AGREEMENT AND DECLARATION OF TRUST OF NIAGARA INCOME OPPORTUNITIES FUND a Delaware Statutory TrustAgreement and Declaration of Trust • September 26th, 2023 • Niagara Income Opportunities Fund • Delaware
CUSTODY AGREEMENTCustody Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between NIAGARA INCOME OPPORTUNITIES FUND, a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund • Delaware
THIS AGREEMENT is made and entered into as of this 14th day of December 2023, by and between Niagara Income Opportunities Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
NIAGARA INCOME OPPORTUNITIES FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund • Delaware
This Investment Advisory Agreement (the "Agreement") is made and entered into effective as of December 11, 2023 by and between the Niagara Income Opportunities Fund (the "Fund"), a Delaware statutory trust and Liquid Strategies, LLC, a Delaware limited liability company (the "Adviser").
FORESIDE FUND SERVICES, LLC DEALER AGREEMENT NIAGARA INCOME OPPORTUNITIES FUNDService Fee Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund
This agreement is made and effective as of this _____ day of _________________, 202__, by and between Foreside Fund Services, LLC (“Distributor”) and [DEALER NAME] (“Dealer” and, together with Distributor, the “Parties”);
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between NIAGARA INCOME OPPORTUNITIES FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between NIAGARA INCOME OPPORTUNITIES FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between NIAGARA INCOME OPPORTUNITIES FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
Expense Limitation AgreementExpense Limitation Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund
SUBSCRIPTION AGREEMENT BETWEEN NIAGARA INCOME OPPORTUNITIES FUND (THE "FUND") AND THE INVESTOR LETTER OF INVESTMENT INTENTSubscription Agreement • December 22nd, 2023 • Niagara Income Opportunities Fund
The undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") in the Fund, in the amount of $100,000.00 for 10,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.00.
