CUSTODY AGREEMENTCustody Agreement • May 2nd, 2013 • Broadmark Funds • Minnesota
THIS AGREEMENT is made and entered into as of this 28th day of December, 2012, by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the "Custodian").
DISTRIBUTION AGREEMENTDistribution Agreement • May 2nd, 2013 • Broadmark Funds • Delaware
THIS AGREEMENT is made and entered into as of this 28th day of December 2012, by and between Broadmark Funds, a Delaware statutory trust (the "Client") and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor").
Exhibit 99.h(2) FORM OF TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT THIS AGREEMENT is made as of this ___ day of ________, 2012, by and between _______________ (the "Trust"), a ____________________________ having its principal place of business...Transfer Agent and Shareholder Services Agreement • December 13th, 2012 • Broadmark Funds • Ohio
Exhibit 99.h(1) FORM OF ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this ___ day of _______, 2012, by and between _______________ (the "Trust"), a ___________________________________ having its principal place of business at...Administration Agreement • December 13th, 2012 • Broadmark Funds • Ohio
Exhibit 99.e(1) FORM OF DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this ___ day of _________, by and between __________________, a __________________ (the "Client") and Foreside Fund Services, LLC, a Delaware limited...Distribution Agreement • December 13th, 2012 • Broadmark Funds • Delaware
Exhibit 99.h(3) FORM OF FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this ___ day of _________, 2012, by and between ________________ (the "Trust"), a ________________________ having its principal place of business at...Fund Accounting Agreement • December 13th, 2012 • Broadmark Funds • Ohio
FORM OF CUSTODY AGREEMENTCustody Agreement • December 28th, 2012 • Broadmark Funds • Minnesota
THIS AGREEMENT is made and entered into as of this ____ day of December, 2012, by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the "Custodian").
BROADMARK FUNDS FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • May 2nd, 2013 • Broadmark Funds
THIS FIRST AMENDMENT, dated as of the 18th day of April, 2013, to the Custody Agreement dated as of December 28, 2012, the ("Custody Agreement"), is entered into by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the "Custodian").
BROADMARK FUNDS INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 2nd, 2013 • Broadmark Funds • Delaware
This Investment Management Agreement ("Agreement") is made as of the 3rd day of December, 2012, by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), on behalf of its series listed on Schedule A hereto (each, a "Fund" and collectively, the "Funds"), and BROADMARK ASSET MANAGEMENT LLC (the "Adviser"), an investment adviser registered with the U.S. Securities and Exchange Commission (the "SEC").
AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • August 29th, 2013 • Broadmark Funds • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT, dated as of December 3, 2012, and amended and restated as of August 5, 2013, is made and entered into by and between Broadmark Funds, a Delaware statutory trust (the "Trust"), on behalf of each series of the Trust (each, a "Fund" and together the "Funds") set forth on Schedule A attached hereto, and Broadmark Asset Management LLC (the "Adviser").
ADMINISTRATION AGREEMENTAdministration Agreement • May 2nd, 2013 • Broadmark Funds • Ohio
THIS AGREEMENT is made as of this 3rd day of December, 2012, by and between BROADMARK FUNDS (the "Trust"), a Delaware statutory trust having its principal place of business at 300 Drake's Landing Road, Suite 150, Greenbrae, California 94904, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • May 2nd, 2013 • Broadmark Funds • Ohio
THIS AGREEMENT is made as of this 3rd day of December, 2012, by and between BROADMARK FUNDS (the "Trust"), a Delaware statutory trust having its principal place of business at 300 Drake's Landing Road, Suite 150, Greenbrae, California 94904, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • May 2nd, 2013 • Broadmark Funds • Ohio
THIS AGREEMENT is made as of this 3rd day of December, 2012, by and between BROADMARK FUNDS (the "Trust"), a Delaware statutory trust having its principal place of business at 300 Drake's Landing Road, Suite 150, Greenbrae, California 94904, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
BROADMARK FUNDS FIRST AMENDMENT TO THE TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • May 2nd, 2013 • Broadmark Funds
THIS FIRST AMENDMENT, dated as of the 18th day of April, 2013, to the Transfer Agent and Shareholder Services Agreement dated as of December 3, 2012, the ("Transfer Agent and Shareholder Services Agreement"), is entered into by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and ULTIMUS FUND SOLUTIONS, LLC, a limited liability company organized and existing under the laws of the State of Ohio (the "Transfer Agent").
FIRST AMENDMENT TO BROADMARK FUNDS DISTRIBUTION AGREEMENTBroadmark Funds Distribution Agreement • May 2nd, 2013 • Broadmark Funds
This First Amendment (the "Amendment") to the Broadmark Funds Distribution Agreement (the "Agreement") dated as of December 28, 2012, as amended from time to time, by and between Broadmark Funds, a Delaware statutory trust (the "Trust") and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor") is entered into as of April 18, 2013 (the "Effective Date").
Exhibit 99.e(2) FORESIDE FUND SERVICES, LLC FORM OF DEALER AGREEMENT Re: [Funds] Date: ____________________ Ladies and Gentlemen: As the distributor of the shares ("Shares") of each investment company portfolio ("Fund"), of the investment company or...Dealer Agreement • December 13th, 2012 • Broadmark Funds • Delaware
Exhibit 99.d BROADMARK FUNDS FORM OF INVESTMENT MANAGEMENT AGREEMENT This Investment Management Agreement ("Agreement") is made as of the 3rd day of December, 2012, by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), on behalf of...Investment Management Agreement • December 13th, 2012 • Broadmark Funds • Delaware
OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • May 2nd, 2013 • Broadmark Funds • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT, dated as of December 3, 2012, is made and entered into by and between Broadmark Funds, a Delaware statutory trust (the "Trust"), on behalf of each series of the Trust (each, a "Fund" and together the "Funds") set forth on Schedule A attached hereto, and Broadmark Asset Management LLC (the "Adviser").
Exhibit 99.h(4) FORM OF OPERATING EXPENSE LIMITATION AGREEMENT THIS OPERATING EXPENSE LIMITATION AGREEMENT, dated as of December 3, 2012, is made and entered into by and between Broadmark Funds, a Delaware statutory trust (the "Trust"), on behalf of...Operating Expense Limitation Agreement • December 13th, 2012 • Broadmark Funds • Delaware
BROADMARK FUNDS FIRST AMENDMENT TO THE FUND ACCOUNTING AGREEMENTFund Accounting Agreement • May 2nd, 2013 • Broadmark Funds
THIS FIRST AMENDMENT, dated as of the 18th day of April, 2013, to the Fund Accounting Agreement dated as of December 3, 2012, the ("Fund Accounting Agreement"), is entered into by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and ULTIMUS FUND SOLUTIONS, LLC, a limited liability company organized and existing under the laws of the State of Ohio (the "Fund Accountant").
BROADMARK FUNDS FIRST AMENDMENT TO THE ADMINISTRATION AGREEMENTAdministration Agreement • May 2nd, 2013 • Broadmark Funds
THIS FIRST AMENDMENT, dated as of the 18th day of April, 2013, to the Administration Agreement dated as of December 3, 2012, the ("Administration Agreement"), is entered into by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and ULTIMUS FUND SOLUTIONS, LLC, a limited liability company organized and existing under the laws of the State of Ohio (the "Administrator").
