DISTRIBUTION AGREEMENTDistribution Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
THIS AGREEMENT is made as of , 2018, between Broadstone Real Estate Access Fund, Inc., a Maryland corporation (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
CUSTODY AGREEMENT Dated October 11, 2017 Between UMB BANK, N.A. and BROADSTONE REAL ESTATE ACCESS FUND, INC.Custody Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc.
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and Broadstone Real Estate Access Fund, Inc., a Maryland corporation (the “Fund”).
ContractAccount Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage International, Ltd. (“BNPP PB”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB will transact business with Customer. Customer and BNPP PB, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
BROKER DEALER SELLING AGREEMENTBroker Dealer • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
INVESTMENT ADVISORY AGREEMENT Between BROADSTONE REAL ESTATE ACCESS FUND, INC. and BROADSTONE ASSET MANAGEMENT, LLCInvestment Advisory Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
This INVESTMENT ADVISORY AGREEMENT, made as of , 2018 between Broadstone Real Estate Access Fund, Inc., a Maryland corporation (the “Fund”), and Broadstone Asset Management, LLC a New York limited liability company (the “Investment Adviser”), located at 800 Clinton Square, Rochester, New York 14604.
SUBADVISORY AGREEMENTSubadvisory Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
THIS AGREEMENT is made and entered into as of the day of January, 2018, by and between Broadstone Asset Management, LLC (the “Adviser”), a New York limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and CenterSquare Investment Management LLC, a limited liability company organized under the laws of the state of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to the Broadstone Real Estate Access Fund, Inc., a Maryland corporation (the “Fund”).
AGENCY AGREEMENTAgency Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
THIS AGREEMENT made the day of , , by and between, BROADSTONE REAL ESTATE ACCESS FUND, INC., a corporation organized under the laws of the State of Maryland, with offices at 800 Clinton Square, Rochester, New York 14604 (the “Fund”), and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
RULE 17f-5 DELEGATION AGREEMENTRule 17f-5 Delegation Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
By its execution of this Delegation Agreement by and between UMB Bank, n.a. (the Custodian), a national banking association, with its principal office in Kansas City, Missouri, and Broadstone Real Estate Access Fund, Inc., a closed-end registered investment company operating as an interval fund (the Fund), which is registered under the Investment Company Act of 1940, as amended (the 1940 Act), the Fund hereby directs the Custodian to appoint Citibank, N.A., a National Banking Association under the laws of the United States of America, as the Approved Foreign Custody Manager (the Delegate) under the terms of the Custody Agreement (as defined below) between the Fund and the Custodian to perform certain functions with respect to the custody of the Fund’s Assets (as defined in Section 13 of this Delegation Agreement) outside the United States of America.
SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
AGREEMENT, (hereinafter “Agreement”) dated as of among Broadstone Real Estate Access Fund, Inc. (“Customer”), BNP Paribas Prime Brokerage, Inc. (“Counterparty”) and UMB Bank, n.a. as Custodian hereunder (“Custodian”).
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of , 2018 (the “Effective Date”) by and between Broadstone Real Estate Access Fund, Inc., organized as a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
BROADSTONE REAL ESTATE ACCESS FUND, INC. OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the day of , 2018, by and between Broadstone Real Estate Access Fund, Inc., a Maryland corporation (the “Fund”), and the investment adviser to the Fund, Broadstone Asset Management, LLC (the “Investment Adviser”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • New York
THIS AGREEMENT is made as of , 2018, between Broadstone Real Estate Access Fund, Inc., organized as a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
CONTRIBUTION AGREEMENT BY AND BETWEEN BROADSTONE REAL ESTATE, LLC AND BROADSTONE REAL ESTATE ACCESS FUND, INC. Dated as of October 22, 2017Contribution Agreement • February 1st, 2018 • Broadstone Real Estate Access Fund, Inc. • Delaware
THIS CONTRIBUTION AGREEMENT (this “Agreement”) is made and entered into as of October 22, 2017, by and between Broadstone Real Estate Access Fund, Inc., a Maryland corporation (the “Fund”), and Broadstone Real Estate, LLC, a New York limited liability company (the “Contributor”). The Fund and the Contributor are collectively referred to in this Agreement as the “Parties.” Capitalized terms used but not otherwise defined herein shall have the meanings set forth in Section 3.1 hereof.
