INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 28th, 2009 • TXF Funds Inc • New York
AGREEMENT, made as of this 28th day of January 2009, between OOK Advisors, LLC (the “Advisor”), an Oklahoma limited liability company with a principal place of business at One Leadership Square, 211 North Robinson, Suite 200, Oklahoma City, OK, 73102 and TXF Funds, Inc., a Maryland corporation (the “Company”) with a principal place of business at One Leadership Square, 211 North Robinson, Suite 200, Oklahoma City, OK, 73102.
CUSTODY AGREEMENTCustody Agreement • August 21st, 2009 • TXF Funds Inc • New York
AGREEMENT, dated as of August 12, 2009 between TXF Funds, Inc., a business corporation organized and existing under the laws of the State of Maryland having its principal office and place of business at One Leadership Square, Suite 200, 211 North Robinson, Oklahoma City, OK 73102 (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • August 21st, 2009 • TXF Funds Inc • New York
AGREEMENT made as of August 12, 2009 by and between each entity listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”).
AUTHORIZED PARTICIPANT AGREEMENT FOR TXF FUNDS, INC.Authorized Participant Agreement • August 21st, 2009 • TXF Funds Inc • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributor, Inc. (the “Distributor”) and (the “Authorized Participant” or “AP”) and is subject to acceptance by the Bank of New York Mellon (“Fund Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the TXF Funds, Inc. (the “Company”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $.0001 per share (sometimes referred to as
DISTRIBUTION AGREEMENTDistribution Agreement • August 21st, 2009 • TXF Funds Inc • Colorado
THIS AGREEMENT is made as of March 11, 2009, between TXF Funds, Inc., a Maryland corporation (the “Company”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • April 30th, 2010 • TXF Funds Inc
This Amendment to Investment Advisory Agreement is made effective as of the 4th day of November, 2009, by TXF Funds, Inc., a Maryland corporation (the “Fund”), and Geary Advisors, LLC, an Oklahoma limited liability company (the “Advisor”), with reference to the following:
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 21st, 2009 • TXF Funds Inc • New York
AGREEMENT made as of August 12, 2009, by and between TXF Funds, Inc., a Maryland Corporation having its principal office and place of business at One Leadership Square, Suite 200, 211 North Robinson, Oklahoma City, OK 73102 (the “Fund”) and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
