ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 1st, 2019 • Salt Funds Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 25th day of February 2019, by and between Salt Funds Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 20 West 22nd Street, Suite 906, New York, NY 10010, and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 1st, 2019 • Salt Funds Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Compass Distributors, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Salt Funds Trust (the “Trust”), a series trust offering a number of portfolios of securities for which the Distributor is the distributor of such series (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “P
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 1st, 2019 • Salt Funds Trust • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page by and between SALT FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”). SALT FINANCIAL, LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 7 only.
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTPenserra Capital Management LLC Sub-Advisory Agreement • March 1st, 2019 • Salt Funds Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the 25th day of February, 2019, by and between Salt Financial LLC, a Delaware limited liability company with its principal place of business at 20 West 22nd Street, Suite 906, New York, NY 10010 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
CUSTODY AGREEMENTCustody Agreement • March 1st, 2019 • Salt Funds Trust • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page by and between SALT FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”). Salt Financial, LLC, a Delaware limited liability company, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 7.01 only.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 1st, 2019 • Salt Funds Trust • New York
THIS AGREEMENT is made and entered into as the last date on the signature page by and between SALT FUNDS TRUST (the “Trust”), a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability Trust (“Fund Services”). SALT FINANCIAL, LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 4 only.
Form of Fee Waiver & Contribution AgreementContribution Agreement • March 12th, 2019 • Salt Funds Trust • Delaware
INVESTMENT ADVISORY AGREEMENTSalt Funds Trust • March 1st, 2019 • Salt Funds Trust • Delaware
THIS AGREEMENT (this “Agreement”) is made as of February 25, 2019 by and between Salt Funds Trust, a Delaware statutory trust (the “Trust”), and Salt Financial, LLC, a Delaware limited liability company (the “Adviser”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 1st, 2019 • Salt Funds Trust • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page by and between SALT FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”). Salt Financial, LLC, a Delaware limited liability company, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 5 only.
SALT FUNDS TRUST Fee Waiver & Contribution Agreement May 9, 2019Contribution Agreement • May 10th, 2019 • Salt Funds Trust • Delaware
THIS FEE WAIVER & CONTRIBUTION AGREEMENT (the “Agreement”) is entered into by and between Salt Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Salt Low truBeta US Market ETF (the “Fund”), a series of the Trust, and Salt Financial LLC (the “Adviser”), the Fund’s investment adviser.
