SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 24th, 2021 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledJune 24th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 22, 2021, between Anavex Life Sciences Corp., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 19th, 2014 • Anavex Life Sciences Corp. • Services-commercial physical & biological research
Contract Type FiledMarch 19th, 2014 Company IndustryThis Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and each Purchaser (the “Purchase Agreement”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 19th, 2014 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledMarch 19th, 2014 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 13, 2014, between Anavex Life Sciences Corp., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
ANAVEX LIFE SCIENCES CORP. Shares of Common Stock (par value $0.001 per share) Amended and Restated Sales AgreementSales Agreement • May 1st, 2020 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledMay 1st, 2020 Company Industry JurisdictionReference is made to the Controlled Equity OfferingSM Sales Agreement, dated as of July 6, 2018 (the “Original Agreement”), by and between Anavex Life Sciences Corp., a Nevada corporation (the “Company”) and Cantor Fitzgerald & Co. (the “Cantor”), pursuant to which the Company proposed to issue and sell through the Cantor, from time to time during the term of the Original Agreement, on the terms and subject to the conditions set forth in the Original Agreement, shares of common stock of the Company, par value $0.001 per share. The Company, Cantor and SVB Leerink LLC (together with Cantor, collectively, the “Agents”, and each individually an “Agent”) wish to amend and restate the Original Agreement in its entirety as provided hereby.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 26th, 2015 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledOctober 26th, 2015 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 21, 2015, by and between ANAVEX LIFE SCIENCES CORP., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Purchase Agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).
SENIOR CONVERTIBLE DEBENTURE DUE MARCH ___, 2044Convertible Security Agreement • March 19th, 2014 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledMarch 19th, 2014 Company Industry JurisdictionTHIS SENIOR CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued Senior Convertible Debentures of ANAVEX LIFE SCIENCES CORP., a Nevada corporation (the “Company”), having its principal place of business at 51 West 52nd Street, 7th Floor, New York, New York 10019, designated as its Senior Convertible Debenture due March ___, 2044 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
SERIES B COMMON STOCK PURCHASE WARRANT ANAVEX LIFE SCIENCES CORP.Securities Agreement • October 23rd, 2014 • Anavex Life Sciences Corp. • Services-commercial physical & biological research
Contract Type FiledOctober 23rd, 2014 Company IndustryTHIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, LINCOLN PARK CAPITAL FUND, LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Anavex Life Sciences Corp., a Nevada corporation (the “Company”), up to 2,000,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company as of the date hereof pursuant to (i) Section 2.2 of the Securities Purchase Agreement, dated October 22, 2014, between the Company and the H
PURCHASE AGREEMENTPurchase Agreement • February 7th, 2023 • Anavex Life Sciences Corp. • Biological products, (no disgnostic substances) • Nevada
Contract Type FiledFebruary 7th, 2023 Company Industry JurisdictionTHIS PURCHASE AGREEMENT (the “Agreement”), dated as of February 3, 2023 by and between ANAVEX LIFE SCIENCES CORP., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). Capitalized terms used herein and not otherwise defined herein are defined in Section 1 hereof.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 7th, 2023 • Anavex Life Sciences Corp. • Biological products, (no disgnostic substances) • Nevada
Contract Type FiledFebruary 7th, 2023 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 3, 2023 by and between ANAVEX LIFE SCIENCES CORP., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Purchase Agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 8th, 2013 • Anavex Life Sciences Corp. • Services-commercial physical & biological research
Contract Type FiledJuly 8th, 2013 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of June___, 2013, between Anavex Life Sciences Corp., a Nevada corporation (the “Company”) and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
ContractPrivate Placement Subscription Agreement • January 13th, 2005 • Thrifty Printing Inc. • Nevada
Contract Type FiledJanuary 13th, 2005 Company JurisdictionTHIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT (THE "SUBSCRIPTION AGREEMENT") RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT").
STRICTLY CONFIDENTIAL Anavex Life Sciences Corp.Exclusive Agency Agreement • June 24th, 2021 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledJune 24th, 2021 Company Industry Jurisdiction
ContractPrivate Placement Subscription Agreement • February 13th, 2012 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledFebruary 13th, 2012 Company Industry JurisdictionTHIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT").
ContractSubscription Agreement • June 7th, 2012 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledJune 7th, 2012 Company Industry JurisdictionTHIS SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”).
