ROCHDALE INTERNATIONAL TRADE FIXED INCOME FUND AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • Delaware
AGREEMENT AND DECLARATION OF TRUST made as of June __, 2008, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • Wisconsin
THIS AGREEMENT is made and entered into this _____ day of _________, 2008, by and between ROCHDALE INTERNATIONAL TRADE FIXED INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ROCHDALE INTERNATIONAL FIXED INCOME FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 31st, 2012 • Rochdale International Trade Fixed Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this 2nd day of July, 2012, by and among ROCHDALE INTERNATIONAL TRADE FIXED INCOME FUND LLC, a Delaware limited liability company (the “Fund”), and Rochdale Investment Management, a Delaware limited liability company (the “Advisor”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • Wisconsin
ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • Wisconsin
ROCHDALE INTERNATIONAL TRADE FIXED INCOME FUND Administration Services: (Administration, Portfolio Valuation, Financial Reporting, Taxation, Fund Accounting and Transfer Agency). Fund to be priced monthly. Administration, Fund Accounting & Transfer Agency (TA): 8 basis points on the first $150 million (3 Admin., 3.5 Accounting and 1.5 for TA) 6 basis points on the next $250 million (2.25 Admin., 2.5 Accounting and 1.25 for TA) 4 basis points on the balance above $400 million (1.5 Admin., 1.75 Accounting and .75 for TA) Complex minimum annual fee: $95,000* ($35,000 for Admin. & Tax, $40,000 for Fund Accounting and $20,000 for TA) * The minimum annual fee for the first year shall be: $76,000 ($28,000 for Admin. & Tax, $32,000 for Fund Accounting and $16,000 for TA) Blue Sky Compliance Filings: · $200 per initial and renewal filings · $100 per amendment and termination filings · $225 per amendment filing if USBFS provides assistance in completing *These fees are in addition to any fees ch
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • October 31st, 2012 • Rochdale International Trade Fixed Income Fund • New York
AGREEMENT entered into as of the 2nd day of July 2012 by and among Rochdale Investment Management LLC, a Delaware limited liability company (the “Manager”), Rochdale International Trade Fixed Income Fund, a Delaware business trust (the “Fund”) and GML Capital LLP, a limited liability partnership incorporated in England and Wales ("GML").
ESCROW DEPOSIT AGREEMENTEscrow Deposit Agreement • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • New York
This Escrow Deposit Agreement (herein “Agreement”) entered into on the__ th day of , 2008, by and between Rochdale International Trade Fixed Income Fund, a Delaware business trust (hereafter referred to as the “Depositor”), and U. S. Bank National Association, a national banking association (the “Escrow Agent”), all being duly authorized to execute and deliver this Agreement.
LOAN SERVICING AGREEMENTLoan Servicing Agreement • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • New York
This Loan Servicing Agreement (the “Agreement”) is dated as of August __, 2008 among and between, Rochdale Investment Management LLC, a Delaware limited liability company (the “Manager”), Rochdale International Trade Fixed Income Fund, a Delaware business trust (the “Fund”) and GML Capital LLP, a limited liability partnership incorporated in England and Wales ("GML").
ROCHDALE INTERNATIONAL TRADE FIXED INCOME FUND OPERATING EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this__ th day of June 2008, by and between ROCHDALE FOREIGN INTERNATIONAL FIXED INCOME FUND, is a Delaware statutory trust (the “Fund”) and ROCHDALE INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the “Advisor”).
CLOSED-END FUND CUSTODY AGREEMENTCustody Agreement • August 30th, 2011 • Rochdale International Trade Fixed Income Fund • Ohio
THIS AGREEMENT is made and entered into as of this __ day of July 2008, by and between ROCHDALE INTERNATIONAL TRADE FIXED INCOME FUND, a Delaware statutory trust (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
CITY NATIONAL ROCHDALE INTERNATIONAL TRADE FIXED INCOME FUND SELLING GROUP AGREEMENTRochdale International Trade Fixed Income Fund • October 22nd, 2013 • New York
We are the principal underwriter, as defined in the Investment Company Act of 1940, of the shares of the City National Rochdale International Trade Fixed Income Fund (the “Fund”), a Delaware business trust. The Fund privately issues one class of shares. Shares of the Fund will not be made publicly available. For purposes of the Selling Group Agreement (“Agreement”), all shares of the Fund are referred to as the “Shares.” We understand that you are a member of the Financial Industry Regulatory Authority (“FINRA”) and, on the basis of such understanding, invite you to become a member of the Selling Group to distribute the Shares of the Fund. RIM Securities LLC (“RIM”), a wholly owned subsidiary of City National Bank, and (collectively referred to as “the Parties”) agree on the following terms and conditions (terms used but not otherwise defined herein shall have the meaning given them in the Memorandum (as defined below)):
