TRIUMPH BANCORP, INC. (a Texas corporation) 1,800,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 7.125% Series C Fixed-Rate Non- Cumulative Perpetual Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2020 • Triumph Bancorp, Inc. • State commercial banks • New York
Contract Type FiledJune 19th, 2020 Company Industry Jurisdiction
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 26th, 2021 • Triumph Bancorp, Inc. • State commercial banks • New York
Contract Type FiledAugust 26th, 2021 Company Industry JurisdictionThis SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 26, 2021, and is made by and among Triumph Bancorp, Inc., a Texas corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 26th, 2021 • Triumph Bancorp, Inc. • State commercial banks • New York
Contract Type FiledAugust 26th, 2021 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is dated as of August 26, 2021 and is made by and among Triumph Bancorp, Inc., a Texas corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase Agreement (as defined below) (collectively, the “Purchasers”).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • October 17th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledOctober 17th, 2014 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of [—] between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and the undersigned (the “Indemnitee”).
DEPOSIT AGREEMENT among TRIUMPH BANCORP, INC. and EQUINITI TRUST COMPANY, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of June 19, 2020Deposit Agreement • June 19th, 2020 • Triumph Bancorp, Inc. • State commercial banks • New York
Contract Type FiledJune 19th, 2020 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of June 19, 2020, by and among (i) Triumph Bancorp, Inc., a Texas corporation, (ii) Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as Depositary, and (iii) the Holders from time to time of the Receipts described herein.
EMPLOYMENT AGREEMENTEmployment Agreement • September 19th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledSeptember 19th, 2014 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of 16 August 2012, by and between TRIUMPH SAVINGS BANK SSB, (the “Bank”), and GAIL LEHMANN (“Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • July 20th, 2022 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledJuly 20th, 2022 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into on July 1, 2022 (the “Effective Date”), by and between TRIUMPH BANCORP, INC., (the “Company”), and Edward J. Schreyer (“Executive”). For purposes of this Agreement, the Company and Executive are each, individually, a “Party” and collectively, the “Parties.”
AGREEMENT AND PLAN OF MERGER by and between FIRST BANCORP OF DURANGO, INC. and TRIUMPH BANCORP, INC. Dated as of April 9, 2018Merger Agreement • April 9th, 2018 • Triumph Bancorp, Inc. • State commercial banks • Delaware
Contract Type FiledApril 9th, 2018 Company Industry JurisdictionAgreement and Plan of Merger (this “Agreement”), dated as of April 9, 2018, by and between Triumph Bancorp, Inc., a Texas corporation (“Parent”), and First Bancorp of Durango, Inc., a Colorado corporation (“Company”).
EMPLOYMENT AGREEMENTEmployment Agreement • July 20th, 2022 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledJuly 20th, 2022 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into on July 1, 2022 (the “Effective Date”), by and between TBK BANK, SSB (the “Bank”), and Melissa Forman-Barenblit (“Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • September 19th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledSeptember 19th, 2014 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of May 8, 2012 to become effective as of July 1, 2012, by and between TRIUMPH SAVINGS BANK SSB, (the “Bank”), and RAY SPERRING (“Executive”).
ContractWarrant Agreement • September 19th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledSeptember 19th, 2014 Company Industry JurisdictionTHIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE U.S. STATE SECURITIES LAWS. THESE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO DISTRIBUTION OR RESALE, AND MAY NOT BE MORTGAGED, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT.
ContractRestricted Stock Unit Award Agreement • July 17th, 2024 • Triumph Financial, Inc. • State commercial banks • Texas
Contract Type FiledJuly 17th, 2024 Company Industry JurisdictionTHIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENTPerformance Restricted Stock Unit Award Agreement • July 17th, 2024 • Triumph Financial, Inc. • State commercial banks • Texas
Contract Type FiledJuly 17th, 2024 Company Industry JurisdictionTHIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
ContractNonqualified Stock Option Agreement • July 17th, 2024 • Triumph Financial, Inc. • State commercial banks • Texas
Contract Type FiledJuly 17th, 2024 Company Industry JurisdictionTHIS OPTION AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc., 2014 Omnibus Incentive Plan (the “Plan”).
ContractRestricted Stock Award Agreement • May 6th, 2015 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledMay 6th, 2015 Company Industry JurisdictionTHIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated as of _____________ (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ______________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”).
TRIUMPH BANCORP, INC. AMENDED AND RESTATED RESTRICTED STOCK PLAN AWARD AGREEMENT RESTRICTED STOCK SHARESRestricted Stock Award Agreement • September 19th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledSeptember 19th, 2014 Company Industry JurisdictionThis Restricted Stock Shares Award Agreement (“Agreement”), dated as of April 1, 2014 (“Grant Date”), is entered into by and between Triumph Bancorp, Inc. (the “Company”), a Texas corporation, and [ ] (the “Grantee”).
