CUSTODY AGREEMENT Dated January 13, 2016 Between UMB BANK, N.A. andCustody Agreement • March 15th, 2016 • Wildermuth Endowment Strategy Fund
This agreement made as of the date first set forth above between UMB Bank, N.A., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
By-Laws of WILDERMUTH ENDOWMENT STRATEGY FUNDBy-Laws • January 6th, 2014 • Wildermuth Endowment Strategy Fund
INVESTMENT MANAGEMENT AGREEMENT Between WILDERMUTH ENDOWMENT STRATEGY FUND and WILDERMUTH ADVISORY, LLCInvestment Management Agreement • December 17th, 2014 • Wildermuth Endowment Strategy Fund • Georgia
This INVESTMENT MANAGEMENT AGREEMENT, made as of December 12, 2014 between Wildermuth Endowment Strategy Fund, a Delaware statutory trust (the “Trust”), and Wildermuth Advisory, LLC a Delaware limited liability company (the “Adviser”), located at 11525 Park Woods Circle, Ste. 220, Alpharetta, Georgia 30005.
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • March 15th, 2016 • Wildermuth Endowment Strategy Fund • Delaware
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 13 day of January. 2016. by and between Wildermuth Endowment Strategy Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services. Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • March 15th, 2016 • Wildermuth Endowment Strategy Fund • Delaware
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement” ) is made as of this 13 day of January, 2016. by and between Wildermuth Endowment Strategy Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services. Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
Services AgreementServices Agreement • July 9th, 2020 • Wildermuth Endowment Fund • Massachusetts
SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • July 29th, 2022 • Wildermuth Fund • Delaware
THIS SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT (the “Agreement”) is made as of this [ ] day of [ ], 2022, by and between Wildermuth Fund (f/k/a Wildermuth Endowment Strategy Fund), a Delaware statutory trust (the “Fund”), Wildermuth Advisory, LLC, a Delaware limited liability company, solely for purposes of Section 5 hereof (the “Advisor”) and UMB Distribution Services, LLC, a Wisconsin limited liability company ("Provider").
FUND SERVICES AGREEMENT betweenFund Services Agreement • December 17th, 2014 • Wildermuth Endowment Strategy Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 12th day of December, 2014, by and between American National Stock Transfer, LLC, a Delaware limited liability company ("ANST") and Wildermuth Endowment Strategy Fund, a Delaware statutory trust (the “Trust”).
FUND SERVICES AGREEMENT between WILDERMUTH ENDOWMENT STRATEGY FUNDFund Services Agreement • December 17th, 2014 • Wildermuth Endowment Strategy Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 12th day of December, 2014, by and between Wildermuth Endowment Strategy Fund, a Delaware statutory trust (the “Trust”), and RCS Advisory Services, LLC, a Delaware limited liability company ("RCS"). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
FUND SUB-SERVICES AGREEMENT between RCS ADVISORY SERVICES, LLCFund Sub-Services Agreement • December 17th, 2014 • Wildermuth Endowment Strategy Fund • New York
WILDERMUTH ENDOWMENT STRATEGY FUND OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 12th, 2016 • Wildermuth Endowment Strategy Fund • Georgia
FUND SUB-SERVICES AGREEMENT between AMERICAN NATIONAL STOCK TRANSFER, LLCFund Sub-Services Agreement • December 17th, 2014 • Wildermuth Endowment Strategy Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 12th day of December 2014, and between AMERICAN NATIONAL STOCK TRANSFER, LLC, a Delaware limited liability company ("ANST") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Suite 2, Omaha, Nebraska 68130 (“GFS”).
SHAREHOLDER SERVICES PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Services Plan and Agreement • March 15th, 2016 • Wildermuth Endowment Strategy Fund
This is an AMENDED AND RESTATED SHAREHOLDER SERVICES PLAN AND AGREEMENT (the “Plan”) made as of January __, 2016, 22 by and between Wildermuth Endowment Strategy Fund (the “Trust” or the “Fund”), and the distributor for the Fund, SQN Securities, LLC (the “DISTRIBUTOR”).
