ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 30th, 2021 • SHP ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 16th day of June 2021, by and between SHP ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
SHP ETF TRUSTInvestment Sub-Advisory Agreement • February 2nd, 2022 • SHP ETF Trust • Texas
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 13 day of January, 2022, by and between Faith Investor Services, LLC, a Delaware limited liability company, with its principal place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254 (the “Adviser”) and Capital Insight Partners, LLC, an Arizona limited liability company, with its principal place of business located at 7328 East Deer Valley Road, Suite 105, Scottsdale, AZ 85255 (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 23rd, 2022 • SHP ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated August 16, 2022, between SHP ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and NEOS Investment Management, LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”).
SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF NEOS ETF TRUSTAgreement and Declaration of Trust • September 26th, 2023 • NEOS ETF Trust • Delaware
This SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is effective as of the 14th day of July, 2023 by the Trustees of NEOS ETF Trust, each of whom has executed this Declaration of Trust.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 30th, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 30th, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
ETF CUSTODY AGREEMENTEtf Custody Agreement • June 30th, 2021 • SHP ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
ETF FUND ACCOUNTING SERVICING AGREEMENTEtf Fund Accounting Servicing Agreement • June 1st, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
ETF FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 30th, 2021 • SHP ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SHP ETF TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 23rd, 2022 • SHP ETF Trust
AGREEMENT effective as of August 16, 2022, by and between SHP ETF Trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund” and, collectively, the “Funds”) and the investment adviser set forth in Schedule A attached hereto (the “Adviser”).
SHP ETF TRUSTKnights of Columbus Asset Advisors LLC • June 30th, 2021 • SHP ETF Trust • New York
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this day of February 25, 2021, by and between Faith Investor Services, LLC, a Delaware limited liability company, with its principal place of business at 2434 Ellis Street #804, Dallas TX 75204 (the “Adviser”) and Knights of Columbus Asset Advisors, LLC, a Delaware limited liability company, with its principal place of business located at One Columbus Plaza, New Haven, Connecticut 06510 (the “Sub-Adviser”).
KURV ETF TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 21st, 2024 • Kurv ETF Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of [________], 2024 by and between KURV ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of each of the Funds listed on Appendix A, (each a “Fund” and, collectively, the “Funds”) each a series of the Trust, and the adviser of each such Fund, KURV INVESTMENT MANAGEMENT LLC (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 21st, 2024 • Kurv ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated [______], 2024, between Kurv ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and Kurv Investment Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”).
FUND PFO/TREASURER AGREEMENTTreasurer Agreement • September 25th, 2024 • NEOS ETF Trust
AGREEMENT made as of June 16, 2021 by and between SHP ETF Trust, LLC, a Delaware limited liability company, with its principal office and place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254 (the “Fund”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (“Foreside”).
SHP ETF TRUSTInvestment Sub-Advisory Agreement • March 24th, 2023 • SHP ETF Trust • Connecticut
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 21st day of March 2023, by and between Kurv Investment Management LLC, a Delaware limited liability company, with its principal place of business at 1 Letterman Drive, Building C, Suite 3-500, San Francisco, CA 94129 (the “Adviser”) and NEOS Investment Management, LLC, a Delaware limited liability company, with its principal place of business located at 13 Riverside Avenue, Westport, CT 06880 (the “Sub-Adviser”).
AMENDMENT TO THE NEOS ETF TRUST AMENDED AND RESTATED FUND SERVICING AGREEMENTFund Servicing Agreement • June 20th, 2024 • NEOS ETF Trust
THIS AMENDMENT to the Fund Servicing Agreement, as amended, is made and entered into as of the last date on the signature block (the "Effective Date"), by and between NEOS ETF TRUST, a Delaware statutory trust (the "Trust") and U.S BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company ("Fund Services").
AMENDMENT TO THE NEOS ETF TRUST AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • June 20th, 2024 • NEOS ETF Trust
THIS AMENDMENT to the Amended and Restated Custody Agreement, as amended, is made and entered into as of the last date on the signature block (the "Effective Date"), by and between NEOS ETF TRUST, a Delaware statutory trust (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the "Custodian").
