EXHIBIT 10.5 CREDIT AGREEMENT Dated as of January 23, 2006 among AMERITRADE HOLDING CORPORATIONCredit Agreement • February 8th, 2006 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 8th, 2006 Company Industry Jurisdiction
EXHIBIT 10.3 AMENDED AND RESTATED VOTING AGREEMENT AMENDED AND RESTATED VOTING AGREEMENT, dated as of May 16, 2002 (this "Agreement"), by and among Datek Online Holdings Corp., a Delaware corporation ("Datek"), and the stockholders of Ameritrade...Voting Agreement • May 17th, 2002 • Arrow Stock Holding Corp • Delaware
Contract Type FiledMay 17th, 2002 Company Jurisdiction
EXHIBIT 10.3 SECOND AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENTRevolving Credit Agreement • February 8th, 2006 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 8th, 2006 Company Industry
EXHIBIT 10.1 AMERITRADE HOLDING CORPORATION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the "Agreement") between AMERITRADE HOLDING CORPORATION, a Delaware corporation (the "Company") and Kenneth Feldman (the "Executive"), is...Executive Employment Agreement • August 3rd, 2004 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledAugust 3rd, 2004 Company Industry
Exhibit 10.27 AMERITRADE HOLDING CORPORATION 1996 DIRECTORS INCENTIVE PLAN NON- QUALIFIED STOCK OPTION AGREEMENT THIS AGREEMENT, made and entered into as of ______ (the "Grant Date") by and between Ameritrade Holding Corporation (the "Company") and...Non-Qualified Stock Option Agreement • December 9th, 2004 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledDecember 9th, 2004 Company Industry
ISDA LOGO)Master Agreement • May 8th, 2003 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 8th, 2003 Company Industry Jurisdiction
EXHIBIT 10.4 AMERITRADE HOLDING CORPORATION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the "Agreement") between AMERITRADE HOLDING CORPORATION, a Delaware corporation (the "Company") and Lawrence Szczech (the "Executive"), is...Employment Agreement • July 22nd, 2005 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledJuly 22nd, 2005 Company Industry
EXHIBIT 10.35 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 13th, 2002 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 13th, 2002 Company Industry Jurisdiction
Exhibit 10.28 AMERITRADE HOLDING CORPORATION 1996 DIRECTORS INCENTIVE PLAN RESTRICTED STOCK AGREEMENT THIS AGREEMENT, made and entered into as of _____________ (the "Award Date") by and between Ameritrade Holding Corporation (the "Company") and...Restricted Stock Agreement • December 9th, 2004 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledDecember 9th, 2004 Company Industry
AMENDMENT AND WAIVER NO. 2 TO THE LOAN DOCUMENTSTd Ameritrade Holding Corp • February 8th, 2007 • Security brokers, dealers & flotation companies • New York
Company FiledFebruary 8th, 2007 Industry Jurisdiction
RECITALSStockholders Agreement • May 9th, 2006 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 9th, 2006 Company Industry Jurisdiction
BETWEEN FISERV, INC. ANDStock Purchase Agreement • August 8th, 2007 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 8th, 2007 Company Industry Jurisdiction
EXHIBIT 10.2 SECOND AMENDED AND RESTATED STOCK PLEDGE AGREEMENT THIS SECOND AMENDED AND RESTATED STOCK PLEDGE AGREEMENT (the "Pledge Agreement") is made as of December 15, 2003, by and between FIRST NATIONAL BANK OF OMAHA, a national banking...Stock Pledge Agreement • February 11th, 2004 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Nebraska
Contract Type FiledFebruary 11th, 2004 Company Industry Jurisdiction
AMENDMENT NO. 1 TO THE LOAN DOCUMENTSTd Ameritrade Holding Corp • May 9th, 2006 • Security brokers, dealers & flotation companies • New York
Company FiledMay 9th, 2006 Industry Jurisdiction
EXHIBIT 10.20 AMERITRADE HOLDING CORPORATION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the "Agreement") between AMERITRADE HOLDING CORPORATION, a Delaware corporation (the "Company") and Ellen L.S. Koplow (the "Executive"),...Employment Agreement • December 13th, 2002 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledDecember 13th, 2002 Company Industry
by and amongRegistration Rights Agreement • July 26th, 2002 • Arrow Stock Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledJuly 26th, 2002 Company Industry Jurisdiction
EXHIBIT 1.1 43,091,338 SHARES AMERITRADE HOLDING CORPORATION COMMON STOCK, $0.01 PAR VALUE UNDERWRITING AGREEMENTAmeritrade Holding Corp • November 13th, 2003 • Security brokers, dealers & flotation companies • New York
