Cushing Royalty & Income Fund Sample Contracts
CUSTODY AGREEMENTCustody Agreement • March 14th, 2013 • Cushing Royalty & Income Fund • Minnesota
THIS AGREEMENT is made and entered into this 20th day of September, 2011, by and between THE CUSHING ROYALTY AND INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
Standard Contracts
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 14th, 2013 • Cushing Royalty & Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this 21st day of February, 2012, by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THE CUSHING ROYALTY & INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • August 1st, 2011 • Cushing Royalty & Income Fund • Delaware
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made as of July 19, 2011, and amends and restates in its entirety the Declaration of Trust dated as of July 18, 2011, by Jerry V. Swank, as sole trustee.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 14th, 2013 • Cushing Royalty & Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this 21st day of February, 2012, by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 14th, 2013 • Cushing Royalty & Income Fund • Delaware
THIS AGREEMENT is made and entered into this 21st day of February, 2012, by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT MANAGEMENT AGREEMENT ENTERED INTO BETWEEN THE CUSHING ROYALTY & INCOME FUND AND CUSHING MLP ASSET MANAGEMENT, LPInvestment Management Agreement • May 30th, 2013 • Cushing Royalty & Income Fund • New York
This Investment Management Agreement (the “Agreement”) is entered into as of July 27, 2011 by and between The Cushing Royalty & Income Fund (the “Fund”), a statutory trust duly organized and existing under the laws of the State of Delaware, and Cushing MLP Asset Management, LP, a limited partnership duly organized and existing under the laws of the State of Texas (the “Investment Adviser”).
CUSTODY AGREEMENTCustody Agreement • February 23rd, 2012 • Cushing Royalty & Income Fund • Minnesota
THIS AGREEMENT is made and entered into this 20th day of September, 2011, by and between THE CUSHING ROYALTY AND INCOME FUND, a __________________statutory trust (the “Fund”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
BY-LAWS OF THE CUSHING ROYALTY & INCOME FUNDBy-Laws • August 1st, 2011 • Cushing Royalty & Income Fund
2,4000,000 Shares THE CUSHING® ROYALTY & INCOME FUND Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • June 18th, 2014 • Cushing Royalty & Income Fund
The Cushing® Royalty & Income Fund, a Delaware statutory trust (the “Fund”) and non-diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 23rd, 2012 • Cushing Royalty & Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this day of February, 2012, by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Prime Brokerage Account AgreementPrime Brokerage Account Agreement • March 14th, 2013 • Cushing Royalty & Income Fund • New York
This agreement (including all terms, schedules, annexes, supplements and exhibits attached hereto, this “Agreement”) is entered into between Customer specified on the signature page hereof (“Customer”) and Merrill Lynch Professional Clearing Corp. (“Prime Broker”), on behalf of itself and as agent for the BofAML Entities. This Agreement contains the terms and conditions upon which Prime Broker agrees to open and maintain one or more accounts (“Prime Broker Account”) for margin, execution, settlement and other products or services, and otherwise to transact business with Customer.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 23rd, 2012 • Cushing Royalty & Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this day of February, 2012, by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CUSTOMER AGREEMENT Institutional, non-ERISACustomer Agreement • March 2nd, 2015 • Cushing Royalty & Income Fund • New York
In consideration of CREDIT SUISSE SECURITIES (USA) LLC (“CSSU”) opening and maintaining for the undersigned (the “Customer”) pursuant to the terms of this agreement (the “Customer Agreement” and, together with any and all annexes attached thereto, this “Agreement”), as well as any other agreement as to which Customer is a party, has any obligations or holds any rights (any such agreement, together with the Agreement, “Contracts”), one or more accounts (each, a “Customer Account”) in Customer’s name for the purpose of transacting business with CSSU on behalf of itself and as agent for any of the current and future subsidiaries, parents, affiliates, or divisions of CSSU, either collectively or individually, as the context requires (each, including CSSU, a “CS Entity” and collectively, the “CS Entities”), Customer agrees as follows:
THE CUSHING ROYALTY & INCOME FUND FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • February 23rd, 2012 • Cushing Royalty & Income Fund • Delaware
THIS FIRST AMENDMENT, dated as of the 21ST day of February, 2012, to the Custody Agreement dated as of September 20, 2011 (the “Agreement”), is entered into by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust, (the “Fund”) and U.S. BANK, N.A., a national banking association (the “Custodian”).
SPECIAL CUSTODY ACCOUNT AGREEMENTSpecial Custody Account Agreement • March 14th, 2013 • Cushing Royalty & Income Fund • New York
This SPECIAL CUSTODY ACCOUNT AGREEMENT (“Agreement”), dated as of February 27, 2012, by and among The Cushing Royalty & Income Fund (“Customer”), U.S. Bank, N.A. (“Custodian”), and Merrill Lynch Professional Clearing Corp. (“Broker”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 1st, 2011 • Cushing Royalty & Income Fund
THIS SUBSCRIPTION AGREEMENT is entered into as of the day of , between The Cushing Royalty & Income Fund, a statutory trust organized and existing under the laws of Delaware (the “Trust”), and Cushing MLP Asset Management (the “Purchaser”).
AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • August 1st, 2011 • Cushing Royalty & Income Fund
AGREEMENT AND DECLARATION OF TRUST, dated as of July 18, 2011, by Jerry V. Swank as trustee (the “Trustee”). The Trustee hereby agrees as follows:
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 23rd, 2012 • Cushing Royalty & Income Fund • Delaware
THIS AGREEMENT is made and entered into this ____ day of February, 2012, by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THE CUSHING ROYALTY & INCOME FUND FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • March 14th, 2013 • Cushing Royalty & Income Fund • Delaware
THIS FIRST AMENDMENT, dated as of the 21ST day of February, 2012, to the Custody Agreement dated as of September 20, 2011 (the “Agreement”), is entered into by and between THE CUSHING ROYALTY & INCOME FUND, a Delaware statutory trust, (the “Fund”) and U.S. BANK, N.A., a national banking association (the “Custodian”).
1,500,000 Common Shares ($0.001 par value per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENTAt-the-Market Equity Offering Sales Agreement • July 26th, 2013 • Cushing Royalty & Income Fund • New York
The Cushing® Royalty & Income Fund, a Delaware statutory trust (the “Fund”) and non-diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or through Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”), as sales agent and/or principal (“Agent”), up to 1,500,000 common shares (the “Shares”) of beneficial interest, $0.001 par value per share, of the Fund (the “Common Shares”) on the terms set forth in Section 3 of this Sales Agreement (the “Agreement”). The Fund agrees that whenever it determines to sell Shares directly to the Agent as principal, it will enter into a separate agreement (each, a “Terms Agreement”) in substantially the form of Annex I hereto, relating to such sale in accordance with Section 4 of this Agreement.
SPECIAL CUSTODY ACCOUNT AGREEMENTSpecial Custody Account Agreement • March 2nd, 2015 • Cushing Royalty & Income Fund • New York
AGREEMENT dated August 18, 2014, among The Cushing Royalty & Income Fund] (the “Customer”), a statutory trust organized under the laws of the State of Delaware, U.S. Bank, N.A. (the “Custodian”), a national banking association organized and existing under the laws of the United States of America, and CREDIT SUISSE SECURITIES (USA) LLC, a Delaware limited liability company registered as a broker and dealer in securities pursuant to the Securities Exchange Act of 1934 (“CSSU”).
