MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of May 8, 2012, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to hav
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of , 2011, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC. [—] Common Shares (Par Value $0.001 per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • June 22nd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
Cohen & Steers Limited Duration Preferred and Income Fund, Inc., a Maryland Corporation (the “Fund”) and the Fund’s investment manager, Cohen & Steers Capital Management, Inc., a New York corporation (the “Investment Manager”), each confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), [NAME OF OTHER REPRESENTATIVES] (“[ABBREVIATED NAME OF EACH OTHER REPRESENTATIVE]”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, [ABBREVIATED NAME OF EACH OTHER REPRESENTATIVE] are acting as representatives (in such capacity, the “Representative(s)”), with respect to (i) the sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of common shares, par value $0.001 per share, of the Fund (“Common Shares”) set forth in Schedule
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
This agreement is between Cohen & Steers Capital Management, Inc. (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Cohen & Steers Limited Duration Preferred and Income Fund, Inc. (the “Fund”).
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. New York, NY 10017Administration Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • Massachusetts
Reference is made to the Administration Agreement between us dated as of March 12, 2001 (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the creation of an additional investment fund, which is managed by Cohen & Steers Capital Management, Inc., namely Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END FUNDS INVESTMENT AGREEMENTInvestment Agreement • November 17th, 2022 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
This Agreement, dated as of January 20, 2022, between FT Series (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an “Acquiring Fund”), and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Cohen & Steers Capital Management, Inc. (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of July [—], by and among Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Cohen & Steers Capital Management, Inc. (the “Investment Manager”).
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENTExchange Traded Fund Investment Agreement • November 17th, 2022 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
This Agreement, dated as of January 21, 2022, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Cohen & Steers Capital Management, Inc. (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of July [—], 2012, between Barclays Capital Inc. (“Barclays”), Cohen & Steers Capital Management, Inc. (the “Investment Manager”).
INVESTMENT ADVISORY AGREEMENT COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC. New York, New York 10017Investment Advisory Agreement • June 22nd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. (“We” or the “Company”) herewith confirms its agreement (the “Agreement”) with Cohen & Steers Capital Management, Inc. (“You”) as follows:
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated July [—], 2012 (the “Underwriting Agreement”), by and among Cohen & Steers Limited Duration Preferred and Income Fund, Inc. (the “Fund”), Cohen & Steers Capital Management, Inc. (the “Investment Manager”) and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • June 22nd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
AGREEMENT, made as of , 2012, by and between COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and COMPUTERSHARE SHAREOWNER SERVICES LLC, a New Jersey Limited Liability Company (hereinafter referred to as the “Agent”).
STRUCTURING FEE AGREEMENT July [—], 2012Structuring Fee Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
Reference is made to the Underwriting Agreement (the “Underwriting Agreement”), by and among Cohen & Steers Limited Duration Preferred and Income Fund, Inc. (the “Fund”), Cohen & Steers Capital Management, Inc. (the “Investment Manager”) and each of the underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s shares of common stock, par value $.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
INVESTMENT ADVISORY AGREEMENT COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC. 280 Park Avenue New York, New York 10017 June 19, 2012 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen &...Investment Advisory Agreement • March 1st, 2013 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc.
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. ("We" or the "Company") herewith confirms its agreement (the "Agreement") with Cohen & Steers Capital Management, Inc. ("You") as follows: 1. We are a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940 (the "1940 Act"). We propose to engage in the business of investing and reinvesting our assets in securities of the type and in accordance with the limitations specified in our Articles of Incorporation, By-Laws, Registration Statement filed with the Securities and Exchange Commission (the "SEC") and the policies set from time to time by our Board of Directors as well as the limitations imposed by the limitations in the 1940 Act and of the Internal Revenue Code of 1986, as amended, in respect of regulated investment companies (the "Investment Limitations"). You agree, during the term of this Agreement, to continuously furnish the Company with an investment program fo
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.Stock Purchase Agreement • June 22nd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc.
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. (the “Fund”) hereby accepts your offer to purchase 4,200 shares of the Fund’s common stock, par value $.001 per share, at a price of $23.88 per share for an aggregate purchase price of $100,296. This agreement is subject to the understanding that you have no present intention of selling or redeeming the shares so acquired.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 23rd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of July [—], 2012, between Deutsche Bank Securities Inc. (“Deutsche Bank”) and Cohen & Steers Capital Management, Inc. (the “Investment Manager”).
FIDELITY BOND AGREEMENTFidelity Bond Agreement • August 9th, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc.
This Agreement is made as of this 19th day of June, 2012 by and among Cohen & Steers Capital Management, Inc. (the “Adviser”), Cohen & Steers Closed-End Opportunity Fund, Inc. Cohen & Steers Dividend Majors Fund, Inc., Cohen & Steers Global Income Builder, Inc., Cohen & Steers Infrastructure Fund, Inc., Cohen & Steers Quality Income Realty Fund, Inc., Cohen & Steers REIT and Preferred Income Fund, Inc., Cohen & Steers Select Preferred and Income Fund, Inc., Cohen & Steers Total Return Realty Fund, Inc. and Cohen & Steers Limited Duration Preferred and Income Fund, Inc. (collectively, the “Funds”).
ADMINISTRATION AGREEMENT COHEN & STEERS LIMITED DURATION PREFERRED AND INCOME FUND, INC. New York, New York 10017Administration Agreement • June 22nd, 2012 • Cohen & Steers LTD Duration Preferred & Income Fund, Inc. • New York
Agreement, dated as of [ ], 2012 (the “Agreement”), between Cohen & Steers Limited Duration Preferred and Income Fund, Inc., a non-diversified, closed-end management investment company (the “Company”), and Cohen & Steers Capital Management, Inc. (the “Administrator”).
