Series Portfolios Trust Sample Contracts

DISTRIBUTION AGREEMENT
Distribution Agreement • July 22nd, 2020 • Series Portfolios Trust • Wisconsin

THIS AGREEMENT is made and entered into as of the last date on the signature page by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) and Kayne Anderson Capital Advisors, L.P., the investment advisor to the Trust (the “Adviser”).

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CUSTODY AGREEMENT
Custody Agreement • November 5th, 2015 • Series Portfolios Trust • Minnesota

THIS AGREEMENT is made and entered into as of September 15, 2015, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business in Minneapolis, Minnesota (the “Custodian”).

HOTCHKIS AND WILEY FUNDS FORM OF INVESTMENT ADVISORY AGREEMENT HW Opportunities MP Fund
Investment Advisory Agreement • October 6th, 2023 • Hotchkis & Wiley Funds /De/ • Delaware

THIS INVESTMENT ADVISORY AGREEMENT is made as of the ___ day of, ___, 2023, by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its HW Opportunities MP Fund series (the “Fund”) and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).

SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT with VERITY ASSET MANAGEMENT, INC.
Investment Advisory Agreement • October 30th, 2023 • Series Portfolios Trust • Delaware

THIS INVESTMENT ADVISORY AGREEMENT is made as of the 26th day of October, 2023, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Verity Asset Management, Inc., a North Carolina corporation (the “Adviser”).

ETF DISTRIBUTION AGREEMENT
Etf Distribution Agreement • December 27th, 2021 • Series Portfolios Trust • Delaware

This Distribution Agreement (the “Agreement”) is made this 27th day of December 2021, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, Milwaukee, WI 53202, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 East Kilbourn Avenue, Suite 2200, Milwaukee, WI 53202.

SERIES PORTFOLIOS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with EXCHANGE TRADED CONCEPTS, LLC
Investment Sub-Advisory Agreement • October 31st, 2022 • Series Portfolios Trust • Delaware

INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 27th day of October, 2022 by and between CLIENT FIRST INVESTMENT MANAGEMENT LLC, and a Wisconsin limited liability company with its principal place of business at 215 N. Main Street, Suite 1040, West Bend, Wisconsin 53095 (the “Adviser”) and EXCHANGE TRADED CONCEPTS, LLC, an Oklahoma limited liability company, with its principal place of business located at 10900 Hefner Pointe Drive, Suite 207, Oklahoma City, Oklahoma 73120 (the “Sub-Adviser”).

FORM OF AUTHORIZED PARTICIPANT AGREEMENT SERIES PORTFOLIOS TRUST
Authorized Participant Agreement • December 27th, 2021 • Series Portfolios Trust • New York

This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [ ] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Series Portfolios Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).

DISTRIBUTION AGREEMENT
Distribution Agreement • December 29th, 2020 • Series Portfolios Trust • Delaware

THIS AGREEMENT is made and entered into as of December 29, 2020 by and between Series Portfolios Trust, a Delaware statutory trust (the “Client”), and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).

TRADING SERVICES SUB-ADVISORY AGREEMENT
Trading Services • February 1st, 2023 • Series Portfolios Trust • Delaware

This Trading Services Sub-Advisory Agreement (the “Agreement”) is made as of this 16th day of December 2022 by and between Subversive Capital Advisor LLC, a Delaware limited liability company, with its principal place of business at 217 Centre Street, Suite 122, New York, New York 10013 (the “Adviser”), and Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 898 N. Broadway, Suite 2, Massapequa, NY 11758 (the “Sub-Adviser”), with respect to the series of Series Portfolios Trust (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • February 28th, 2018 • Series Portfolios Trust • Delaware

This AGREEMENT is made as of the 28th day of February, 2018, by and among SFE Investment Counsel Inc., a California corporation located at 801 S. Figueroa Street, Suite 2100, Los Angeles, CA 90017 (the “Sub-Adviser”), Highmore Group Advisors, LLC a Delaware limited liability company located at 120 5th Avenue, New York, NY 10011 (the “Adviser”), and Series Portfolios Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A (the Sub-Adviser, Adviser and Trust are herein referred to collectively as the “Parties”).

SERIES PORTFOLIOS TRUST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • February 27th, 2017 • Series Portfolios Trust • Delaware

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of January 19, 2017 by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series listed in Appendix A as attached hereto (which may have multiple classes (each a “Class”), and may be amended from time to time), each a series of the Trust (each a “Fund”), and the investment adviser of the Fund, Weiss Multi-Strategy Advisers LLC(the “Adviser”).

SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • November 1st, 2016 • Series Portfolios Trust • Delaware

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 11th day of October, 2016, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Highmore Group Advisors, LLC, a Delaware limited liability company (the “Adviser”).

SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • August 21st, 2018 • Series Portfolios Trust • Delaware

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 29th day of June, 2018, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Oakhurst Advisors, LLC, a California limited liability company (the “Adviser”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • July 22nd, 2020 • Series Portfolios Trust

THIS AMENDMENT to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of July 8, 2020 by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENT
Custody Agreement • May 31st, 2022 • Series Portfolios Trust

THIS AMENDMENT to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

HOTCHKIS & WILEY FUNDS FORM OF FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT
The Distribution Agreement • October 6th, 2023 • Hotchkis & Wiley Funds /De/

THIS FIRST AMENDMENT dated as of the [•] day of [•], 2023, to the Distribution Agreement, dated as of September 30, 2021, (the “Agreement”), is entered into by and among HOTCHKIS & WILEY FUNDS, a Delaware statutory trust (the “Trust”), HOTCHKIS & WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENT
Custody Agreement • July 22nd, 2020 • Series Portfolios Trust

THIS AMENDMENT to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of July 8, 2020, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

HOTCHKIS AND WILEY FUNDS FORM OF OPERATING EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • October 6th, 2023 • Hotchkis & Wiley Funds /De/ • Delaware

THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ], 2023 by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A below (the, “Fund”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • August 28th, 2024 • Tidal ETF Trust • New York

This Investment Advisory Agreement (the “Agreement”) is made as of [ ], by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • July 22nd, 2020 • Series Portfolios Trust

THIS AMENDMENT to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of April 24, 2020 by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENT
Custody Agreement • December 26th, 2017 • Series Portfolios Trust

THIS AMENDMENT dated as of the 18 day of December, 2017, to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT with KAYNE ANDERSON CAPITAL ADVISORS, L.P.
Expenses Limitation Agreement • July 22nd, 2020 • Series Portfolios Trust • Delaware

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 8th day of July 2020, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Kayne Anderson Capital Advisors, L.P., a California limited partnership (the “Adviser”).

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AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • January 24th, 2022 • Series Portfolios Trust

THIS AMENDMENT to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • January 24th, 2022 • Series Portfolios Trust

THIS AMENDMENT to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature page by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • November 5th, 2015 • Series Portfolios Trust • Wisconsin

THIS AGREEMENT is made and entered into as of September 15, 2015 by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • January 24th, 2022 • Series Portfolios Trust

THIS AMENDMENT to the Amended and Restated Transfer Agent Servicing Agreement, dated as of October 22, 2021, (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • March 20th, 2018 • Series Portfolios Trust

THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENT
Custody Agreement • June 5th, 2017 • Series Portfolios Trust

THIS AMENDMENT dated as of the 13th day of April, 2017, to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

FOURTH AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT
The Investment Advisory Agreement • February 28th, 2022 • Series Portfolios Trust

THIS AMENDMENT, dated as of the 23rd day of April, 2021, to the Investment Advisory Agreement, dated as of November 3, 2015, as amended, (the “Advisory Agreement”) is entered into by and between Series Portfolios Trust, a Delaware business trust (the “Trust”), on behalf of its separate series listed on Schedule A of the Agreement, and Weiss Multi-Strategy Advisers LLC (the “Advisor”).

SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • December 22nd, 2017 • Series Portfolios Trust • Delaware

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 15th of December, 2017, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Heitman Real Estate Securities LLC, a Delaware limited liability company (the “Adviser”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENT
Administration Servicing Agreement • December 26th, 2017 • Series Portfolios Trust

THIS AMENDMENT dated as of the 18 day of December, 2017, to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENT
Accounting Servicing Agreement • August 1st, 2016 • Series Portfolios Trust

THIS AMENDMENT dated as of the 12th day for July, 2016, to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

SECOND AMENDENT TO THE INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • August 21st, 2018 • Series Portfolios Trust

THIS AMENDMENT, dated as of the 29th day of June, 2018, to the Investment Advisory Agreement, dated as of July 29, 2016 as amended, (the “Advisory Agreement”) is entered into by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Oakhurst Advisors, LLC (the “Adviser”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • June 5th, 2017 • Series Portfolios Trust

THIS AMENDMENT dated as of the 13th day of April, 2017, to the Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • July 22nd, 2020 • Series Portfolios Trust

THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of July 8, 2020 by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

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