CUSTODY AGREEMENT Dated July 1, 2019 Between UMB BANK, N.A. and Agility Multi- Asset Income FundCustody Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and Agility Multi-Asset Income Fund, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAdministration, Fund Accounting and Recordkeeping Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the “Agreement”) is made as of this 1st day of July, 2019, by and between Agility Multi-Asset Income Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
ESCROW AGREEMENT (Class A Shares)Escrow Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Missouri
This ESCROW AGREEMENT (the “Agreement”) is made and entered into this 14th day of June, 2019, by and among Agility Multi-Asset Income Fund, a Delaware statutory trust (the “Fund”), UMB Fund Services, Inc., as recordkeeper (“UMBFS”), and UMB Bank, N.A., a national banking association organized and existing under the laws of the United States of America, as escrow agent (the “Escrow Agent”).
PLATFORM MANAGEMENT AGREEMENTPlatform Management Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Delaware
THIS AGREEMENT (the “Agreement”) is made as of the 1st day of July, 2019, by and between Agility Multi-Asset Income Fund (the “Fund”), a Delaware statutory trust, and UMB Fund Services Inc., a Wisconsin corporation (“UMBFS”).
ASGI AGILITY INCOME FUND ADVISORY AGREEMENTAdvisory Agreement • September 2nd, 2010 • ASGI Agility Income Fund • Delaware
Advisory Agreement dated August 12, 2010, between ASGI Agility Income Fund, a Delaware statutory trust (the “Fund”), and Alternative Strategies Group, Inc., a North Carolina corporation (the “Adviser”). In consideration of the mutual covenants contained herein, the parties agree as follows:
AGILITY MULTI-ASSET INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST DATED: July 1, 2019Agreement and Declaration of Trust • August 16th, 2019 • Agility Multi-Asset Income Fund
WHEREAS, the Trust exists pursuant to that certain Agreement and Declaration of Trust dated as of July 29, 2010 (the “Existing Declaration of Trust”); and
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • January 9th, 2015 • GAI Agility Income Fund • New York
AGREEMENT made as of December 9, 2014 by and between each entity listed on Annex I attached hereto (each, a “Fund” and collectively, the “Funds”) and The Bank of New York Mellon (“BNYM”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • July 1st, 2022 • Agility Multi-Asset Income Fund • Delaware
AGREEMENT dated as of this 2nd day of June, 2022, by and between Infinity Core Alternative Fund, First Trust Alternative Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Variant Impact Fund, Corbin Multi-Strategy Fund, LLC, Agility Multi-Asset Income Fund, Keystone Private Income Fund, Aspiriant Risk-Managed Real Asset Fund, Aspiriant Risk-Managed Capital Appreciation Fund, AFA Multi-Manager Credit Fund, The Optima Dynamic Alternatives Fund, First Trust Real Assets Fund, First Trust Private Credit Fund, First Trust Private Assets Fund, Destiny Alternative Fund and Pender Real Estate Credit Fund (each a “Fund” and together, the “Funds”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Delaware
AGREEMENT dated as of this 1st day of July, 2019, by and between Infinity Core Alternative Fund, The Relative Value Fund, Vivaldi Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Cliffwater Corporate Lending Fund, Corbin Multi-Strategy Fund, LLC and Agility Multi-Asset Income Fund (each a “Fund” and together, the “Funds”).
CUSTODY AGREEMENTCustody Agreement • September 2nd, 2010 • ASGI Agility Income Fund • New York
AGREEMENT, dated as of August 26, 2010 by and between each entity listed on Annex I attached hereto (each, a "Fund" and collectively, the “Funds”) and The Bank of New York Mellon ("Custodian").
AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • November 8th, 2011 • ASGI Agility Income Fund • North Carolina
AMENDED AND RESTATED WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of November 2, 2011, by and between Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”) and each fund listed on Annex I attached hereto (each a “Fund” and, collectively, the “Funds”).
ADVISORY AGREEMENTAdvisory Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • New York
ADVISORY AGREEMENT (this “Agreement”) made as of the 1st day of July, 2019, by and between Perella Weinberg Partners Capital Management LP (the “Adviser”) and Agility Multi-Asset Income Fund (f/k/a GAI Agility Income Fund) (the “Fund”), a Delaware statutory trust.
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • July 1st, 2022 • Agility Multi-Asset Income Fund • Delaware
AGREEMENT dated the 2nd day of June, 2022 between the Infinity Core Alternative Fund, First Trust Alternative Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Variant Impact Fund, Corbin Multi-Strategy Fund, LLC, Agility Multi-Asset Income Fund, Keystone Private Income Fund, Aspiriant Risk-Managed Real Asset Fund, Aspiriant Risk-Managed Capital Appreciation Fund, AFA Multi-Manager Credit Fund, The Optima Dynamic Alternatives Fund, First Trust Real Assets Fund, First Trust Private Credit Fund, First Trust Private Assets Fund, Destiny Alternative Fund and Pender Real Estate Credit Fund (collectively, the “Funds” and individually, a “Fund”).
SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Delaware
This SUB-PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019 is by and between Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, both Delaware limited liability companies registered with the U.S. Securities and Exchange Commission as a broker-dealers and investment advisers (the “Sub-Placement Agent”) and UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and registered with the U.S. Securities and Exchange Commission as a broker-dealer (“UMBDS”).
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • September 2nd, 2010 • ASGI Agility Income Fund • Delaware
This PLACEMENT AGENT AGREEMENT dated as of August 16, 2010 is by and among Wells Fargo Investments, LLC, a Delaware limited liability company registered with the Securities and Exchange Commission as a broker-dealer (“Placement Agent”) and ASGI Agility Income Fund (the “Trust”), a statutory trust organized under the laws of the State of Delaware. Each capitalized term that is not otherwise defined in this Agreement has the meaning assigned to it in the Private Placement Memorandum (including any appendices or exhibits thereto, as it may from time to time be amended, the “Memorandum”) of the Trust.
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • January 17th, 2013 • ASGI Agility Income Fund • Delaware
AGREEMENT dated as of this 1st day of April, 2012, by and among ASGI Agility Income Fund, ASGI Aurora Opportunities Fund, LLC, ASGI Corbin Multi-Strategy Fund, LLC and ASGI Mesirow Insight Fund, LLC.
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • March 25th, 2016 • GAI Agility Income Fund • Delaware
AGREEMENT dated as of this 1st day of April, 2012, by and among ASGI Agility Income Fund, ASGI Aurora Opportunities Fund, LLC, ASGI Corbin Multi-Strategy Fund, LLC and ASGI Mesirow Insight Fund, LLC.
WELLS FARGO INVESTMENT INSTITUTE, INC.Expense Limitation Agreement • October 31st, 2016 • GAI Agility Income Fund
With reference to (i) the Advisory Agreement dated as of August 12, 2010 by and between Wells Fargo Investment Institute, Inc. (formerly known as Alternative Strategies Group, Inc.) (the “Advisor”) and GAI Agility Income Fund (the “Fund”), and (ii) the Expense Limitation Agreements (collectively, the “Prior Expense Limitation Agreements”) dated as of August 12, 2010, September 21, 2011, October 1, 2012, October 1, 2013, January 1, 2015, July 1, 2015 and January 1, 2016 by and between the Advisor and the Fund, we hereby agree as follows:
WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Wisconsin
WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of July 1, 2019, by and between UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“UMBDS”) and each fund listed on Annex I attached hereto (each a “Fund” and, collectively, the “Funds”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • February 20th, 2019 • GAI Agility Income Fund • Delaware
AGREEMENT dated as of this 1st day of April, 2012, by and among ASGI Agility Income Fund, ASGI Aurora Opportunities Fund, LLC, ASGI Corbin Multi-Strategy Fund, LLC and ASGI Mesirow Insight Fund, LLC.
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • February 21st, 2018 • GAI Agility Income Fund • Delaware
AGREEMENT dated as of this 1st day of April, 2012, by and among ASGI Agility Income Fund, ASGI Aurora Opportunities Fund, LLC, ASGI Corbin Multi-Strategy Fund, LLC and ASGI Mesirow Insight Fund, LLC.
AMENDMENT TO SUB-ADVISORY AGREEMENT AMENDMENT made as of July 1, 2015 (the "Amendment") to the Sub-advisory Agreement dated as of the 12 day of August, 2010, as amended (the "Agreement"), by and among Wells Fargo Investment Institute, Inc. (formerly...Sub-Advisory Agreement • May 27th, 2016 • GAI Agility Income Fund
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • August 16th, 2019 • Agility Multi-Asset Income Fund • Delaware
AGREEMENT dated the 1st day of July, 2019 between the Infinity Core Alternative Fund, The Relative Value Fund, Vivaldi Opportunities Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Cliffwater Corporate Lending Fund, Corbin Multi-Strategy Fund, LLC and Agility Multi-Asset Income Fund (collectively, the “Funds” and individually, a “Fund”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • March 9th, 2011 • ASGI Agility Income Fund • Delaware
AGREEMENT dated as of this 10th day of December, 2010, by and among ASGI Agility Income Fund, ASGI Aurora Opportunities Fund, LLC and ASGI Corbin Multi-Strategy Fund, LLC.
SECOND AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 31st, 2016 • GAI Agility Income Fund
AMENDMENT made as of January 1, 2017 (the “Amendment”) to the Sub-advisory Agreement dated as of the 12 day of August, 2010, as amended July 1, 2015 (the “Agreement”), by and among Wells Fargo Investment Institute, Inc. (formerly Alternative Strategies Group, Inc.) (the “Adviser”), GAI Agility Income Fund (the “Fund”), a Delaware statutory trust, and Perella Weinberg Partners Capital Management LP (the “Sub-adviser”), a Delaware limited partnership. Except as otherwise defined in this Amendment, terms not defined herein shall have the meanings ascribed to such terms in the Agreement.
