DISTRIBUTION AGREEMENTDistribution Agreement • January 30th, 2017 • Forefront Income Trust • Delaware
THIS AGREEMENT is made and entered into as of this 13th day of December, 2016, by and among each of the Funds listed on Exhibit A attached hereto (each a “Fund” and together, the “Funds”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • January 30th, 2017 • Forefront Income Trust • New York
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT (“Agreement”) is made and entered into as of December 1, 2016 by and between FOREFRONT INCOME TRUST, a Delaware statutory trust (“Trust”), and S&Z Fund Services LLC, a New York limited liability company (“Transfer Agent”).
ContractGlobal Custody Agreement • October 21st, 2014 • Forefront Income Trust • California
This Custodian Agreement (“Agreement”) is made as of August 27, 2014 by and between Forefront Income Trust ("Principal") and MUFG Union Bank, N.A. ("Custodian").
AGREEMENT AND DECLARATION OF TRUST OF FOREFRONT INCOME TRUST MARCH 10, 2014Agreement and Declaration • October 21st, 2014 • Forefront Income Trust
FUND SERVICES AGREEMENT between FOREFRONT INCOME TRUSTFund Services Agreement • October 21st, 2014 • Forefront Income Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) made as of the 26th day of September, 2014, by and between FOREFRONT INCOME TRUST, a Delaware statutory trust having its principal office and place of business at 590 Madison Avenue, 34th Floor, New York, New York 10022 (the "Fund") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
AGREEMENT AND DECLARATION OF TRUST OF FOREFRONT INCOME TRUST MARCH 10, 2014Agreement and Declaration of Trust • December 1st, 2014 • Forefront Income Trust
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • January 30th, 2017 • Forefront Income Trust • Delaware
THIS AGREEMENT is made this 13th day of December, 2016, by and between Forefront Capital Advisors LLC, a Delaware limited liability company (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
UNDERWRITING AGREEMENT Between FOREFRONT INCOME TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • October 21st, 2014 • Forefront Income Trust • New York
THIS UNDERWRITING AGREEMENT effective the 1st day of October, 2014, by and between FOREFRONT INCOME TRUST, a Delaware statutory trust, having its principal office and place of business at 590 Madison Avenue, 34th Floor, New York, New York 10022 (the “Fund”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
SELLING AGREEMENTSelling Agreement • October 21st, 2014 • Forefront Income Trust • Nebraska
Northern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of the Forefront Income Trust (the “Fund”), a closed-end investment company, shares of which company are distributed by Distributor at their net asset value plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of the Fund upon the following terms and conditions:
FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTService Agreement • January 29th, 2016 • Forefront Income Trust • North Carolina
THIS AGREEMENT is made and entered into as of this 10th day of July, 2015, by and between FOREFRONT INCOME TRUST, a Delaware statutory trust, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Fund") and THE NOTTINGHAM COMPANY, a North Carolina corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Administrator").
SERVICES AGREEMENTServices Agreement • October 21st, 2014 • Forefront Income Trust
THIS SERVICES AGREEMENT (the “Agreement”) is made as of June 5, 2014, between Blue River Partners, LLC, a Texas limited liability company (together with any affiliates or successor(s) in interest, “Blue River”), and Forefront Capital Advisors, LLC and Forefront Income Trust (together with any affiliates or successor(s) in interest, either individual or entity, the “Client”).
EXPENSES LIMITATION AGREEMENT, AS AMENDEDTrust Expenses Limitation Agreement • December 1st, 2014 • Forefront Income Trust • New York
THIS EXPENSES LIMITATION AGREEMENT, AS AMENDED (the “Agreement”), is effective as of the 26th day of November, 2014, by and between Forefront Income Trust (the “Trust”), a Delaware statutory trust, and Forefront Capital Advisors, LLC (the “Advisor”), a Delaware limited liability corporation.
EXPENSES LIMITATION AGREEMENTForefront Income Trust Expenses Limitation Agreement • October 21st, 2014 • Forefront Income Trust • New York
THIS EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of October, 2014, by and between Forefront Income Trust (the “Trust”), a Delaware statutory trust, and Forefront Capital Advisors, LLC (the “Advisor”), a Delaware limited liability corporation.
WHOLESALING AGREEMENTWholesaling Agreement • January 30th, 2017 • Forefront Income Trust • Delaware
THIS WHOLESALING AGREEMENT (the “Agreement”) dated as of January 19, 2017 (the “Effective Date”), is by and between Martel Capital, LLC (“Wholesaler”), with its principal office and place of business at 7 Times Square, 37th Floor, New York, NY 10036, and Foreside Fund Services, LLC (“Distributor”), with its principal office and place of business at 3 Canal Plaza, Suite 100, Portland, ME 04101 (collectively, the “Parties”).
BY-LAWS OF FOREFRONT INCOME TRUST As of August 20, 2014Forefront Income Trust • October 21st, 2014 • Forefront Income Trust
These By-Laws have been adopted by the Trustees pursuant to the authority granted to them under the Forefront Income Trust Certificate of Trust filed March 11, 2014 with the office of the Delaware Secretary of State under the Delaware Statutory Trust Act, and the Forefront Income Trust Agreement and Declaration of Trust (the “Declaration”) executed in connection therewith, and are subject to the terms and limitations of the Declaration as it may be amended from time to time. All terms capitalized in these By-Laws, unless otherwise defined herein, shall have the meanings ascribed to them in the Declaration.
DISTRIBUTION AGREEMENTDistribution Agreement • January 29th, 2016 • Forefront Income Trust
This AGREEMENT, dated September 1, 2015 between FOREFRONT INCOME TRUST, a closed-end management investment company organized under the laws of the State of Delaware (the "Trust") and CAPITAL INVESTMENT GROUP, INC., a North Carolina corporation (the "Distributor").
DEALER AGREEMENTDealer Agreement • January 29th, 2016 • Forefront Income Trust
We, First Southwest Co., (Firm name), desire to enter into an agreement with you for the sale and distribution of the shares of beneficial interest, par value $0 per share (the "Shares") of Forefront Income Trust (the "Trust" or the "Fund"), of which you are the exclusive Underwriter. Upon acceptance of this Agreement by you, we understand that we may offer and sell the Shares, subject to all the terms and conditions hereof and to the Trust's right, without notice, to suspend or terminate the sale thereof.
FUND ACCOUNTING AND ADMINISTRATION SERVICES AGREEMENTFund Accounting and Administration Services Agreement • January 30th, 2017 • Forefront Income Trust • New York
This SERVICES AGREEMENT (the “Agreement”) is entered into as of this 1st day of November 2016 by and between S&Z Fund Services, LLC, a New York limited liability company having its principal office and place of business at 145 Pinelawn Rd suite 200 S Melville, NY 11747 (the “Service Provider”), and Forefront Income Trust, a Delaware statutory trust having its principal office at 7 Times Square Tower, 37th Fl. New York, NY 10036 (the “Fund”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 21st, 2014 • Forefront Income Trust • New York
AGREEMENT dated as of the 17th of October, 2014 between Forefront Income Trust (the “Fund”), a Delaware statutory trust, and Forefront Capital Advisors, LLC (the “Investment Advisor”), a Delaware limited liability corporation.