AMENDED AND RESTATED ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • April 30th, 2021 • Wildermuth Endowment Fund • Delaware
THIS AMENDED AND RESTATED ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this 2nd day of December, 2020, by and between Wildermuth Endowment Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
MODIFICATION OF PROMISSORY NOTEModification of Promissory Note • July 29th, 2022 • Wildermuth Fund • Georgia
THIS MODIFICATION OF PROMISSORY NOTE (this “Modification”) is made as of May 19th, 2022 by and between WILDERMUTH FUND, a Delaware statutory trust (the “Borrower”), and RENASANT BANK (“Lender”).
FORM OF DEALER AGREEMENT FOR WILDERMUTH ENDOWMENT STRATEGY FUND [DATE]Dealer Agreement • January 6th, 2014 • Wildermuth Endowment Strategy Fund • New York
Realty Capital Securities, LLC, as distributor (the “Distributor”), has entered into a distribution agreement (the “Distribution Agreement”), as amended or supplemented from time to time, between ourselves and the Wildermuth Endowment Strategy Fund, a closed-end management investment company that is operated as an interval fund identified (the “Trust”). As of the date of this Agreement the Trust consists only of a single undivided investment portfolio (the “Fund”) but which in the future may consist of separate investment portfolios, or series (each, also a “Fund”). Pursuant to the Distribution Agreement, the Distributor acts as exclusive distributor of shares of beneficial interest (the “Shares”), of the Trust. The Fund may offer one or more classes of its Shares (each a “Class”), which Classes shall have such relative rights and conditions and shall be sold in the manner and on the terms set forth from time to time in each Fund’s Prospectus and SAI (as defined below).
UMB DISTRIBUTION SERVICES, LLC Milwaukee, Wisconsin 53212 DEALER AGREEMENT FOR THE SALE OF SHARES OF WILDERMUTH ENDOWMENT STRATEGY FUNDDealer Agreement for the Sale of Shares • May 31st, 2018 • Wildermuth Endowment Strategy Fund • Wisconsin
This Dealer Agreement (the "Agreement") has been adopted pursuant to a Distribution Plan (the "Plan") adopted by the Fund pursuant to an exemptive order granted by the Securities and Exchange Commission (the "SEC"). This Agreement, being made between UMB Distribution Services, LLC (the "Distributor") and the undersigned authorized dealer, relates to the services to be provided by the authorized dealer and for which it is entitled to receive payments pursuant to the Plan.
Distribution AgreementDistribution Agreement • April 28th, 2017 • Wildermuth Endowment Strategy Fund • New York
THIS AGREEMENT (the “Agreement”), made and entered into this 10th day of March, 2016, by and between Wildermuth Endowment Strategy Fund (the “Trust”), a Delaware statutory trust, and SQN Securities, LLC (the “Distributor”), a Delaware limited liability company.
Distribution AgreementDistribution Agreement • December 17th, 2014 • Wildermuth Endowment Strategy Fund • New York
THIS AGREEMENT (the “Agreement”), made and entered into this 12th day of December, 2014, by and between Wildermuth Endowment Strategy Fund (the “Trust”), a Delaware statutory trust, and RCS Capital Securities (the “Distributor”), LLC, a limited liability company organized under the laws of the State of Delaware.
APPENDIX A CUSTODY AGREEMENTCustody Agreement • July 9th, 2020 • Wildermuth Endowment Fund
The following Subcustodians and Securities Systems are approved for use in connection with the Custody Agreement dated January 13, 2016.
WILDERMUTH ENDOWMENT STRATEGY FUND Interim Distribution AgreementInterim Distribution Agreement • March 15th, 2016 • Wildermuth Endowment Strategy Fund • New York
THIS AGREEMENT (the “Agreement”), made and entered into this ___ 22 day of January, 2016, by and between Wildermuth Endowment Strategy Fund (the “Trust”), a Delaware statutory trust, Wildermuth Advisory, LLC (the “Adviser”), a Delaware limited liability company and SQN Securities, LLC (the “Distributor”), a Delaware limited liability company.
CO-DISTRIBUTION AGREEMENTCo-Distribution Agreement • May 31st, 2018 • Wildermuth Endowment Strategy Fund • Delaware
THIS CO-DISTRIBUTION AGREEMENT (the “Agreement”) is made as of this 20 day of October, 2017, by and between the Wildermuth Endowment Strategy Fund, a Delaware statutory trust (the “Fund”), and Wildermuth Securities, LLC, a Delaware limited liability company (“Wildermuth”).
