CI Financial Corp., as Issuer AND Computershare Trust Company, N.A., as Trustee AND Computershare Trust Company of Canada, as Co-Trustee Indenture Dated as of [ ]Indenture • December 7th, 2020 • CI Financial Corp. • Investment advice • Ontario
INDENTURE, dated as of [ ], among CI Financial Corp., a corporation duly organized and existing under the laws of the Province of Ontario (herein called the “Company”), having its principal office at 2 Queen Street East, 20th floor, Toronto, Ontario, Canada, M5C 3G7, and Computershare Trust Company, N.A., a national banking association, as U.S. trustee (acting in such capacity, the “Trustee”), and Computershare Trust Company of Canada, a trust company incorporated under the laws of Canada, as co-trustee (acting in such capacity, the “Co-Trustee”).
ContractUnderwriting Agreement • June 4th, 2021 • CI Financial Corp. • Investment advice • New York
AGENCY AGREEMENTAgency Agreement • November 4th, 2020 • CI Financial Corp. • Ontario
CI Financial Corp., as Issuer AND Computershare Trust Company, N.A., as Trustee AND Computershare Trust Company of Canada, as Co-Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of December 17, 2020 to INDENTURE Dated as of December 17, 2020 3.200% Notes...First Supplemental Indenture • December 17th, 2020 • CI Financial Corp. • Investment advice • New York
FIRST SUPPLEMENTAL INDENTURE, dated as of December 17, 2020 (this “First Supplemental Indenture”), among CI Financial Corp., a corporation duly organized and existing under the laws of the Province of Ontario (herein called the “Company”), and Computershare Trust Company, N.A., a national banking association, as U.S. trustee (acting in such capacity, the “Trustee”), and Computershare Trust Company of Canada, a trust company incorporated under the laws of Canada, as co-trustee (acting in such capacity, the “Co-Trustee,” and together with the Trustee, the “Trustees”), supplementing the Indenture, dated as of December 17, 2020, among the Company, the Trustee and the Co-Trustee (the “Base Indenture” and the Base Indenture, as amended and supplemented by this First Supplemental Indenture, and as it may be further amended or supplemented from time to time with respect to the Notes, the “Indenture”).
FIRST CREDIT AMENDING AGREEMENT TO SECOND ARCACredit Agreement • November 4th, 2020 • CI Financial Corp. • Ontario
THIS FIRST CREDIT AMENDING AGREEMENT TO SECOND ARCA (the “Amending Agreement”) dated as of June 11, 2020 is entered into by and among CI Financial Corp., as borrower (the “Borrower”), The Toronto-Dominion Bank, as administrative agent (the “Agent”), and The Toronto-Dominion Bank and Canadian Imperial Bank of Commerce, as lenders and as co-lead arrangers and joint bookrunners (the “Lenders”).
AGENCY AGREEMENTAgency Agreement • November 4th, 2020 • CI Financial Corp. • Ontario
SECOND AMENDMENT TO CREDIT AGREEMENTCredit Agreement • November 23rd, 2022 • CI Financial Corp. • Investment advice • Ontario
CREDIT AGREEMENT dated as of May 27, 2021 among CI Financial Corp., a corporation existing under the laws of the Province of Ontario, the lending institutions from time to time parties hereto as Lenders and The Toronto-Dominion Bank as Administrative Agent.
CI Financial Corp., as Issuer AND Computershare Trust Company, N.A., as Trustee AND Computershare Trust Company of Canada, as Co-Trustee THIRD SUPPLEMENTAL INDENTURE Dated as of June 7, 2021 to INDENTURE Dated as of December 17, 2020Third Supplemental Indenture • June 8th, 2021 • CI Financial Corp. • Investment advice • New York
THIRD SUPPLEMENTAL INDENTURE, dated as of June 7, 2021 (this “Third Supplemental Indenture”), among CI Financial Corp., a corporation duly organized and existing under the laws of the Province of Ontario (herein called the “Company”), and Computershare Trust Company, N.A., a national banking association, as U.S. trustee (acting in such capacity, the “Trustee”), and Computershare Trust Company of Canada, a trust company incorporated under the laws of Canada, as co-trustee (acting in such capacity, the “Co-Trustee,” and together with the Trustee, the “Trustees”), supplementing the Indenture, dated as of December 17, 2020, among the Company, the Trustee and the Co-Trustee (the “Base Indenture” and the Base Indenture, as amended and supplemented by this Third Supplemental Indenture, and as it may be further amended or supplemented from time to time with respect to the Notes, the “Indenture”).
and - THE TORONTO-DOMINION BANK AND CANADIAN IMPERIAL BANK OF COMMERCE as Co- Lead Arrangers and Joint Bookrunners - and – THE TORONTO-DOMINION BANK as Administrative Agent - and - THE TORONTO-DOMINION BANK, CANADIAN IMPERIAL BANK OF COMMERCE,...Loan Agreement • June 4th, 2021 • CI Financial Corp. • Investment advice • Ontario
CREDIT AGREEMENT dated as of May 27, 2021 among CI Financial Corp., a corporation existing under the laws of the Province of Ontario, the lending institutions from time to time parties hereto as Lenders and The Toronto-Dominion Bank as Administrative Agent.
FIRST AMENDMENT TO CREDIT AGREEMENTCredit Agreement • July 11th, 2022 • CI Financial Corp. • Investment advice • Ontario
THE TORONTO-DOMINION BANK, a Canadian chartered bank, in its capacity as administrative agent of the Lenders under the Credit Agreement