ASSET PURCHASE AGREEMENT by and among ADVANCE BUSINESS CAPITAL LLC, TRIUMPH BANCORP, INC., (solely for the purposes set forth on its signature page hereto) INTERSTATE CAPITAL CORPORATION, BIDPAY, INC., CHECK FREIGHT BROKERS, LLC, INTERSTATE BUSINESS...Asset Purchase Agreement • April 9th, 2018 • Triumph Bancorp, Inc. • State commercial banks • Delaware
Contract Type FiledApril 9th, 2018 Company Industry JurisdictionASSET PURCHASE AGREEMENT dated as of April 9, 2018 (this “Agreement”), by and among Advance Business Capital LLC, a Delaware limited liability company (“Purchaser”), Triumph Bancorp, Inc., a Texas corporation (“Purchaser Parent”), Interstate Capital Corporation, a New Mexico corporation (“ICC”), BidPay, Inc., a Texas corporation (“Bidpay”), Check Freight Brokers, LLC, a Texas limited liability company (“Check Freight”), Interstate Business Capital, a California Corporation (“IBC”), Factoring Company Guide, LLC, a Texas limited liability company (“Factoring Company Guide,” and together with, ICC, Bidpay, Check Freight, IBC and, in their capacities as transferors of assets hereunder, the Individual Sellers, the “Group Companies” or “Sellers”), American Finance and Investment Co., Inc., a Texas corporation (“AFIC”), Clifford R. Eisenberg, an individual resident of the State of Texas, Anthony B. Furman, an individual resident of the State of Texas (together with AFIC and Clifford R. Eisenb
PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENTPerformance Restricted Stock Unit Award Agreement • July 17th, 2024 • Triumph Financial, Inc. • State commercial banks • Texas
Contract Type FiledJuly 17th, 2024 Company Industry JurisdictionTHIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
CONSULTING AGREEMENTConsulting Agreement • September 1st, 2021 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledSeptember 1st, 2021 Company Industry JurisdictionThis CONSULTING AGREEMENT (this “Agreement”) dated as of September 1, 2021 to be effective as of the Effective Date, by and between TRIUMPH BANCORP, INC., a Texas corporation (the “Company”), and R. BRYCE FOWLER (“Consultant”).
AGREEMENT AND PLAN OF MERGER by and between SOUTHERN COLORADO CORP. and TRIUMPH BANCORP, INC. Dated as of April 9, 2018Merger Agreement • April 9th, 2018 • Triumph Bancorp, Inc. • State commercial banks • Delaware
Contract Type FiledApril 9th, 2018 Company Industry JurisdictionAgreement and Plan of Merger (this “Agreement”), dated as of April 9, 2018, by and between Triumph Bancorp, Inc., a Texas corporation (“Parent”), and Southern Colorado Corp., a Colorado corporation (“Company”).
ContractRestricted Stock Award Agreement • May 4th, 2016 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledMay 4th, 2016 Company Industry JurisdictionTHIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated as of _________, 2016 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ______________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”).
ContractNonqualified Stock Option Agreement • May 4th, 2016 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledMay 4th, 2016 Company Industry JurisdictionTHIS OPTION AGREEMENT (this “Agreement”), dated as of _______, 2016 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and [___________] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc., 2014 Omnibus Incentive Plan (the “Plan”).
RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • October 17th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledOctober 17th, 2014 Company Industry JurisdictionTHIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated as of December [1], 2014 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”).
CONFIDENTIAL SEVERANCE AGREEMENT AND GENERAL RELEASESeverance Agreement • February 15th, 2023 • Triumph Financial, Inc. • State commercial banks • Texas
Contract Type FiledFebruary 15th, 2023 Company Industry JurisdictionThis Confidential Severance Agreement and General Release (“Agreement”), is made and entered into by and between the undersigned individual Geoffrey Brenner (“you,” “your,” and “yourself”) and Triumph Financial Services LLC (f/k/a Advance Business Capital LLC) (the “Company”), (collectively, the “Parties”) as follows:
ContractPerformance Restricted Stock Unit Award Agreement • July 19th, 2019 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledJuly 19th, 2019 Company Industry JurisdictionTHIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of ____________ (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ___________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
ContractPerformance Restricted Stock Unit Award Agreement • February 11th, 2020 • Triumph Bancorp, Inc. • State commercial banks • Texas
Contract Type FiledFebruary 11th, 2020 Company Industry JurisdictionTHIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of December 31, 2019 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.