Siren ETF Trust Sample Contracts

Investment ADVISORY AGREEMENT
Investment Advisory Agreement • July 31st, 2020 • Siren ETF Trust • Delaware

INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made as of this 26th day of June, 2020 by and between SIREN ETF TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and SRN ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 2600 Philmont Avenue, Suite 215, Huntingdon Valley, Pennsylvania 19006 (the “Adviser”).

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ETF DISTRIBUTION AGREEMENT
Distribution Agreement • June 19th, 2020 • Siren ETF Trust • Delaware

This Distribution Agreement (the “Agreement”) is made this 18th day of June, 2020, by and between Siren ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2600 Philmont Avenue, Huntingdon Valley, PA 19006, and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.

AUTHORIZED PARTICIPANT AGREEMENT
Authorized Participant Agreement • April 16th, 2020 • Siren ETF Trust • New York

This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Financial Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [ ] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Siren ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).

ETF CUSTODY AGREEMENT
Etf Custody Agreement • June 19th, 2020 • Siren ETF Trust • Minnesota

THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between Siren ETF Trust, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).

TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • June 19th, 2020 • Siren ETF Trust • Wisconsin

THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Siren ETF Trust, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • June 19th, 2020 • Siren ETF Trust • Wisconsin

THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Siren ETF Trust, a Delware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

ETF FUND ACCOUNTING SERVICING AGREEMENT
Etf Fund Accounting Servicing Agreement • June 19th, 2020 • Siren ETF Trust • Wisconsin

THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Siren ETF Trust, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

FUND PFO/TREASURER AGREEMENT
Fund Pfo/Treasurer Agreement • April 16th, 2020 • Siren ETF Trust • Delaware

AGREEMENT made as of April 8, 2020 by and between Siren ETF Trust, a Delaware statutory trust, with its principal office and place of business at 2600 Philmont Avenue, Suite 215, Huntingdon Valley, PA 19006 (the “Fund”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (“Foreside”).

EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • February 26th, 2021 • Siren ETF Trust • Delaware

EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of November 23, 2020 by and between SRN Advisors, LLC (the “Adviser”) and Siren ETF Trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto, as may be amended from time to time by mutual agreement of the parties (each, a “Fund,” and collectively, the “Funds”).

FUND CCO AND AMLO AGREEMENT
Compliance Services Agreement • April 16th, 2020 • Siren ETF Trust • Delaware

AGREEMENT made as of April 8, 2020 by and between Siren ETF Trust a Delaware statutory trust with its principal office and place of business at 2600 Philmont Avenue, Huntingdon Valley, PA 19006 (the “Fund Company”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).

FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT
Etf Distribution Agreement • October 15th, 2020 • Siren ETF Trust • Delaware

This first amendment (the “Amendment”) to the ETF Distribution Agreement dated as of June 18, 2020 (the “Agreement”) is entered into on October 26, 2020 (the “Effective Date”), by and between Siren ETF Trust (the “Trust”) and Foreside Financial Services, LLC (“Foreside”).

ETF Distribution Agreement
Etf Distribution Agreement • July 29th, 2022 • Siren ETF Trust

THIS ETF DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Financial Services, LLC (the “Distributor”) and Siren ETF Trust (“Fund Company”).

INITIAL CAPITAL AGREEMENT
Initial Capital Agreement • June 19th, 2020 • Siren ETF Trust
FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • October 15th, 2020 • Siren ETF Trust

THIS FIRST AMENDMENT effective as of the last date on the signature block, to the Fund Administration Servicing Agreement, dated as April 17, 2020 (the "Agreement"), is entered into by and among Siren ETF Trust, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

CUSTODY AGREEMENT
Custody Agreement • October 15th, 2020 • Siren ETF Trust

THIS FIRST AMENDMENT effective as of the last date on the signature block, to the Custody Agreement, dated as April 17, 2020 (the "Agreement"), is entered into by and among SIREN ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).

TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • October 15th, 2020 • Siren ETF Trust

THIS FIRST AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement, dated as April 17, 2020 (the "Agreement"), is entered into by and among SIREN ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

FORM OF INITIAL CAPITAL AGREEMENT
Initial Capital Agreement • April 16th, 2020 • Siren ETF Trust
FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • October 15th, 2020 • Siren ETF Trust

THIS FIRST AMENDMENT effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement, dated as April 17, 2020 (the "Agreement"), is entered into by and among SIREN ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

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