DISTRIBUTION AGREEMENT November 28, 1997 Salomon Brothers Inc 7 World Trade Center New York, New York 10048 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, Salomon Brothers Opportunity...Distribution Agreement • December 24th, 1997 • Salomon Brothers Opportunity Fund Inc
Exhibit 6(a) SALOMON BROTHERS OPPORTUNITY FUND INC DISTRIBUTION AGREEMENTDistribution Agreement • November 23rd, 1998 • Salomon Brothers Opportunity Fund Inc • New York
CUSTODY AGREEMENTCustody Agreement • December 23rd, 2011 • Barrett Opportunity Fund, Inc. • Minnesota
THIS AGREEMENT is effective as of the 29th day of April, 2011, by and between BARRETT OPPORTUNITY FUND, INC., a Maryland corporation (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2005 • Salomon Brothers Opportunity Fund Inc • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Salomon Brothers Opportunity Fund Inc. (“Investment Company”), a Maryland corporation and Legg Mason Investor Services, LLC (“Distributor”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 23rd, 2011 • Barrett Opportunity Fund, Inc. • Wisconsin
THIS AGREEMENT is effective as of the 29th day of April, 2011, by and between BARRETT OPPORTUNITY FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
MANAGEMENT AGREEMENTManagement Agreement • December 29th, 2005 • Salomon Brothers Opportunity Fund Inc • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of December, 2005, by and between Salomon Brothers Opportunity Fund Inc, a Maryland corporation (the “Corporation”) and Salomon Brothers Asset Management Inc, a Delaware corporation (the “Manager”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2003 • Salomon Brothers Opportunity Fund Inc • New York
LICENSE AGREEMENTLicense Agreement • December 29th, 2005 • Salomon Brothers Opportunity Fund Inc
THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
WITNESSETH:Master Custodian Agreement • December 23rd, 2002 • Salomon Brothers Opportunity Fund Inc • Massachusetts
Exhibit d(3) SALOMON BROTHERS OPPORTUNITY FUND INC Amendment No. 2 to the Management Contract This Amendment No. 2, dated as of October 1, 2003, is entered into by and among Salomon Brothers Opportunity Fund Inc ("Fund") and Salomon Brothers Asset...Management Contract • December 29th, 2003 • Salomon Brothers Opportunity Fund Inc
CUSTODIAN AGREEMENTCustodian Agreement • December 30th, 1996 • Salomon Brothers Opportunity Fund Inc • Massachusetts
DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2011 • Barrett Opportunity Fund, Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of April, 2011, by and between BARRETT OPPORTUNITY FUND, INC., a Maryland corporation (the “Fund”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). BARRETT ASSET MANAGEMENT, LLC, the investment advisor to the Fund (the “Advisor”), is a party hereto with respect to Section 5 and Exhibit A only.
DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109Dealer Contract • November 23rd, 1998 • Salomon Brothers Opportunity Fund Inc • New York
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2005 • Salomon Brothers Opportunity Fund Inc • New York
Salomon Brothers Opportunity Fund Board Approval of Management Agreement (unaudited) On June 23, 2005, Citigroup Inc. entered into a definitive agreement (the "Transaction Agreement") with Legg Mason, Inc. ("Legg Mason") under which Citigroup agreed...Management Agreement • April 27th, 2006 • Salomon Brothers Opportunity Fund Inc
On June 23, 2005, Citigroup Inc. entered into a definitive agreement (the "Transaction Agreement") with Legg Mason, Inc. ("Legg Mason") under which Citigroup agreed to sell substantially all of its asset management business, Citigroup Asset Management ("CAM"), which includes Salomon Brothers Asset Management Inc., (the "Adviser"), to Legg Mason in exchange for the broker-dealer and investment banking businesses of Legg Mason and certain other considerations (the "Transaction"). The Transaction closed on December 1, 2005. The consummation of the Transaction resulted in the automatic termination of the Fund's then current management agreement (the "Prior Management Agreement") in accordance with the Investment Company Act of 1940, as amended (the "1940 Act"). Prior to the closing of the Transaction, the Fund's Board approved a new management agreement between the Fund and the Adviser (the "Current Management Agreement") and authorized the Fund's officers to submit the Current Management
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Salomon Brothers Opportunity Fund Inc, a Maryland corporation (the "Corporation") and Salomon Brothers Asset Management Inc, a Delaware...Management Agreement • April 27th, 2006 • Salomon Brothers Opportunity Fund Inc • New York
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • December 22nd, 2006 • Barrett Opportunity Fund, Inc. • New York
This SUB-ADMINISTRATION AGREEMENT (“Agreement”) is made this 1st day of December, 2006, by and between Barrett Associates, Inc., a New York corporation (the “Manager”), and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Sub-Administrator”).
77Q Barrett Opportunity Fund 15(c) Basis for Approval of the Fund's Management Agreement At a meeting held in person on September 6, 2006 the Board, including the Directors who are not "interested persons" of the Fund or Barrett (the "Independent...Management Agreement • April 27th, 2007 • Barrett Opportunity Fund, Inc.
MANAGEMENT CONTRACT Salomon Brothers Opportunity Fund Seven World Trade Center New York, New York 10048Management Contract • December 24th, 1997 • Salomon Brothers Opportunity Fund Inc
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 23rd, 2011 • Barrett Opportunity Fund, Inc. • Wisconsin
THIS AGREEMENT is effective as of the 29th day of April, 2011, by and between BARRETT OPPORTUNITY FUND, INC., a Maryland corporation (the “Fund”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Exhibit d(2) SALOMON BROTHERS OPPORTUNITY FUND INC Amendment No. 1 to the Management Contract This Amendment No. 1, dated as of February __, 1998, is entered into by and among Salomon Brothers Opportunity Fund Inc (the "Fund") and Salomon Brothers...Management Contract • December 29th, 2003 • Salomon Brothers Opportunity Fund Inc
Management AgreementManagement Agreement • December 22nd, 2006 • Barrett Opportunity Fund, Inc. • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of December, 2006, by and between Barrett Opportunity Fund, Inc. (the “Corporation”) and Barrett Associates, Inc., a New York corporation (the “Manager”).
AMENDMENT TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • December 22nd, 2006 • Barrett Opportunity Fund, Inc.
This AMENDMENT (this “Amendment”) is made this 15th day of December, 2006, by and between Barrett Associates, Inc., a New York corporation (the “Manager”), and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Sub-Administrator”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 23rd, 2011 • Barrett Opportunity Fund, Inc.
This AGREEMENT, dated April 29, 2011, is made by and between BARRETT OPPORTUNITY FUND, INC., a Maryland corporation (the "Fund"), and BARRETT ASSET MANAGEMENT, LLC, a Delaware limited liability corporation (the "Investment Advisor").
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 23rd, 2011 • Barrett Opportunity Fund, Inc. • Wisconsin
THIS AGREEMENT is effective as of the 29th day of April, 2011, by and between BARRETT OPPORTUNITY FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