Company FiledNovember 13th, 2003 Industry Jurisdiction
Exhibit 10.12 AMERITRADE HOLDING CORPORATION 1996 LONG-TERM INCENTIVE PLAN NON- QUALIFIED STOCK OPTION AGREEMENT FOR EXECUTIVES THIS AGREEMENT, made and entered into as of AUGUST 5, 2004(the "Grant Date") by and between Ameritrade Holding Corporation...Qualified Stock Option Agreement • December 9th, 2004 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledDecember 9th, 2004 Company Industry
TD AMERITRADE HOLDING CORPORATION $800,000,000 3.300% Senior Notes due 2027 UNDERWRITING AGREEMENT April 24, 2017 Barclays Capital Inc. Wells Fargo Securities, LLCUnderwriting Agreement • April 28th, 2017 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledApril 28th, 2017 Company Industry JurisdictionIntroductory. TD Ameritrade Holding Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”), acting severally and not jointly, the respective amounts set forth in such Schedule A of $800,000,000 aggregate principal amount of the Company’s 3.300% Notes due 2027 (the “Securities”). Barclays Capital Inc. and Wells Fargo Securities, LLC have agreed to act as representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Securities.
EXHIBIT 10.3 AMERITRADE HOLDING CORPORATION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the "Agreement") between AMERITRADE HOLDING CORPORATION, a Delaware corporation (the "Company") and Bryce B. Engel (the "Executive"), is...Employment Agreement • July 22nd, 2005 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledJuly 22nd, 2005 Company Industry
EXHIBIT 10.3 AMENDMENT NUMBER ONE TO EMPLOYMENT AGREEMENT This Amendment Number One to Employment Agreement is entered into as of the 29th day of September, 2008, (the "Effective Date"), by and between TD Ameritrade Holding Corporation (the "Company")...Employment Agreement • November 26th, 2008 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledNovember 26th, 2008 Company Industry
WITNESSETH:Separation and Release Agreement • December 14th, 2005 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Nebraska
Contract Type FiledDecember 14th, 2005 Company Industry Jurisdiction
EXHIBIT 10.2 AMERITRADE HOLDING CORPORATION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the "Agreement") between AMERITRADE HOLDING CORPORATION, a Delaware corporation (the "Company") and Asiff Hirji (the "Executive"), is made...Employment Agreement • August 8th, 2003 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledAugust 8th, 2003 Company Industry
CREDIT AGREEMENT dated as of June 11, 2014 among TD AMERITRADE CLEARING, INC., as Borrower The Lenders Party Hereto, BANK OF AMERICA, N.A., as Syndication Agent BARCLAYS BANK PLC, U.S. BANK NATIONAL ASSOCIATION and WELLS FARGO BANK, NATIONAL...Credit Agreement • June 17th, 2014 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledJune 17th, 2014 Company Industry JurisdictionCREDIT AGREEMENT dated as of June 11, 2014, among TD AMERITRADE CLEARING, INC., a Nebraska corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement (the “Lenders”), BANK OF AMERICA, N.A., as syndication agent (the “Syndication Agent”), BARCLAYS BANK PLC, U.S. BANK NATIONAL ASSOCIATION and WELLS FARGO BANK, NATIONAL ASSOCIATION, as co-documentation agents (the “Co-Documentation Agents”) and JPMORGAN CHASE BANK, N.A., as Administrative Agent (the “Administrative Agent”).
AGREEMENT AND PLAN OF MERGER BY AND AMONG TD AMERITRADE HOLDING CORPORATION TANGO ACQUISITION CORPORATION ONE TANGO ACQUISITION CORPORATION TWO AND THINKORSWIM GROUP INC. Dated as of January 8, 2009Agreement and Plan of Merger • January 14th, 2009 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledJanuary 14th, 2009 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is made and entered into as of January 8, 2009 by and among TD AMERITRADE Holding Corporation, a Delaware corporation (“Parent”), Tango Acquisition Corporation One, a Delaware corporation and a direct, wholly-owned subsidiary of Parent (“Merger Sub One”), Tango Acquisition Corporation Two, a Delaware corporation and a direct, wholly-owned subsidiary of Parent (“Merger Sub Two” and together with Merger Sub One, the “Merger Subs”), and thinkorswim Group Inc., a Delaware corporation (the “Company”). All capitalized terms that are used in this Agreement shall have the respective meanings ascribed thereto in Article I.
