DEALER AGREEMENTDealer Agreement • March 24th, 2009 • Smart Trust, Tax Free Income Trust (2009 Series A) • New Jersey
Contract Type FiledMarch 24th, 2009 Company Jurisdiction[________________] (“[___________]”) serves as the principal underwriter for [_______________], separate series of unit investment trusts (each, a “Trust,” and, collectively, the “Trusts”) registered under the Investment Company Act of 1940, as amended (the “1940 Act”). [__________] and _________________ (“Dealer”) hereby agree that Dealer will participate in the distribution of units (“Units”) of the Trusts, subject to the terms of this dealer agreement, dated as of _______________, 200__ (“Agreement”).
SMART TRUST, TAX FREE INCOME TRUST (2009 SERIES A) REFERENCE TRUST AGREEMENTReference Trust Agreement • March 24th, 2009 • Smart Trust, Tax Free Income Trust (2009 Series A)
Contract Type FiledMarch 24th, 2009 CompanyThis Reference Trust Agreement (the “Agreement”) dated March 24, 2009, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.