Old Mutual Advisor Funds Sample Contracts

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WITNESSETH:
Agency Agreement • August 11th, 2004 • Old Mutual Advisor Funds • Missouri
AGREEMENT AND DECLARATION OF TRUST OF OLD MUTUAL ADVISOR FUNDS
Agreement and Declaration • June 1st, 2004 • Old Mutual Advisor Funds
CUSTODY AGREEMENT
Custody Agreement • December 28th, 2005 • Old Mutual Advisor Funds • New York

AGREEMENT, dated as of December 28, 2005 between Old Mutual Advisor Funds, a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 4643 South Ulster, 6th Floor, Denver, Colorado 80237 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).

FORM OF FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • August 20th, 2009 • Financial Investors Trust • Colorado

AGREEMENT, dated as of , 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Clough Capital Partners LP, a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 260 Franklin Street, Suite 1920, Boston, Massachusetts 02110.

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • November 27th, 2006 • Old Mutual Advisor Funds • Delaware

AGREEMENT made as of this 26th day of October, 2006 by and among Old Mutual Capital, Inc. (the "Adviser"), Acadian Asset Management, Inc. (the "Sub-Adviser"), and Old Mutual Advisor Funds, a Delaware statutory trust (the "Trust").

AMENDED AND RESTATED CUSTODY AGREEMENT
Custody Agreement • November 14th, 2007 • Old Mutual Advisor Funds • New York

THIS AMENDED AND RESTATED CUSTODY AGREEMENT, entered into as of September 25, 2007 with an effective date of November 5, 2007 between Old Mutual Advisor Funds, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 4643 South Ulster Street, Suite 600, Denver, Colorado 80237 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).

FORM OF FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT CLOUGH CHINA FUND
Investment Advisory Agreement • August 20th, 2009 • Financial Investors Trust • Colorado

This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this day of , 2009, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”).

FORM OF SHAREHOLDER SERVICING AGREEMENT
Shareholder Servicing Agreement • August 20th, 2009 • Financial Investors Trust • Colorado

THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • November 28th, 2005 • Old Mutual Advisor Funds • Delaware

AGREEMENT made as of this 7th day of September, 2004 by and among Old Mutual Capital, Inc. (the “Adviser”), Dwight Asset Management Company (the “Sub-Adviser”), and Old Mutual Advisor Funds, a Delaware statutory trust (the “Trust”).

Form of Trust NETWORKING Agreement
Trust Networking Agreement • August 20th, 2009 • Financial Investors Trust • Colorado

AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS” or “Fund Agent”), and with its principal place of business in (“Trust Entity”).

AGREEMENT AMONG JOINTLY INSURED PARTIES
Agreement Among Jointly Insured Parties • September 23rd, 2011 • Old Mutual Funds I

THIS AGREEMENT AMONG JOINTLY INSURED PARTIES, effective as of July 1, 2011 (“Agreement”), is by and between Old Mutual Funds I and Old Mutual Funds II (each a “Trust” and collectively, the “Trusts”).

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • November 14th, 2007 • Old Mutual Advisor Funds • Delaware

AGREEMENT, effective as of the 19th day of November, 2007 between Old Mutual Capital, Inc. (the "Adviser") and Old Mutual Advisor Funds (the "Trust").

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AGREEMENT AMONG JOINTLY INSURED PARTIES
Agreement Among Jointly Insured Parties • August 7th, 2009 • Old Mutual Funds I

THIS AGREEMENT AMONG JOINTLY INSURED PARTIES, effective as of May 1, 2009 (“Agreement”), is by and between Old Mutual Funds I, Old Mutual Funds II, and Old Mutual Funds III (each a “Fund” and collectively, the “Funds”).

AMENDED AND RESTATED FOREIGN CUSTODY MANAGER AGREEMENT
Foreign Custody Manager Agreement • November 14th, 2007 • Old Mutual Advisor Funds • New York

THIS AMENDED AND RESTATED AGREEMENT entered into as of September 25, 2007 with an effective date of November 5, 2007 between Old Mutual Advisor Funds (the “Fund”), a statutory trust organized and existing under the laws of the State of Delaware and having its principal office and place of business at 4643 South Ulster Street, Suite 600, Denver, Colorado 80237, and The Bank of New York (“BNY”).

AGREEMENT AMONG JOINTLY INSURED PARTIES
Agreement Among Jointly Insured Parties • August 1st, 2008 • Old Mutual Funds I

THIS AGREEMENT AMONG JOINTLY INSURED PARTIES, effective as of May 1, 2008 (“Agreement”), is by and between Old Mutual Funds I, Old Mutual Funds II, Old Mutual Funds III and Old Mutual Insurance Series Fund (each a “Fund” and collectively, the “Funds”).

Form of Fund/SERV Agreement
Serv Agreement • August 20th, 2009 • Financial Investors Trust • Colorado

AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • November 14th, 2007 • Old Mutual Advisor Funds • Delaware

AGREEMENT effective as of the 19th day of November, 2007 by and among Old Mutual Capital, Inc. (the "Adviser"), Provident Investment Counsel, Inc. (the "Sub-Adviser"), and Old Mutual Advisor Funds, a Delaware statutory trust (the "Trust").

FORM OF AGREEMENT AND PLAN OF REORGANIZATION
Agreement and Plan of Reorganization • August 20th, 2009 • Financial Investors Trust • New York

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2009 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of Clough China Fund (the “Acquiring Fund”); Old Mutual Funds I, a Delaware statutory trust, (the “Selling Trust”), on behalf of Old Mutual China Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); ALPS Advisors, Inc. (“ALPS”), the investment adviser to the Acquiring Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Trust and ALPS is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 4643 South Ulster Street, Suite 600, Denver, Colorado 80237.

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • December 28th, 2005 • Old Mutual Advisor Funds • Delaware

AGREEMENT, entered into as of this 2nd day of December, 2005 between Old Mutual Capital, Inc. (the “Adviser”) and Old Mutual Advisor Funds (the “Fund”).

FUND SUB-ADMINISTRATION AND ACCOUNTING AGREEMENT
Fund Sub-Administration and Accounting Agreement • November 14th, 2007 • Old Mutual Advisor Funds • New York

AGREEMENT entered into as of September 25, 2007 with an effective date of November 5, 2007 by and between Old Mutual Fund Services (“OMFS”), as administrator to each series portfolio of Old Mutual Advisor Funds (“OMAF”) listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York, a New York banking organization (“BNY”).

AGREEMENT AMONG JOINTLY INSURED PARTIES
Agreement Among Jointly Insured Parties • September 1st, 2010 • Old Mutual Funds I

THIS AGREEMENT AMONG JOINTLY INSURED PARTIES, effective as of May 1, 2010 (“Agreement”), is by and between Old Mutual Funds I and Old Mutual Funds II (each a “Fund” and collectively, the “Funds”).

FORM OF BROKER DEALER SELLING AGREEMENT
Broker Dealer • August 20th, 2009 • Financial Investors Trust • Colorado

THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • December 28th, 2005 • Old Mutual Advisor Funds • Delaware

AGREEMENT made as of this 9th day of December, 2005 by and among Old Mutual Capital, Inc. (the “Adviser”), Analytic Investors, Inc. (the “Sub-Adviser”), and Old Mutual Advisor Funds, a Delaware statutory trust (the “Trust”).

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