Standard Contracts
AMENDED AND RESTATED TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • November 22nd, 2016 • Palmer Square Opportunistic Income Fund • Wisconsin
THIS AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 22nd day of October, 2015, by and between the Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 24th, 2021 • Palmer Square Opportunistic Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this 15th day of August, 2014, by and among each of the Funds listed on Exhibit A attached hereto (each a Fund, and together, the "Funds") and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor").
AGREEMENT AND DECLARATION OF TRUST OF PALMER SQUARE OPPORTUNISTIC INCOME FUND A Delaware Statutory TrustTrust Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund
FORESIDE FUND SERVICES, LLC DEALER AGREEMENTDealer Agreement • November 24th, 2021 • Palmer Square Opportunistic Income Fund
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its associated persons.
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF PALMER SQUARE OPPORTUNISTIC INCOME FUND A Delaware Statutory Trust November 7, 2018Agreement and Declaration of Trust • November 24th, 2021 • Palmer Square Opportunistic Income Fund
PALMER SQUARE OPPORTUNISTIC INCOME FUND SECOND AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • November 28th, 2023 • Palmer Square Opportunistic Income Fund • Delaware
THIS SECOND AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of August 17, 2023, by and between Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”) and the investment advisor of the Fund, Palmer Square Capital Management LLC (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN PALMER SQUARE OPPORTUNISTIC INCOME FUND AND Palmer Square Capital Management llcInvestment Advisory Agreement • November 24th, 2021 • Palmer Square Opportunistic Income Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of December 31, 2018, between Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”) and Palmer Square Capital Management LLC, a Delaware Limited Liability Company (the “Advisor”).
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Wisconsin
THIS AGREEMENT is made as of this ____ day of __________________, 2014, by and between The Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Trust” or the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”).
PALMER SQUARE OPPORTUNISTIC INCOME FUND FIRST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • November 24th, 2021 • Palmer Square Opportunistic Income Fund • Delaware
THIS FIRST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of August 24, 2016, by and between Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”) and the investment advisor of the Fund, Palmer Square Capital Management LLC (the “Advisor”).
ContractGlobal Custody Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund
Mutual Fund Rider to Global Custody Agreement Between JPMorgan Chase Bank, N.A., and Palmer Square Opportunistic Income Fund effective __, 2014.
PALMER SQUARE OPPORTUNISTIC INCOME FUND FORM OF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 2014, by and between Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”) and the investment advisor of the Fund, Palmer Square Capital Management, LLC (the “Advisor”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 28th, 2014 • Palmer Square Opportunistic Income Fund
THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of _______, 2014, between Palmer Square Opportunistic Income Fund, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and ___________________________. (the "Purchaser").
Distribution AgreementDistribution Agreement • November 24th, 2021 • Palmer Square Opportunistic Income Fund
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Fund Services, LLC (the “Distributor”) and Palmer Square Opportunistic Income Fund (the “Fund”).
INVESTMENT ADVISORY AGREEMENT BETWEEN PSOIX FUNDING I LLC AND PALMER SQUARE CAPITAL MANAGEMENT LLCInvestment Advisory Agreement • November 24th, 2021 • Palmer Square Opportunistic Income Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ______ , 20__, is entered into by and between PSOIX Funding I LLC, a Delaware Limited Liability Company (the “Fund”), and Palmer Square Capital Management LLC, a Delaware Limited Liability Company (the “Advisor”).
CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Wisconsin
THIS CO-ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this ____ day of ___________________, 2013, by and between The Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Trust” or the “Fund”), UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”), and Mutual Fund Administration Corporation, a California corporation (“MFAC”). UMBFS and MFAC are collectively referred to herein as the “Co-Administrators,” in singular or plural usage, as required by context.
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN PALMER SQUARE OPPORTUNISTIC INCOME FUND AND PALMER SQUARE CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of_____________, 2014, is entered into by and between Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”) and Palmer Square Capital Management, LLC, a Delaware Limited Liability Company (the “Advisor”).
CUSTODY AGREEMENT Dated August 31, 2015 Between UMB BANK, N.A. and PALMER SQUARE OPPORTUNISITC INCOME FUNDCustody Agreement • November 25th, 2015 • Palmer Square Opportunistic Income Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
