WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of July 6, 2009, is by and between Wells Fargo Securities, LLC (“Wells Fargo Securities,” “we” or “us”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accep
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
AGREEMENT, made as of November 23, 2010, by and between COHEN & STEERS SELECT PREFERRED AND INCOME FUND, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK MELLON, a New York trust company (hereinafter referred to as the “Bank”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated [•], 2010 (the “Underwriting Agreement”), by and among [•] (the “Fund”), [•] (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FUND] Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
Cohen & Steers Select Preferred and Income Fund, Inc. New York, NY 10017Administration Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • Massachusetts
Reference is made to the Administration Agreement between us dated as of March 12, 2001 (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the creation of an additional investment fund, which is managed by Cohen & Steers Capital Management, Inc., namely Cohen & Steers Select Preferred and Income Fund, Inc.
RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • November 17th, 2022 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
This Agreement, dated as of January 20, 2022, between FT Series (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an “Acquiring Fund”), and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Cohen & Steers Capital Management, Inc. (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • November 17th, 2022 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
This Agreement, dated as of January 21, 2022, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Cohen & Steers Capital Management, Inc. (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
ADMINISTRATION AGREEMENT COHEN & STEERS SELECT PREFERRED AND INCOME FUND, INC. New York, New York 10017Administration Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc.
Agreement, dated as of September 15, 2010 (the “Agreement”), between Cohen & Steers Select Preferred and Income Fund, Inc., a non-diversified, closed-end management investment company (the “Company”), and Cohen & Steers Capital Management, Inc. (the “Administrator”).
Cohen & Steers Select Preferred and Income Fund, Inc.Cohen & Steers Select Preferred & Income Fund, Inc. • November 18th, 2010
Cohen & Steers Select Preferred and Income Fund, Inc. (the “Fund”) hereby accepts your offer to purchase 4,200 shares of the Fund’s common stock, par value $.001 per share, at a price of $23.875 per share for an aggregate purchase price of $100,296. This agreement is subject to the understanding that you have no present intention of selling or redeeming the shares so acquired.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 18th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [•], 2010 between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and [•] (“[•]”).
AMENDED AND RESTATED FIDELITY BOND AGREEMENTFidelity Bond Agreement • December 17th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc.
This Agreement is made as of this 7th day of December, 2010 by and among Cohen & Steers Capital Management, Inc. (the “Adviser”), Cohen & Steers Closed-End Opportunity Fund, Inc., Cohen & Steers Dividend Majors Fund, Inc., Cohen & Steers Global Income Builder, Inc., Cohen & Steers Select Preferred and Income Fund, Inc., Cohen & Steers Quality Income Realty Fund, Inc., Cohen & Steers REIT and Preferred Income Fund, Inc., Cohen & Steers Infrastructure Fund, Inc. and Cohen & Steers Total Return Realty Fund, Inc. (together, the “Funds”)
FIDELITY BOND AGREEMENTFidelity Bond Agreement • July 14th, 2011 • Cohen & Steers Select Preferred & Income Fund, Inc.
This Agreement is made as of this 22nd day of June, 2011 by and among Cohen & Steers Capital Management, Inc. (the “Adviser”), Cohen & Steers Closed-End Opportunity Fund, Inc. Cohen & Steers Dividend Majors Fund, Inc., Cohen & Steers Global Income Builder, Inc., Cohen & Steers Infrastructure Fund, Inc., Cohen & Steers Quality Income Realty Fund, Inc., Cohen & Steers REIT and Preferred Income Fund, Inc., Cohen & Steers Select Preferred and Income Fund, Inc. and Cohen & Steers Total Return Realty Fund, Inc. (collectively, the “Funds”)
INVESTMENT MANAGEMENT AGREEMENT COHEN & STEERS SELECT PREFERRED AND INCOME FUND, INC. 280 Park Avenue New York, New York 10017 September 15, 2010 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen &...Investment Management Agreement • March 1st, 2011 • Cohen & Steers Select Preferred & Income Fund, Inc.
Cohen & Steers Select Preferred and Income Fund, Inc. ("We" or the "Company") herewith confirms its agreement (the "Agreement") with Cohen & Steers Capital Management, Inc. ("You") as follows: 1. We are a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940 (the "1940 Act"). We propose to engage in the business of investing and reinvesting our assets in securities of the type and in accordance with the limitations specified in our Articles of Incorporation, By-Laws, Registration Statement filed with the Securities and Exchange Commission (the "SEC") and the policies set from time to time by our Board of Directors as well as the limitations imposed by the limitations in the 1940 Act and of the Internal Revenue Code of 1986, as amended, in respect of regulated investment companies (the "Investment Limitations"). You agree, during the term of this Agreement, to continuously furnish the Company with an investment program for the asse
INVESTMENT MANAGEMENT AGREEMENT COHEN & STEERS SELECT PREFERRED AND INCOME FUND, INC. New York, New York 10017Investment Management Agreement • October 25th, 2010 • Cohen & Steers Select Preferred & Income Fund, Inc. • New York
Cohen & Steers Select Preferred and Income Fund, Inc. (“We” or the “Company”) herewith confirms its agreement (the “Agreement”) with Cohen & Steers Capital Management, Inc. (“You”) as follows:
