AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of January 10, 2009 (the "Agreement") is between each selling entity identified in Schedule A hereto (each a "Selling Corporation")(1), on behalf of each series...Agreement and Plan of Reorganization • September 25th, 2009 • Riversource Large Cap Series, Inc. • Minnesota
ADMINISTRATIVE SERVICES AGREEMENT This Agreement, dated as of January 9, 2003, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation (the "Corporation"), on behalf of its underlying series AXP(R) Quantitative Large Cap Equity Fund (the...Administrative Services Agreement • March 5th, 2003 • Axp Growth Series Inc/Mn • Minnesota
TRANSFER AGENCY AGREEMENT This Agreement, dated as of May 1, 2003, is between AXP Growth Series, Inc. (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Growth Fund, AXP Large Cap Equity Fund, AXP Large Cap Value...Transfer Agency Agreement • July 24th, 2003 • Axp Growth Series Inc/Mn • Minnesota
TRANSFER AGENT AGREEMENT AMENDED AND RESTATED This Transfer Agent Agreement, effective as of October 1, 2005, amended and restated September 14, 2009 ("Agreement"), is by and between RiverSource Service Corporation ("Transfer Agent"), a Minnesota...Transfer Agent Agreement • September 25th, 2009 • Riversource Large Cap Series, Inc. • Minnesota
FEE WAIVER AGREEMENT This Fee Waiver Agreement dated as of June 10, 2004 is between American Express Financial Corporation ("AEFC") and AXP Growth Series, Inc., with respect to its separate series, AXP Large Cap Equity Fund ("Fund"). 1. Applicable...Fee Waiver Agreement • September 27th, 2004 • Axp Growth Series Inc/Mn
INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATED This Agreement dated as of May 1, 2006, amended and restated September 14, 2009, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited liability...Investment Management Services Agreement • September 25th, 2009 • Riversource Large Cap Series, Inc. • Minnesota
AMENDED AND RESTATED FEE WAIVER AGREEMENT Dated August 1, 2004 American Express Financial Corporation ("AEFC") and American Express Client Service Corporation ("AECSC") agree to waive fees and reimburse certain expenses and AXP Large Cap Value Fund...And • September 27th, 2004 • Axp Growth Series Inc/Mn
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT Pursuant to mutual agreement as permitted under Part Five: RENEWAL AND TERMINATION, the Administrative Services Agreement dated March 20, 1995, between AXP Growth Fund and American Express Financial...Administrative Services Agreement • September 27th, 2000 • Axp Growth Fund Inc
AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of Nov. 10, 2005 (the "Agreement") is between AXP Stock Series, Inc. (the "Selling Corporation"), a Minnesota corporation, on behalf of its series, RiverSource...Agreement and Plan of Reorganization • September 27th, 2006 • Riversource Large Cap Series, Inc. • Minnesota
AMENDMENT TO INVESTMENT MANAGEMENT AND SERVICES AGREEMENTInvestment Management and Services Agreement • June 12th, 2002 • Axp Growth Series Inc/Mn
CUSTODIAN AGREEMENT This Agreement dated as of January 9, 2003, is between AXP(R) Growth Series, Inc., a Minnesota corporation, (the "Corporation"), on behalf of its underlying series AXP(R) Quantitative Large Cap Equity Fund (the "Fund"), and...Custodian Agreement • March 5th, 2003 • Axp Growth Series Inc/Mn • Minnesota
PLAN AND AGREEMENT OF DISTRIBUTION FOR CLASS C SHARES This plan and agreement, dated as of January 9, 2003, is by and between AXP(R) Growth Series, Inc., a Minnesota Corporation, on behalf of its underlying series AXP(R) Quantitative Large Cap Equity...Plan and Agreement • March 5th, 2003 • Axp Growth Series Inc/Mn
DISTRIBUTION AGREEMENT The Agreement dated as of January 9, 2003, is by and between AXP(R) Growth Series, Inc. a Minnesota corporation, (the "Corporation"), for and on behalf of its underlying series AXP(R) Quantitative Large Cap Equity Fund (the...Distribution Agreement • March 5th, 2003 • Axp Growth Series Inc/Mn • Minnesota
PLAN AND AGREEMENT OF DISTRIBUTION This plan and agreement, dated as of January 9, 2003, is between AXP(R) Growth Series, Inc., on behalf of its underlying series AXP(R) Quantitative Large Cap Equity Fund (the "Fund"), and American Express Financial...Plan and Agreement of Distribution • March 5th, 2003 • Axp Growth Series Inc/Mn • Minnesota
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of January 9, 2003, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Quantitative Large Cap Equity Fund (the "Fund"), and...Shareholder Service Agreement • March 5th, 2003 • Axp Growth Series Inc/Mn • Minnesota
This agreement, dated as of January 9, 2003, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Quantitative Large Cap Equity Fund (the "Fund"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Fund by AEFA and other servicing agents.
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of April 11, 2002, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Large Cap Value Fund (the "Fund"), and American Express...Shareholder Service Agreement • June 12th, 2002 • Axp Growth Series Inc/Mn • Minnesota
This agreement, dated as of April 11, 2002, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Large Cap Value Fund (the "Fund"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Fund by AEFA and other servicing agents.
WITNESSETH:Plan Administration Services Agreement • September 25th, 2009 • Riversource Large Cap Series, Inc. • Minnesota
ADMINISTRATIVE SERVICES AGREEMENT AMENDED AND RESTATED This Administrative Services Agreement ("Agreement"), effective as of October 1, 2005, amended and restated September 14, 2009, is by and between Ameriprise Financial, Inc. ("Administrator"), a...Administrative Services Agreement Amended And • September 25th, 2009 • Riversource Large Cap Series, Inc. • Minnesota
EXHIBIT INDEX (a)(2) Articles of Amendment to the Articles of Incorporation, dated June 16, 1999. (b) By-laws, as amended January 11, 2001. (h)(11) Transfer Agency Agreement, dated May 10, 2000 between Registrant on behalf of AXP Growth Fund and AXP...Axp Growth Series Inc/Mn • September 26th, 2001
RiverSource Fund Distributors - 12b-1 Plan and Agreement Page 1 PLAN OF DISTRIBUTION AND AMENDED AND RESTATED AGREEMENT OF DISTRIBUTION The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement") effective November 7, 2008,...Riversource Large Cap Series, Inc. • September 25th, 2009 • Minnesota
AMENDMENT TO INVESTMENT MANAGEMENT SERVICES AGREEMENT Pursuant to mutual agreement as permitted under Part Five: RENEWAL AND TERMINATION, the Investment Management Services Agreement dated May 13, 1996, between Growth Trust, a Massachusetts business...Investment Management Services Agreement • September 27th, 2000 • Axp Growth Fund Inc
EXHIBIT INDEXAxp Growth Series Inc/Mn • September 27th, 2004
EXHIBIT INDEX Exhibit (d)(3) Investment Management Services Agreement dated March 9, 1999 Exhibit (h)(2) Administrative Services Agreement dated March 9, 1999 Exhibit (h)(11): Reorganization Agreement dated March 10, 2000 (Growth) Exhibit (h)(12):...Axp Growth Fund Inc • September 27th, 2000
Fee Cap/Fee Waiver Agreement FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATED This Agreement, dated Oct. 1, 2005, as amended and restated September 14, 2009, is between each of the investment companies (each a "Registrant"), on behalf of its...Waiver Agreement • September 25th, 2009 • Riversource Large Cap Series, Inc.
EXHIBIT INDEXRiversource Large Cap Series, Inc. • September 27th, 2006
RiverSource Fund Distributors, Inc. - Distribution Agreement (Retail) Page 1 DISTRIBUTION AGREEMENT AMENDED AND RESTATED This Distribution Agreement, effective as of November 7, 2008, amended and restated September 14, 2009, ("Agreement"), is by and...Distribution Agreement • September 25th, 2009 • Riversource Large Cap Series, Inc. • Minnesota
EXHIBIT INDEXAxp Growth Series Inc/Mn • March 5th, 2003
EXHIBIT INDEXInvestment Management Services Agreement • March 21st, 2002 • Axp Growth Series Inc/Mn
EXHIBIT INDEXAgency Agreement • July 24th, 2003 • Axp Growth Series Inc/Mn
EXHIBIT INDEXInvestment Management Services Agreement • June 12th, 2002 • Axp Growth Series Inc/Mn
AXP Growth Series, Inc. File No. 2-38355/811-2111 Exhibit (h)(9): Transfer Agency Agreement, dated March 9, 2000. Exhibit (i): Opinion and Consent of Counsel, dated June 19, 2000. Exhibit (j): Independent Auditors' Consent, dated June 19, 2000....Ids Growth Fund Inc • June 19th, 2000
PAGE 1 ADDENDUM TO THE CUSTODIAN AGREEMENT THIS ADDENDUM TO THE CUSTODIAN AGREEMENT dated August 19, 1996 between IDS Growth Fund, Inc. (the Company) on behalf of its underlying series fund, IDS Research Opportunities, (the Fund) and American Express...Custodian Agreement • September 29th, 1997 • Ids Growth Fund Inc
THIS ADDENDUM TO THE CUSTODIAN AGREEMENT dated August 19, 1996 between IDS Growth Fund, Inc. (the Company) on behalf of its underlying series fund, IDS Research Opportunities, (the Fund) and American Express Trust Company (the Custodian) is made pursuant to Section 12 of the Agreement to reflect the Corporation's arrangement of investing all of the Fund's assets in the corresponding portfolio of a master trust.
PAGE 1 GROWTH PORTFOLIO AGREEMENT AND DECLARATION OF UNITHOLDERS This AGREEMENT AND DECLARATION OF UNITHOLDERS is made at Minneapolis, Minnesota, as of this 13th day of May, 1996 by the holders of beneficial interest of Growth Portfolio, a separate...Growth Portfolio • September 29th, 1997 • Ids Growth Fund Inc
This AGREEMENT AND DECLARATION OF UNITHOLDERS is made at Minneapolis, Minnesota, as of this 13th day of May, 1996 by the holders of beneficial interest of Growth Portfolio, a separate series of Growth Trust.
