INVESTMENT ADVISORY AGREEMENT Between RALPH PARKS PORTFOLIO TRUST and RALPH PARKS INVESTMENT GROUP, LLCInvestment Advisory Agreement • August 8th, 2006 • Ralph Parks Portfolios Trust • New York
AGREEMENT, made as of June 1, 2006 between Ralph Parks Portfolios Trust, a Delaware statutory trust (the "Trust"), and Ralph Parks Investment Group, LLC, a Delaware limited liability company (the "Adviser") located at Meadowgate Office Park, 101 Sully’s Trail, Building 10, Pittsford, New York, 14534.
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST ofAgreement and Declaration of Trust • August 21st, 2006 • Ralph Parks Portfolios Trust • Delaware
AGREEMENT AND DECLARATION OF TRUST made the 25th day of January, 2006 and amended and restated as of this 21st day of August, 2006, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided. This Agreement and Declaration of Trust shall be effective upon the filing of the Certificate of Trust in the office of the Secretary of State of the State of Delaware.
CUSTODY AGREEMENTCustody Agreement • August 8th, 2006 • Ralph Parks Portfolios Trust • New York
AGREEMENT, dated as of June 1, 2006 between Ralph Parks Portfolios Trust, a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at Meadowgate Office Park, 101 Sully’s Trail, Building 10, Pittsford, New York, 14534 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 RALPH PARKS PORTFOLIO TRUST On behalf of its series RALPH PARKS CYCLICAL EQUITY FUNDDistribution Agreement • August 8th, 2006 • Ralph Parks Portfolios Trust
PLAN AND AGREEMENT made as of June 1, 2006 by and between Ralph Parks Portfolio Trust (the "Trust") on behalf of its separate series, Ralph Parks Cyclical Equity Fund, and the distributor for Ralph Parks Cyclical Equity Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
FUND ACCOUNTING SERVICE AGREEMENT Between RALPH PARKS PORTFOLIOS TRUST and INDEXFund Accounting Service Agreement • August 8th, 2006 • Ralph Parks Portfolios Trust • New York
AGREEMENT made as of the ____ day of ______ 2006 by and between the Ralph Parks Portfolios Trust, a Delaware statutory trust, having its principal office and place of business at Meadowgate Office Park, 101 Sully’s Trail, Building 10, Pittsford, New York, 14534 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at the Hauppauge Corporate Center, 150 Motor Parkway, Suite 205, Hauppauge, New York 11788 (“GFS”).
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • August 8th, 2006 • Ralph Parks Portfolios Trust • New York
AGREEMENT made this _____ day of ____________ 2006, by and between the Ralph Parks Portfolios Trust, a Delaware statutory business trust, having its principal office and place of business at Meadowgate Office Park, 101 Sully’s Trail, Building 10, Pittsford, New York, 14534 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Blvd, Hauppauge, NY 11788 (“GFS”).
ADMINISTRATION SERVICE AGREEMENT between RALPH PARKS PORTFOLIOS TRUST andAdministration Service Agreement • August 8th, 2006 • Ralph Parks Portfolios Trust • New York
AGREEMENT made as of the ___ day of _______ 2006, by and between the Ralph Parks Portfolios Trust, a Delaware statutory trust, having its principal office and place of business at Meadowgate Office Park, 101 Sully’s Trail, Building 10, Pittsford, New York, 14534 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Blvd, Hauppauge, New York 11788 (“GFS”).
UNDERWRITING AGREEMENT Between RALPH PARKS PORTFOLIOS TRUST and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • August 8th, 2006 • Ralph Parks Portfolios Trust • Nebraska
AGREEMENT made this 1st day of June 2006, by and between RALPH PARKS PORTFOLIOS TRUST, a Delaware business trust, having its principal office and place of business at 101 Sully's Trail, Bldg. 10 Pittsford, NY 14534 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
AGREEMENT AND DECLARATION OF TRUST of Ralph Parks Portfolios Trust a Delaware Statutory TrustTrust Agreement • February 2nd, 2006 • Ralph Parks Portfolios Trust • Delaware
RALPH PARKS PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT RALPH PARKS CYCLICAL EQUITY FUNDOperating Expenses Limitation Agreement • August 16th, 2006 • Ralph Parks Portfolios Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of June, 2006, by and between RALPH PARKS PORTFOLIOS TRUST, a Delaware business trust (the “Trust”), on behalf of the Ralph Parks Cyclical Equity Fund (the “Fund”), a series of the Trust and the Advisor of such Fund, Ralph Parks Investment Group, LLC (the “Advisor”).
RALPH PARKS PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT RALPH PARKS CYCLICAL EQUITY FUNDOperating Expenses Limitation Agreement • August 28th, 2006 • Ralph Parks Portfolios Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of June, 2006, by and between RALPH PARKS PORTFOLIOS TRUST, a Delaware business trust (the “Trust”), on behalf of the Ralph Parks Cyclical Equity Fund (the “Fund”), a series of the Trust and the Advisor of such Fund, Ralph Parks Investment Group, LLC (the “Advisor”).
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 RALPH PARKS PORTFOLIO TRUST On behalf of its series RALPH PARKS CYCLICAL EQUITY FUNDDistribution Agreement • August 16th, 2006 • Ralph Parks Portfolios Trust
PLAN AND AGREEMENT made as of June 1, 2006 by and between Ralph Parks Portfolio Trust (the "Trust") on behalf of its separate series, Ralph Parks Cyclical Equity Fund (the “Fund”) and Aquarius Fund Distributors, LLC , the distributor for the Fund (the “DISTRIBUTOR”).
