CUSTODY AGREEMENTCustody Agreement • June 18th, 2014 • WST Investment Trust • Minnesota
THIS AGREEMENT is made and entered into as of this 21st day of October, 2013, by and between WST INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 26th, 2017 • WST Investment Trust • Delaware
THIS DISTRIBUTION AGREEMENT (this “Agreement”) is made and entered into as of October 3, 2017, by and between WST Investment Trust, a Delaware statutory trust (the “Client”) on behalf of each of the Funds (as defined below), severally and not jointly, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 18th, 2014 • WST Investment Trust • Ohio
This Agreement made as of November 27, 2013 by and between WST INVESTMENT TRUST (the “Trust”), a Delaware statutory trust, and ULTIMUS FUND DISTRIBUTORS, LLC, an Ohio limited liability company (“Distributor”).
ADMINISTRATION AGREEMENTAdministration Agreement • June 18th, 2014 • WST Investment Trust • Ohio
THIS AGREEMENT is made as of this 27th day of November, 2013, by and between WST INVESTMENT TRUST (the “Trust”), a Delaware statutory trust having its principal place of business at 115 West Main Street, Suite 1700, Norfolk, VA 23510, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • December 28th, 2018 • WST Investment Trust • Ohio
THIS AGREEMENT is made as of this 27th day of November, 2013, by and between WST INVESTMENT TRUST (the “Trust”), a Delaware statutory trust having its principal place of business at ----------------------------------------------115 West Main Street, Suite 1700, Norfolk, VA 23510, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • June 18th, 2014 • WST Investment Trust • Ohio
THIS AGREEMENT is made as of this 27th day of November, 2013, by and between WST INVESTMENT TRUST (the “Trust”), a Delaware statutory trust having its principal place of business at 115 West Main Street, Suite 1700, Norfolk, VA 23510, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 24th, 2024 • NEOS ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated May [ ], 2024, between NEOS ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, on behalf of the series of the Trust listed on Schedule A attached hereto (each, a “Fund” and collectively, the “Funds”), and NEOS Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2015 • WST Investment Trust • Delaware
This Agreement is made and entered into effective as of July 15, 2014, by and between the WST Investment Trust, a Delaware statutory trust (the “Trust”) on behalf of the WST Asset Manager – U.S. Bond Fund, a series of shares of the Trust (the “Fund”), and Wilbanks, Smith & Thomas Asset Management, LLC, a Virginia limited liability company (the “Adviser”).
AGREEMENT AND DECLARATION OF TRUST of WST INVESTMENT TRUST a Delaware Statutory Trust Principal Place of Business:Trust Agreement • June 28th, 2013 • WST Investment Trust • Delaware
WHEREAS, this AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustees named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth,
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 1st, 2019 • WST Investment Trust
This Agreement is effective as of December 31, 2016, by and between the WSTCM Global Allocation Risk-Managed Fund (formerly known as WSTCM Sector Select Risk- Managed Fund) (the “Fund”), a series of shares of the WST Investment Trust, a Delaware statutory trust (the “Trust”) and Wilbanks, Smith & Thomas Asset Management, LLC, a Virginia limited liability company (the “Adviser”).
ADMINISTRATION AGREEMENTAdministration Agreement • December 28th, 2018 • WST Investment Trust • Ohio
THIS AGREEMENT is made as of this 27th day of November, 2013, by and between WST INVESTMENT TRUST (the “Trust”), a Delaware statutory trust having its principal place of business at 115 West Main Street, Suite 1700, Norfolk, VA 23510, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
SUBSCRIPTION AGREEMENTSubscription Agreement • October 22nd, 2013 • WST Investment Trust • Delaware
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • May 24th, 2024 • NEOS ETF Trust
THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Reorganization Agreement”) is made as of this [ ] day of May [ ], 2024 by the NEOS ETF Trust, a Delaware statutory trust (“Acquiring Trust”); on behalf of a NEOS Enhanced Income Credit Select ETF (new series of the Acquiring Trust (the “Acquiring Fund”)); WST Investment Trust, a Delaware statutory trust (“Acquired Trust”) (the Acquiring Trust and Acquired Trust may be referred to herein individually as a “Trust” and collectively as the “Trusts”), on behalf of the WSTCM Credit Select Risk-Managed Fund (a series of the Acquired Trust (the “Target Fund”)) (the Acquiring Fund and Target Fund may be referred to herein individually as a “Fund” and collectively as the “Funds”); NEOS Investment Management, LLC, a Delaware limited liability company (“NEOS”), the investment adviser to the Acquiring Fund (only for purposes of Sections 4.4, 5.10, 5.12, 8.8, 9.1, 9.2 and 15.3 of this Reorganization Agreement) and Wilbanks, Smith & Thomas A
Distribution AgreementDistribution Agreement • December 29th, 2021 • WST Investment Trust
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Fund Services, LLC (the “Distributor”) and WST Investment Trust (“Client”).
NEOS ETF Trust N-14Agreement and Plan of Reorganization • May 24th, 2024 • NEOS ETF Trust
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF __________, 2024 (THE “AGREEMENT”), BY AND AMONG WST Investment Trust (“WST”) on behalf of ITS SERIES, WSTCM Credit Select Risk-Managed Fund (THE “ACQUIRED FUND”), NEOS ETF Trust (“NEOS”) on behalf of ITS SERIES, NEOS Enhanced Income CREDIT SELECT ETF (THE “Acquiring fund”), SOLELY FOR THE PURPOSES OF SECTIONs [5.10, 5.12, 9.1 and 9.2] THEREOF, NEOS Investment Management LLC (“NEOS”), and SOLELY FOR THE PURPOSES OF SECTIONs [5.12, 9.1 and 9.2] THEREOF, WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC, D/B/A WST CAPITAL MANAGEMENT (“WSTCM”) (COLLECTIVELY, NEOS AND WSTCM ARE REFERRED TO HEREIN AS the “ADVISERS”)
NEOS ENHANCED INCOME CREDIT SELECT ETF OPERATING EXPENSES LIMITATION/AFFE AGREEMENTOperating Expenses Limitation Agreement • May 24th, 2024 • NEOS ETF Trust • Delaware
THIS OPERATING EXPENSES LIMITATION/AFFE AGREEMENT (the “Agreement”) is by and between NEOS ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of the ENHANCED INCOME CREDIT SELECT ETF (the “Fund”), a series of the Trust, and the adviser, NEOS INVESTMENT MANAGEMENT LLC (the “Adviser”).