SERVICES AGREEMENTServices Agreement • January 6th, 2014 • Wildermuth Endowment Strategy Fund • Pennsylvania
This Services Agreement (“Agreement”), by and between Vigilant Compliance, LLC, with an address at Brandywine Two, 5 Christy Drive, Suite 208, Chadds Ford, Pennsylvania 19317 (“Vigilant”), and Wildermuth Endowment Strategy Fund (the “Fund”), with an address at 11525 Park Woods Circle, Alpharetta, Georgia 30005.
MODIFICATION OF LOAN AGREEMENTLoan Agreement • July 29th, 2022 • Wildermuth Fund • Georgia
THIS MODIFICATION OF LOAN AGREEMENT (this “Modification”) is effective as of the 19th day of May, 2022, by and between WILDERMUTH FUND, a Delaware statutory trust (herein referred to as "Borrower") and RENASANT BANK (hereinafter referred to as "Bank").
SHAREHOLDER SERVICING PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Services Agreement • January 6th, 2014 • Wildermuth Endowment Strategy Fund
This is a SHAREHOLDER SERVICES AGREEMENT (the “Plan”) made as of _____, 2013 by and between Wildermuth Endowment Strategies Fund (the “Fund,”), and the distributor for the Fund, Realty Capital Securities, LLC (the “DISTRIBUTOR”).
SHAREHOLDER SERVICES PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Services Plan and Agreement • December 17th, 2014 • Wildermuth Endowment Strategy Fund
This is a SHAREHOLDER SERVICES PLAN AND AGREEMENT (the “Plan”) made as of December 12, 2014 by and between Wildermuth Endowment Strategy Fund (the “Trust”), and the distributor for the Fund, Realty Capital Securities, LLC (the “DISTRIBUTOR”).
SHAREHOLDER SERVICES PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Services Plan and Agreement • April 28th, 2017 • Wildermuth Endowment Strategy Fund
This is an AMENDED AND RESTATED SHAREHOLDER SERVICES PLAN AND AGREEMENT (the “Plan”) made as of May 11, 2016, by and between Wildermuth Endowment Strategy Fund (the “Trust” or the “Fund”), and the servicer for the Fund, Hemlock Fund Services, LLC, LLC (the “Servicer”).
AMENDED AND RESTATED CO-DISTRIBUTION AGREEMENTCo-Distribution Agreement • May 31st, 2018 • Wildermuth Endowment Strategy Fund • Delaware
THIS AMENDED AND RESTATED CO-DISTRIBUTION AGREEMENT (the “Agreement”) is made as of this 20 day of October, 2017, by and between Wildermuth Endowment Strategy Fund, a Delaware statutory trust (the “Fund”), Wildermuth Advisory, LLC, a Delaware limited liability company, solely for purposes of Section 5 hereof (the “Advisor”) and UMB Distribution Services, LLC, a Wisconsin limited liability company ("Provider").
Dealer Agreement (Class A Shares)Dealer Agreement • April 28th, 2017 • Wildermuth Endowment Strategy Fund • New York
SQN Securities, LLC, as distributor (the “Distributor”), has entered into a distribution agreement (the “Distribution Agreement”), as amended or supplemented from time to time, between ourselves and the Wildermuth Endowment Strategy Fund, a closed-end management investment company that is operated as an interval fund (the “Fund”). Pursuant to the Distribution Agreement, the Distributor acts as exclusive distributor of Class A shares of beneficial interest (the “Class A Shares”), of the Fund.
SHAREHOLDER SERVICES PLAN AND AGREEMENTShareholder Services Agreement • May 31st, 2018 • Wildermuth Endowment Strategy Fund
This SHAREHOLDER SERVICES PLAN AND AGREEMENT (the “Plan”) is made as of the 1st day of July, 2017, by and between Wildermuth Endowment Strategy Fund (the “Fund”), and Wildermuth Advisory, LLC (the “Servicer”).
SERVICES AGREEMENTServices Agreement • January 6th, 2014 • Wildermuth Endowment Strategy Fund • Pennsylvania
This Services Agreement (“Agreement”), by and between Vigilant Compliance, LLC, with an address at Brandywine Two, 5 Christy Drive, Suite 208, Chadds Ford, Pennsylvania 19317 (“Vigilant”), and Wildermuth Endowment Strategy Fund (the “Fund”), with an address at 11525 Park Woods Circle, Alpharetta, Georgia 30005.