FIRST AMENDMENTCredit Agreement • August 3rd, 2020 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 3rd, 2020 Company Industry JurisdictionCREDIT AGREEMENT dated as of April 21, 2017, among TD AMERITRADE HOLDING CORPORATION, a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement (the “Lenders”), U.S. BANK NATIONAL ASSOCIATION, as syndication agent (the “Syndication Agent”), BARCLAYS BANK PLC, TD SECURITIES (USA) LLC, WELLS FARGO BANK, N.A. and INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD., NEW YORK BRANCH, as co-documentation agents (the “Co-Documentation Agents”) and JPMORGAN CHASE BANK, N.A., as Administrative Agent (the “Administrative Agent”), as amended by the First Amendment thereto, dated as of August 3, 2020 (the “First Amendment”), by and among the Borrower, the Administrative Agent and the Lenders party thereto (this Credit Agreement as so amended by the First Amendment being hereinafter referred to as this “Agreement”).
ISDA LOGO)Ameritrade Holding Corp • May 8th, 2003 • Security brokers, dealers & flotation companies
Company FiledMay 8th, 2003 Industry
EXHIBIT 10.13 AMENDMENT NUMBER ONE TO EMPLOYMENT AGREEMENT This Amendment Number One to Employment Agreement is entered into as of the 9th day of September, 2008, (the "Effective Date"), by and between TD Ameritrade Holding Corporation (the "Company")...Employment Agreement • November 26th, 2008 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledNovember 26th, 2008 Company Industry
FIRST AMENDMENTCredit Agreement • April 24th, 2020 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledApril 24th, 2020 Company Industry JurisdictionCREDIT AGREEMENT dated as of May 16, 2019, among TD AMERITRADE CLEARING, INC., a Nebraska corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement (the “Lenders”), BARCLAYS BANK PLC, CITIBANK, N.A., JPMORGAN CHASE BANK, N.A., U.S. BANK NATIONAL ASSOCIATION, TD SECURITIES (USA) LLC, and BANK OF AMERICA, N.A.AND MORGAN STANLEY SENIOR FUNDING, INC., as co-syndication agents (the “Co-Syndication Agents”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent (the “Administrative Agent”).
TD AMERITRADE HOLDING CORPORATION, as IssuerTd Ameritrade Holding Corp • October 23rd, 2014 • Security brokers, dealers & flotation companies • New York
Company FiledOctober 23rd, 2014 Industry JurisdictionINDENTURE, dated as of October 22, 2014, among TD AMERITRADE HOLDING CORPORATION, a Delaware corporation (the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association duly incorporated and existing under the laws of the United States of America (the “Trustee”).
EXHIBIT 10.33 CONSENT, WAIVER AND AMENDMENT TO OPERATIVE DOCUMENTS This Consent, Waiver and Amendment to Operative Documents (the "Second Amendment") is given as of the 9th day of September, 2002, by the undersigned First National Bank of Omaha...Stock Pledge Agreement • December 13th, 2002 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledDecember 13th, 2002 Company Industry
EXHIBIT 10.1 AMERITRADE HOLDING CORPORATION EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the "Agreement") between AMERITRADE HOLDING CORPORATION, a Delaware corporation (the "Company") and Anne L. Nelson (the "Executive"), is...Employment Agreement • May 6th, 2004 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledMay 6th, 2004 Company Industry
EXHIBIT 10.9 DATEK ONLINE HOLDINGS CORP. 2001 STOCK INCENTIVE PLAN NON- QUALIFIED STOCK OPTION AGREEMENT FOR EXECUTIVES THIS AGREEMENT, made and entered into as of March 1, 2003 (the "Grant Date") by and between Ameritrade Holding Corporation (the...Qualified Stock Option Agreement • December 9th, 2004 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies
Contract Type FiledDecember 9th, 2004 Company Industry
EXHIBIT 10.9 TD AMERITRADE HOLDING CORPORATION ELLEN L.S. KOPLOW EMPLOYMENT AGREEMENT This Agreement, originally entered into as of September 26, 2006, by and between TD Ameritrade Holding Corporation (the "Company") and Ellen L.S. Koplow...Employment Agreement • November 26th, 2008 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 26th, 2008 Company Industry Jurisdiction
RECITALSConsent and Voting Agreement • June 24th, 2002 • Arrow Stock Holding Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledJune 24th, 2002 Company Industry Jurisdiction