User Agreement for PayPal™ ServiceUser Agreement • March 17th, 2005 • Thrifty Printing Inc. • Services-photofinishing laboratories • California
Contract Type FiledMarch 17th, 2005 Company Industry JurisdictionTHE FOLLOWING DESCRIBES THE TERMS ON WHICH PAYPAL OFFERS YOU ACCESS TO OUR SERVICES. This User Agreement ("Agreement") is a contract between you and PayPal, Inc. and applies to your use of the PayPal™ payment service and any related products and services available through www.paypal.com (collectively the "Service"). If you do not agree to be bound by the terms and conditions of this Agreement, please do not use or access our Services. You must read, agree with, and accept all of the terms and conditions contained in this Agreement and the Privacy Policy, which include those terms and conditions expressly set out below and those incorporated by reference, before you may become a member of PayPal. We strongly recommend that, as you read this Agreement, you also access and read the information contained in the other pages and websites referred to in this document, as they may contain further terms and conditions that apply to you as a PayPal user. Please note: underlined words and
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • December 11th, 2017 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledDecember 11th, 2017 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated October 4, 2017 with an effective date of October 1, 2017 (the “Agreement”), is by and between Anavex Life Sciences Corp. (the “Company” or “Anavex”), and Sandra Boenisch (the “Employee”). The Company and the Employee are referred to each individually as a “Party” and collectively as the “Parties.”
AMENDED AND RESTATED FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • July 22nd, 2016 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledJuly 22nd, 2016 Company Industry JurisdictionThis Amended and Restated First Amendment to Employment Agreement (the “Amendment”) is executed on this 18th day of July 2016, and made effective as defined below (the “Effective Date”), by and between Christopher Missling, PhD (hereinafter referred to as “Executive”) and Anavex Life Sciences Corp. (“Employer” and, together with its subsidiaries, the “Company”) and serves to (i) amend and restate that certain First Amendment to Employment Agreement, dated July 5, 2016, and (ii) amend that certain Employment Agreement dated June 27, 2013 (the “Employment Agreement”) by and between Executive and the Company. Except as otherwise provided herein in the Amendment, capitalized terms used in this Amendment shall have the same meanings given to them in the Employment Agreement. Executive and Company are collectively referred to as the “Parties” and singularly referred to as “Party.”
ContractPrivate Placement Subscription Agreement • February 7th, 2011 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledFebruary 7th, 2011 Company Industry JurisdictionTHIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT").
NON-UNITED STATES RESIDENT SUBSCRIBERSPrivate Placement Subscription Agreement • May 9th, 2011 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • California
Contract Type FiledMay 9th, 2011 Company Industry JurisdictionTHIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”).
U.S. ACCREDITED SUBSCRIBERS ONLY)Private Placement Subscription Agreement • September 9th, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • British Columbia
Contract Type FiledSeptember 9th, 2010 Company Industry JurisdictionNONE OF THE SECURITIES TO WHICH THIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT (THE “SUBSCRIPTION AGREEMENT”) RELATES HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY U.S. STATE SECURITIES LAWS, AND, UNLESS SO REGISTERED, NONE MAY BE OFFERED OR SOLD IN THE UNITED STATES OR TO U.S. PERSONS (AS DEFINED HEREIN) EXCEPT PURSUANT TO AN EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE 1933 ACT AND IN EACH CASE ONLY IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
NON-UNITED STATES RESIDENT SUBSCRIBERSPrivate Placement Subscription Agreement • June 26th, 2009 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • California
Contract Type FiledJune 26th, 2009 Company Industry JurisdictionTHIS PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”).
Dealer AgreementDealer Agreement • June 9th, 2005 • Thrifty Printing Inc. • Services-photofinishing laboratories • Nevada
Contract Type FiledJune 9th, 2005 Company Industry JurisdictionTHIS AGREEMENT is made this 25th day of March, 2005 by and between Thrifty Printing, Inc. a Nevada Corporation with its principal place of business at 3702 South Virginia Street, Reno, NV 89502 (hereinafter referred to as "Company") and "Winks" with its principal place of business at (hereafter referred to as "Dealer").
ContractShares for Service and Subscription Agreement • November 22nd, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledNovember 22nd, 2010 Company Industry JurisdictionTHIS SHARES FOR SERVICE AND SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT").
ContractShares for Service and Subscription Agreement • June 23rd, 2009 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledJune 23rd, 2009 Company Industry JurisdictionTHIS SHARES FOR SERVICE AND SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT").
ContractShares for Service and Subscription Agreement • June 23rd, 2009 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledJune 23rd, 2009 Company Industry JurisdictionTHIS SHARES FOR SERVICE AND SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT").