WELLS FARGO INVESTMENT INSTITUTE, INC.Expense Limitation Agreement • November 13th, 2017 • GAI Agility Income Fund
With reference to (i) the Advisory Agreement dated as of August 12, 2010 by and between Wells Fargo Investment Institute, Inc. (formerly known as Alternative Strategies Group, Inc.) (the “Advisor”) and GAI Agility Income Fund (the “Fund”), and (ii) the Expense Limitation Agreements (collectively, the “Prior Expense Limitation Agreements”) dated as of August 12, 2010, September 21, 2011, October 1, 2012, October 1, 2013, January 1, 2015, July 1, 2015, January 1, 2016 and January 1, 2017 by and between the Advisor and the Fund, we hereby agree as follows:
AMENDMENT AGREEMENTAmendment Agreement • June 7th, 2013 • ASGI Agility Income Fund
AMENDMENT AGREEMENT dated as of January 1, 2013, amongst each entity listed on Annex I hereto, and such other entities as may be added to Annex I of the Agreement (as hereinafter defined) in the future (each a "Fund" and collectively the "Funds") and The Bank of New York Mellon (“Custodian”).
WELLS FARGO INVESTMENT INSTITUTE, INC. 401 South Tryon Street Charlotte, NC 28202 As of July 1, 2017 GAI AGILITY INCOME FUND c/o Wells Fargo Investment Institute, Inc. 401 South Tryon Street Charlotte, NC 28202 Re: Advisory Fee Waiver Agreement With...Advisory Fee Waiver Agreement • November 29th, 2017 • GAI Agility Income Fund
WHOLESALING AGREEMENTWholesaling Agreement • September 2nd, 2010 • ASGI Agility Income Fund • North Carolina
WHOLESALING AGREEMENT (the “Agreement”) dated as of August 16, 2010, by and between ASGI Agility Income Fund (the “Fund”), a business trust organized under Delaware law, and Alternative Strategies Brokerage Services, Inc., a corporation organized under the laws of the State of Delaware and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“ASBSI”).
SUB-ITEM 77Q(1)(e) - Agility Fund WELLS FARGO INVESTMENT INSTITUTE, INC. 401 South Tryon Street Charlotte, NC 28202 As of January 1, 2017 GAI AGILITY INCOME FUND c/o Wells Fargo Investment Institute, Inc. 401 South Tryon Street Charlotte, NC 28202 Re:...Advisory Fee Waiver Agreement • May 30th, 2017 • GAI Agility Income Fund
AMENDMENT AGREEMENT ACustody Agreement • June 7th, 2013 • ASGI Agility Income Fund
AMENDMENT AGREEMENT A dated as of December 20, 2010, amongst ASGI Agility Income Fund (the “Business Trust”), each entity listed on Annex I, and such other entities as may be added to Annex I of the Agreement (as hereinafter defined) in the future (each a “Fund” and collectively the "Funds") and The Bank of New York Mellon (the “Custodian”).
ContractAdministrative Services Agreement • June 7th, 2013 • ASGI Agility Income Fund • New York
AMENDMENT TO THE ADMINISTRATIVE SERVICES AGREEMENT This AMENDMENT (the “Amendment”) is made as of January 1, 2013 (“Effective Date”) by and between each of the entities listed on Annex I to the Agreement, as amended from time to time (each a “Fund” and collectively, the “Funds”) and The Bank of New York Mellon, through the Alternative Investment Services group of its wholly-owned subsidiary, BNY Mellon Investment Servicing (US) Inc. (“BNYM-AIS”). BACKGROUND: A. The Funds and BNYM-AIS are parties to an Administrative Services Agreement dated as of August 26, 2010, as amended to date (the “Agreement”). B. The parties desire to amend the description of investor services set forth in Schedule 1 to the Agreement. C. The Funds and BNYM-AIS desire to amend the Agreement to accommodate the foregoing. D. This Background section is hereby incorporated by reference in and made a part of this Amendment. TERMS: Intending to be legally bound, the parties hereby agree that: 1. The Agreement is hereby
AMENDMENT AGREEMENT BAmendment Agreement B • June 7th, 2013 • ASGI Agility Income Fund
ALTERNATIVE STRATEGIES GROUP, INC. Charlotte, NC 28202Expense Limitation Agreement • November 8th, 2011 • ASGI Agility Income Fund
With reference to (i) the Advisory Agreement dated as of August 12, 2010 by and between Alternative Strategies Group, Inc. (the “Advisor”) and ASGI Agility Income Fund (the “Fund”), and (ii) the Expense Limitation Agreement (the “Prior Expense Limitation Agreement”) dated as of August 12, 2010 by and between the Advisor and the Fund, we hereby agree as follows:
AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 29th, 2015 • GAI Agility Income Fund
AMENDMENT made as of July 1, 2015 (the “Amendment”) to the Sub-advisory Agreement dated as of the 12 day of August, 2010, as amended (the “Agreement”), by and among Wells Fargo Investment Institute, Inc. (formerly Alternative Strategies Group, Inc.) (the “Adviser”), GAI Agility Income Fund (the “Fund”), a Delaware statutory trust, and Perella Weinberg Partners Capital Management LP (the “Sub-adviser”), a Delaware limited partnership. Except as otherwise defined in this Amendment, terms not defined herein shall have the meanings ascribed to such terms in the Agreement.
