PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 17th, 2020 • Strategas Trust • New York
THIS PRINCIPAL UNDERWRITING AGREEMENT (the “Agreement”) is dated as of [●], 2020 by and between STRATEGAS TRUST (the “Trust”) on behalf of each series of the Trust listed on Schedule A hereto (each a “Series of Trust”) and STRATEGAS SECURITIES, LLC, as Depositor (the “Company”).
ContractMaster Trust Agreement • September 17th, 2020 • Strategas Trust • Delaware
This MASTER TRUST AGREEMENT is dated as of September 8, 2020, and is among Strategas Securities, LLC, as Depositor, Alaia Capital, LLC, as Portfolio Consultant, Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee. The Trust formed by this Trust Agreement shall be governed by the terms of this Trust Agreement; the Trust may from time to time create Series; and each Series created within the Trust shall be governed by the related Series Trust Agreement by and among the parties named therein and this Trust Agreement.
STRATEGAS SECURITIES, LLC UNIT INVESTMENT TRUST FORM OF DEALER AGREEMENTDealer Agreement • September 17th, 2020 • Strategas Trust • New York
Strategas Securities, LLC (“Strategas”) serves as the principal underwriter for Strategas Trust, Series [●] (together with any future series for which Strategas may serve as underwriter, the “Series”), a separate Series of Strategas Trust, a unit investment trust (the “Trust”) registered under the Investment Company Act of 1940, as amended (the “1940 Act”). Strategas and [DEALER NAME] (“Dealer”) hereby agree that Dealer will participate in the distribution of units (“Units”) of each Series, subject to the terms of this dealer agreement, dated as of [DATE OF AGREEMENT] (“Agreement”).
STRATEGAS TRUST, SERIES [●] SERIES TRUST AGREEMENTSeries Trust Agreement • September 17th, 2020 • Strategas Trust
This Series Trust Agreement (the “Series Trust Agreement”) among Strategas Securities, LLC, as Depositor, Alaia Capital, LLC, as Portfolio Consultant, Evaluator and Supervisor, and The Bank of New York Mellon, as Series Trustee, supplements the Master Trust Agreement, dated as of September 8, 2020, among the Depositor, the Portfolio Consultant, Evaluator and Supervisor and The Bank of New York Mellon, as Trustee and sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Strategas Trust, Effective for Unit Investment Trusts Investing in Equity Securities, Debt Securities and/or Derivative Transactions Established On and After [●], 2020 (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference. The Master Trust Agreement created Strategas Trust (the “Trust”). This Series Trust Agreement, including the pro