FUND CCO AND AMLO AGREEMENTFund Cco and Amlo Agreement • September 25th, 2024 • NEOS ETF Trust
AGREEMENT made as of June 16, 2021 by and between SHP ETF Trust, LLC, a Delaware limited liability company, with its principal office and place of business at 14785 Preston Road, Suite 1000, Dallas, TX 75254 (the “Fund Company”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 24th, 2023 • SHP ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated March 21, 2023, between SHP ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and Kurv Investment Management LLC, a company organized under the laws of the State of Delaware (the “Adviser”).
NEOS RUSSELL 2000 HIGH INCOME ETF OPERATING EXPENSES LIMITATION/AFFE AGREEMENTOperating Expenses Limitation/Affe Agreement • June 20th, 2024 • NEOS ETF Trust • Delaware
THIS OPERATING EXPENSES LIMITATION/AFFE AGREEMENT (the “Agreement”) is by and between NEOS ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of the NEOS RUSSELL 2000 HIGH INCOME ETF (the “Fund”), a series of the Trust, and the adviser, NEOS INVESTMENT MANAGEMENT LLC (the “Adviser”).
INDEX SUBLICENSE AGREEMENTIndex Sublicense Agreement • November 9th, 2023 • NEOS ETF Trust
This Agreement (together with all exhibits, this “Agreement”), dated October [ ], 2023, is by and among KB Asset Management Co. Ltd. (“KB”), and NEOS ETF Trust, a Delaware statutory trust (the “Trust”) that is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of certain series of the Trust identified on Exhibit A hereto, as it may be amended from time to time (the “ETF”).
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 25th, 2024 • NEOS ETF Trust
This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and between SHP ETF Trust, LLC (now known as Neos ETF Trust) (“Trust”) and Foreside Fund Services, LLC (“Distributor”) (together, the “Parties”) is effective as of March 11, 2024.
MANAGEMENT AGREEMENTManagement Agreement • October 7th, 2024 • NEOS ETF Trust
NEOS Bitcoin High Income Portfolio CFC (the “Company”) herewith confirms its agreement with you. The Company has been organized to engage in the business of a controlled foreign corporation that holds and trades certain securities and instruments for the benefit of NEOS Bitcoin High Income ETF (the “Fund”), a series of NEOS ETF Trust (the “Trust”) an open-end management investment company that is organized as a Delaware statutory trust.
SHP ETF TRUST FIS KNIGHTS OF COLUMBUS GLOBAL BELIEF ETF FORM OF PRIVATE OFFERING (SEED MONEY) AGREEMENTMoney) Agreement • June 30th, 2021 • SHP ETF Trust
This Private Offering (Seed Money) Agreement (the “Agreement”) made this 17th day of June, 2021, by and between SHP ETF Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”), on behalf of the FIS Knights of Columbus Global Belief Fund (the “Fund”), and Faith Investor Services, LLC (the “Subscriber”).
FIRST AMENDMENT TO FUND CCO AND AMLO AGREEMENTFund Cco and Amlo Agreement • September 25th, 2024 • NEOS ETF Trust
This first amendment ("Amendment") to the Fund CCO and AMLO Agreement (the "Agreement") dated as of June 16, 2021, by and between Neos ETF Trust (formerly known as SHP ETF Trust, LLC) ("Fund Company") and Foreside Fund Officer Services, LLC ("Distributor") (together, the "Parties") is effective as of July 1, 2023.
NEOS ETF TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 25th, 2024 • NEOS ETF Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between NEOS ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund” and collectively, the “Funds”) and the investment advisor of the Funds, Kurv Investment Management LLC (the “Advisor”).
ETF DISTRIBUTION SERVICES AGREEMENTEtf Distribution Services Agreement • June 1st, 2021 • SHP ETF Trust • Delaware
THIS AGREEMENT made this __________ day of __________, by and between Faith Investor Service LLC, a _______________ (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
FIRST AMENDMENT TO FUND PFO/TREASURER AGREEMENTTreasurer Agreement • September 25th, 2024 • NEOS ETF Trust
This first amendment (“Amendment”) to the Fund PFO/Treasurer Agreement (the “Agreement”) dated as of June 16, 2021, by and between Neos ETF Trust (formerly known as SHP ETF Trust, LLC (the “Fund”) and Foreside Fund Officer Services, LLC (“Foreside”) (together, the “Parties”) is effective as of July 1, 2023.
