Rule 10b5-1 Plan Sample Contracts

RULE 10b5-1 PLAN

Rule 10b5-1 Plan • June 11th, 2015 • Serenity Investments, LLC • Security brokers, dealers & flotation companies • Illinois

• Contract Type
  Rule 10b5-1 Plan
• Filed
  June 11th, 2015
• Company
  Serenity Investments, LLC
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Illinois

This Rule 10b5-1 Plan is entered into as of June 9, 2015 (the “Plan”), by and between SCHULER FAMILY GST TRUST DTD 06/06/03 (“Seller”) and William Blair & Company, L.L.C. (the “Broker-Dealer”).

RULE 10b5-1 PLAN

Rule 10b5-1 Plan • November 4th, 2013 • Serenity Investments, LLC • Security brokers, dealers & flotation companies • Illinois

• Contract Type
  Rule 10b5-1 Plan
• Filed
  November 4th, 2013
• Company
  Serenity Investments, LLC
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Illinois

This Stock Sale Plan is entered into as of November 1, 2013 (the “Plan”), by and between Serenity Investments LLC (“Seller”) and William Blair & Company, L.L.C. (the “Broker-Dealer”).