RULE 10b5-1 PLANRule 10b5-1 Plan • June 11th, 2015 • Serenity Investments, LLC • Security brokers, dealers & flotation companies • Illinois
This Rule 10b5-1 Plan is entered into as of June 9, 2015 (the “Plan”), by and between SCHULER FAMILY GST TRUST DTD 06/06/03 (“Seller”) and William Blair & Company, L.L.C. (the “Broker-Dealer”).
PURCHASE AGREEMENTPurchase Agreement • February 5th, 2014 • Serenity Investments, LLC • Security brokers, dealers & flotation companies • New York
PURCHASE AGREEMENT, dated as of February 3, 2014 (this “Agreement”), between Daniel Coleman, as purchaser (“Purchaser”), and Serenity Investments, LLC, as seller (“Seller”).
PURCHASE AGREEMENTPurchase Agreement • November 6th, 2015 • Serenity Investments, LLC • Security brokers, dealers & flotation companies • New York
PURCHASE AGREEMENT, dated as of November 4, 2015 (this “Agreement”), between KCG Holdings, Inc., a Delaware corporation, as purchaser (“Purchaser”), and Serenity Investments, LLC, a limited liability company organized under the laws of the State of Alaska, as seller (“Seller”).
JOINT FILING AGREEMENTJoint Filing Agreement • July 11th, 2013 • Serenity Investments, LLC • Security brokers, dealers & flotation companies
The undersigned hereby agree that the Statement on Schedule 13D, dated July 11, 2013 (the “Schedule 13D”), with respect to the Class A common stock, par value $0.01 per share, of KCG Holdings, Inc. is, and any amendments executed by us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
RULE 10b5-1 PLANStock Sale Plan • November 4th, 2013 • Serenity Investments, LLC • Security brokers, dealers & flotation companies • Illinois
This Stock Sale Plan is entered into as of November 1, 2013 (the “Plan”), by and between Serenity Investments LLC (“Seller”) and William Blair & Company, L.L.C. (the “Broker-Dealer”).
