENTVoting Agreement • August 10th, 2020 • Sunworks, Inc. • Telephone & telegraph apparatus • Delaware
This Voting Agreement (this “Agreement”), dated as of August 10, 2020 is entered into by and between the undersigned stockholder (“Stockholder”) of The Peck Company Holdings, Inc., a Delaware corporation (“Parent”), and Sunworks, Inc., a Delaware corporation (the “Company”). The Company and Stockholder are each sometimes referred to herein individually as a “Party” and collectively as the “Parties”.
AMENDMENT TO CONVERTIBLE PROMISSORY NOTEConvertible Promissory Note • December 18th, 2014 • Solar3d, Inc. • Telephone & telegraph apparatus
This Amendment to Convertible Promissory Note (the “First Amendment”) is made as of this 16th day of December 2014 by and between Solar3D, Inc., a Delaware corporation (the “Company”), and Bountiful Capital, LLC, a Nevada limited liability company and a purchaser of a convertible promissory note pursuant to that certain Convertible Promissory Note, dated January 29, 2014 (“Purchaser”), with respect to the following facts:
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • September 28th, 2017 • Sunworks, Inc. • Telephone & telegraph apparatus • California
This Change of Control Agreement (the “Agreement”) is made and entered into effective as of September 22, 2017 (the “Effective Date”), by and between , an individual (the “Employee”) and Sunworks, Inc., a Delaware corporation (the “Company”).
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • March 3rd, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • California
This Amended and Restated Asset Purchase Agreement (the “Agreement”) is made and entered into as of February 28, 2015 by and between MD Energy, LLC, a Nevada limited liability company, which has a mailing address at 9291 9th Street, Rancho Cucamonga, California 91730 (“MDE” or “Seller”), Daniel J. Mitchell and Andrea C. Mitchell (collectively, the “MDE Members”), Solar3D, Inc., a Delaware corporation (“Parent”), and MD Energy, Inc., a California corporation and wholly owned subsidiary of Parent (“Buyer” or “Company”), with respect to the following facts:
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • January 30th, 2023 • Sunworks, Inc. • Miscellaneous electrical machinery, equipment & supplies • California
This Amendment to Employment Agreement (this “Amendment”), dated as of January 27, 2023 and effective as of January 1, 2023 (the “Amendment Effective Date”), is entered into by and between Jason Bonfigt, an individual (the “Executive”), and Sunworks, Inc., a Delaware corporation (the “Company”).
SUBORDINATION AGREEMENTSubordination Agreement • April 27th, 2018 • Sunworks, Inc. • Telephone & telegraph apparatus • Texas
THIS SUBORDINATION AGREEMENT (this “Agreement”) is entered into as of April 27, 2018 by and among CrowdOut Capital, LLC, a Texas limited liability company (“Lender” and referred to herein as the “Junior Creditor” in its capacity as the payee under the Junior Note, as such term is defined below, and as the “Senior Creditor” in its capacity as the payee under the Senior Note, as such term is defined below), and Sunworks Inc., a Delaware corporation (the “Borrower”).
ALISOS INVESTMENT COMPANY Santa Barbara, CA 93108 Phone (805)969-2635 and Fax (805)565-0685 pthompson2175@cox.net OFFICE LEASEOffice Lease • March 31st, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus
This Lease made and executed in duplicate, this 11th day of September, 2013, Between Alisos Investment Company, party of the first part, hereinafter designated the Lessor, and Solar3D, Inc., hereinafter designated the Lessee,
EMPLOYMENT AGREEMENTEmployment Agreement • March 28th, 2018 • Sunworks, Inc. • Telephone & telegraph apparatus • California
This EMPLOYMENT AGREEMENT (“Agreement”) is made effective as of the 29th day of March 2017, by and between Sunworks United Inc., a California corporation (“Company”), and Charles Cargile, an individual (“ Executive”), and is made with respect to the following facts:
RECITALS --------Assignment of Intangible Assets and Assumption of Liabilities • July 1st, 2011 • Solar3d, Inc. • Telephone & telegraph apparatus • California
AGREEMENT AND PLAN OF MERGERMerger Agreement • August 12th, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • California
This Agreement and Plan of Merger (the “Agreement”) is made and entered into as of August 6, 2015 by Plan B Enterprises, Inc., a California corporation and dba Universal Racking Solutions, which have a mailing address at 15 Pepsi Way, Durham, CA 95938 (collectively “Plan B” or “Seller”), Kirk R. Short (“Short”), Solar3D, Inc., a Delaware corporation (“Buyer” or “Company”), and Elite Solar Acquisition Sub, Inc.,(“Merger Sub”), with respect to the following facts. Plan B, Short, Company and Merger Sub are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
EMPLOYMENT AGREEMENTEmployment Agreement • January 13th, 2021 • Sunworks, Inc. • Telephone & telegraph apparatus • California
This EMPLOYMENT AGREEMENT (“Agreement”) is made effective as of the 11th day of January 2021, by and between Sunworks, Inc., a Delaware corporation (the “Company”), and Gaylon Morris, an individual (“Executive”), and is made with respect to the following facts:
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • November 2nd, 2015 • Solar3d, Inc. • Telephone & telegraph apparatus • California
This Amendment No. 1 (the “Amendment) dated as of October 30, 2015 is entered into among Plan B Enterprises, Inc., a California corporation and dba Universal Racking Solutions, which have a mailing address at 15 Pepsi Way, Durham, CA 95938 (collectively “Plan B” or “Seller”), Kirk R. Short (“Short”), Solar3D, Inc., a Delaware corporation (“Buyer” or “Company”), and Elite Solar Acquisition Sub, Inc.,(“Merger Sub”). Plan B, Short, Company and Merger Sub are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
Credit AgreementCredit Agreement • March 14th, 2016 • Sunworks, Inc. • Telephone & telegraph apparatus • California
This agreement dated as of December 16, 2015 is between JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"), whose address is 1415 L Ste STE 650, Floor 6, Sacramento, CA 95814, and SOLAR3D, INC. (individually, the "Borrower" and if more than one, collectively, the "Borrowers"), whose address is 1010 Winding Creek Rd., Suite 100, Roseville, CA 95678.