Independent Contractor AgreementIndependent Contractor Agreement • September 27th, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New Jersey
Contract Type FiledSeptember 27th, 2010 Company Industry JurisdictionAnavex Life Sciences Corp, a Nevada corporation having an address for the conduct of business located at Suite 315A, 50 Harrison street, Hoboken, NJ 07830
SUBLEASE CONTRACTSublease Agreement • September 27th, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research
Contract Type FiledSeptember 27th, 2010 Company IndustryThis Sublease Agreement (“Agreement”) dated September 15, 2010, is made between Genesis Research LLC ("Genesis”), 50 Harrison Street, Suite 315, Hoboken, New Jersey 07030 and Anavex Life Sciences Corp (Anavex), 405 Trimmer Road Suite 100 Califon, NJ 07830.
2nd AMENDMENT CONSULTING AGREEMENTConsulting Agreement • April 12th, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research
Contract Type FiledApril 12th, 2010 Company IndustryWHEREAS the Company and the Consultant entered into an Agreement dated May 20th, 2008, amended May 14th, 2009 and desire to amend the terms of the Agreement
EXCHANGE AGREEMENTExchange Agreement • July 8th, 2013 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledJuly 8th, 2013 Company Industry JurisdictionTHIS EXCHANGE AGREEMENT (the “Agreement”), dated as of June __, 2013 (the “Effective Date”), is made by and between Anavex Life Sciences Corp., a Nevada corporation (“Company”), and holder of certain indebtedness of the Company as indicated on they signature (the “Holder”).
CONTRACT FOR THE TRANSFER OF A PATENT INVENTION AND SCIENTIFIC COLLABORATIONPatent Transfer Agreement • February 7th, 2007 • Anavex Life Sciences Corp. • Services-photofinishing laboratories
Contract Type FiledFebruary 7th, 2007 Company IndustryAnavex Life Sciences Corp., a company organized and existing under the laws of the State of Nevada and having its head office 14 Rue Kleberg, Geneva Switzerland, duly represented by Harvey Lalach acting in the capacity of President and Director.
WARRANT CERTIFICATE TO PURCHASE 33,334 COMMON SHARES OF ANAVEX LIFE SCIENCES CORP.Warrant Agreement • May 9th, 2011 • Anavex Life Sciences Corp. • Services-commercial physical & biological research
Contract Type FiledMay 9th, 2011 Company IndustryTHIS IS TO CERTIFY THAT for valuable consideration WEISER CAPITAL LIMITED (the “Holder”) is entitled, at any time prior to April 20, 2013 upon and subject to the terms and conditions set forth herein and in the schedules attached hereto, which schedules form an integral part hereof and shall be deemed to be incorporated herein (the whole being referred to herein as this “Warrant Certificate” and the rights of the Holder represented by this Warrant Certificate being referred to herein as this “Warrant”), to subscribe in whole or in part for 33,334 common shares (“Shares” and which term shall include any other shares or securities to be issued in addition thereto or in substitution or replacement therefor as provided herein) of ANAVEX LIFE SCIENCES CORP. (the “Company”).
AGREEMENT FOR SERVICES This Agreement made and entered into on this day of August 10, 2010 by and between Anavex Life Sciences Corp. 405 Trimmer Road Suite 100 Califon, NJ 07830 USA (“SPONSOR“) and Genesis BioPharma Group LLC Admin. Office 21 Panteli...Agreement for Services • August 18th, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New Jersey
Contract Type FiledAugust 18th, 2010 Company Industry JurisdictionNOW, THEREFORE, in consideration of the premises and the mutual promises and undertakings herein contained, the parties hereto agree as follows:
ContractShares for Service and Subscription Agreement • November 30th, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • Nevada
Contract Type FiledNovember 30th, 2010 Company Industry JurisdictionTHIS SHARES FOR SERVICE AND SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT").
AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 6th, 2020 • Anavex Life Sciences Corp. • Services-commercial physical & biological research • New York
Contract Type FiledFebruary 6th, 2020 Company Industry JurisdictionTHIS AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Employment Agreement, dated October 4, 2017 (the “Employment Agreement”) is dated February 4, 2020 with an effective date of March 1, 2020, is by and between Anavex Life Sciences Corp. (the “Company” or “Anavex”), and Sandra Boenisch (the “Employee”). Except as otherwise provided herein in this Amendment, capitalized terms used in this Amendment shall have the same meanings given to them in the Employment Agreement. Company and the Employee are referred to each individually as a “Party” and collectively as the “Parties.”
AGREEMENT FOR SERVICES – Anavex2-73 This Agreement made and entered into on this day of August 10, 2010 by and between Anavex Life Sciences Corp. #100, 405 Trimmer Road Califon NJ, 07830 USA ("SPONSOR") and ABX-CRO advanced pharmaceutical services...Agreement for Services • August 18th, 2010 • Anavex Life Sciences Corp. • Services-commercial physical & biological research
Contract Type FiledAugust 18th, 2010 Company IndustryNOW, THEREFORE, in consideration of the premises and the mutual promises and undertakings herein contained, the parties hereto agree as follows: