d(2)(iii) SECOND AMENDMENT TO SUB-ADVISORY AGREEMENT ING INVESTMENT FUNDS, INC. This Second Amendment, effective as of December 15, 2006, amends the Sub- Advisory Agreement (the "Agreement") dated the 1st day of August 2003, as amended, between ING...Ing Investment Funds Inc • September 27th, 2007
Exhibit 77(Q)(1)(e)(i) SUB-ADVISORY AGREEMENT ING INVESTMENT FUNDS, INC. AGREEMENT made this 1st day of August 2003 between ING Investments, LLC, an Arizona limited liability company (the "Manager"), and Aeltus Investment Management, Inc., a...Sub-Advisory Agreement • January 29th, 2004 • Ing Investment Funds Inc • Arizona
Pilgrim America Securities, Inc. Return to: Restatement: July 17, 1996 Two Renaissance Square 40 N. Central Ave., Ste 1200 Phoenix, AZ 85004-4424 (602) 417-8100 or (800) 334-3444 Selling Group Agreement Selling Agents Copy --------...Service Agreement • October 30th, 1997 • Pilgrim America Investment Funds Inc • Arizona
Exhibit (h)(3) FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT PILGRIM INVESTMENT FUNDS, INC. EXPENSE LIMITATION AGREEMENT, effective as of August 3, 1998 and amended and restated as of November 16, 1999, by and between Pilgrim Investments,...Expense Limitation Agreement • February 27th, 2002 • Ing Investment Funds Inc
ARTICLE I DEFINITIONSCustody Agreement • September 27th, 2004 • Ing Investment Funds Inc • New York
d(1)(iii) SECOND AMENDMENT TO AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT ING INVESTMENT FUNDS, INC. This Second Amendment, effective as of December 15, 2006, amends the Amended and Restated Investment Management Agreement (the "Agreement")...Investment Management Agreement • September 27th, 2007 • Ing Investment Funds Inc
h)(1)(i) August 20, 2007 Nick Horvath DST Systems, Inc. 333 West 11th St., 5th Floor Kansas City, Missouri 64105 Dear Mr. Horvath: Pursuant to the Agency Agreement dated November 30, 2000, as amended, between the Funds (as defined in the Agreement)...Agency Agreement • September 27th, 2007 • Ing Investment Funds Inc
Exhibit (e)(1) PILGRIM INVESTMENT FUNDS, INC. 40 N. CENTRAL AVENUE, SUITE 1200 PHOENIX, ARIZONA 85004 September ___, 2000 Pilgrim Securities, Inc. 40 N. Central Avenue, Suite 1200 Phoenix, Arizona 85004 Re: Form of Underwriting Agreement Gentlemen:...Pilgrim Investment Funds Inc/Md • March 1st, 2001 • New York
andPilgrim America Investment Funds Inc • October 30th, 1997 • New York
WITNESSETH:Fund Accounting Agreement • September 27th, 2004 • Ing Investment Funds Inc • New York
W I T N E S S E T HSub-Advisory Agreement • September 27th, 2004 • Ing Investment Funds Inc
e)(1) PILGRIM INVESTMENT FUNDS, INC. 40 N. CENTRAL AVENUE, SUITE 1200 PHOENIX, ARIZONA 85004 September 1, 2000 Pilgrim Securities, Inc. 40 N. Central Avenue, Suite 1200 Phoenix, Arizona 85004 Re: Underwriting Agreement Gentlemen: Pilgrim Investment...Ing Investment Funds Inc • September 27th, 2004 • New York
Exhibit (h)(1)(i) (ING FUNDS LOGO) June 19, 2006 Nick Horvath DST Systems, Inc. 333 West 11th St., 5th Floor Kansas City, Missouri 64105 Dear Mr. Horvath: Pursuant to the Agency Agreement dated November 30, 2000, as amended, between the Funds (as...Ing Investment Funds Inc • September 22nd, 2006
WITNESSETH:Shareholder Service Agreement • September 27th, 2004 • Ing Investment Funds Inc
W I T N E S S E T H:Manager Agreement • September 27th, 2004 • Ing Investment Funds Inc • New York
Exhibit 4(A) FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this _____ day of _____________, 2000, by and between Pilgrim Investment Funds, Inc., (the "Investment Funds"), a...Form of Agreement and Plan of Reorganization • November 28th, 2000 • Pilgrim Investment Funds Inc/Md • Maryland
PILGRIM INVESTMENT FUNDS, INC. PILGRIM MAGNACAP FUND PILGRIM HIGH YIELD FUND 40 N. CENTRAL AVENUE, SUITE 1200 PHOENIX, ARIZONA 85004 November 30, 1998 Pilgrim Securities, Inc. 40 N. Central Avenue, Suite 1200 Phoenix, Arizona 85004 Re: Amended and...Pilgrim Investment Funds Inc/Md • March 25th, 1999 • New York
PILGRIM INVESTMENT FUNDS, INC. 40 N. Central Avenue, Suite 1200 Phoenix, Arizona 85004 Pilgrim Securities, Inc. 40 N. Central Avenue, Suite 1200 Phoenix, Arizona 85004 Re: Underwriting Agreement Gentlemen: Pilgrim Investment Funds, Inc. is a Maryland...Pilgrim Investment Funds Inc/Md • September 2nd, 1999 • New York
EXHIBIT 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 21st day of July, 2005, by and between ING Investment Funds, Inc., a Maryland corporation with its principal place of...Form of Agreement and Plan of Reorganization • July 29th, 2005 • Ing Investment Funds Inc • Maryland
WITNESSETH:Recordkeeping Agreement • October 30th, 1997 • Pilgrim America Investment Funds Inc • Missouri
Exhibit 7(A) PILGRIM INVESTMENT FUNDS, INC. 40 N. CENTRAL AVENUE, SUITE 1200 PHOENIX, ARIZONA 85004 September 1, 2000 Pilgrim Securities, Inc. 40 N. Central Avenue, Suite 1200 Phoenix, Arizona 85004 Re: Underwriting Agreement Gentlemen: Pilgrim...Pilgrim Investment Funds Inc/Md • November 28th, 2000 • New York
E)(2) SUBSTITUTION AGREEMENT ING INVESTMENT FUNDS, INC. This Substitution Agreement is made as of this 8th day of October, 2002 by and between ING Investment Funds, Inc. (the "Fund") on behalf of its Series as listed on Schedule A attached hereto, and...Substitution Agreement • September 27th, 2004 • Ing Investment Funds Inc
Exhibit 77Q1(e) AMENDMENT TO RESTATED INVESTMENT MANAGEMENT AGREEMENT The INVESTMENT MANAGEMENT AGREEMENT made as of the 7th day of April, 1995, and restated on the 7th day of April, 1997, by and between PILGRIM AMERICA INVESTMENT FUNDS, INC.,...Investment Management Agreement • September 2nd, 1998 • Pilgrim America Investment Funds Inc
ARTICLE I DEFINITIONSSecurities Lending Agreement • September 30th, 2003 • Ing Investment Funds Inc • New York
d)(2) SUB-ADVISORY AGREEMENT ING INVESTMENT FUNDS, INC. AGREEMENT made this 1st day of August 2003 between ING Investments, LLC, an Arizona limited liability company (the "Manager"), and Aeltus Investment Management, Inc., a Connecticut corporation...Sub-Advisory Agreement • September 27th, 2004 • Ing Investment Funds Inc • Arizona
INVESTMENT MANAGEMENT AGREEMENT THIS INVESTMENT MANAGEMENT AGREEMENT made as of the ___ day of _____, 1999, by and between PILGRIM INVESTMENT FUNDS, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter called...Investment Management Agreement • September 2nd, 1999 • Pilgrim Investment Funds Inc/Md
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • July 30th, 2007 • Ing Series Fund Inc • Maryland
THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 12th day of July, 2007, by and between ING Series Fund, Inc., a Maryland corporation with its principal place of business at 7337 East Doubletree Ranch Road, Scottsdale, Arizona 85258-2034 ("ING Series Fund"), on behalf of its series, ING Growth and Income Fund (the "Acquiring Fund"), and ING Investment Funds, Inc., a Maryland corporation with its principal place of business at 7337 East Doubletree Ranch Road, Scottsdale, Arizona 85258-2034 ("ING Investment Funds"), on behalf of its series, ING MagnaCap Fund (the "Acquired Fund").
EXHIBIT g(1)(i) [ING FUNDS LOGO] February 1, 2004 Ms. Katherine Dinella Vice President The Bank of New York - Securities Lending 32 Old Slip 15th Floor New York, NY 10286 Dear Ms. Dinella: Pursuant to the terms and conditions of the Securities Lending...Ing Investment Funds Inc • September 27th, 2004
WITNESSETH:Shareholder Service Agreement • October 30th, 1997 • Pilgrim America Investment Funds Inc
INVESTMENT MANAGEMENT AGREEMENT THIS INVESTMENT MANAGEMENT AGREEMENT made as of the ___ day of __________, 1999, by and between PILGRIM INVESTMENT FUNDS, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter...Investment Management Agreement • September 2nd, 1999 • Pilgrim Investment Funds Inc/Md
g)(3)(i) [ING FUNDS LOGO] June 14, 2004 Ms. Mary Jean Milner Vice President The Bank of New York 100 Church Street, 10th Floor New York, NY 10286 Dear Ms. Milner: Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager...Ing Investment Funds Inc • September 27th, 2004
Exhibit 77-Q1 EXHIBITS (g)(1) Form of Agreement and Plan of Reorganization between the Registrant, on behalf of the Fund, and Pilgrim Advisory Funds, Inc., on behalf of Pilgrim LargeCap Leaders Fund, is incorporated by reference to the Registration...Pilgrim Investment Funds Inc/Md • July 30th, 2001
Exhibit 77Q (a)(1) Articles of Amendment dated November 8, 2007 to the Articles of Incorporation of ING Investment Funds, Inc. - Filed herein. (a)(2) Articles of Amendment dated December 17, 2007 to the Articles of Incorporation of ING Investment...Ing Investment Funds Inc • January 29th, 2008
g)(3)(i) [LOGO] August 20, 2007 Ms. Mary Jean Milner Vice President The Bank of New York One Wall Street, 25/th/ Floor New York, NY 10286 Dear Ms. Milner: Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager...Ing Investment Funds Inc • September 27th, 2007
July 29, 2005 (g)(4)(i) Ms. Mary Jean Milner Vice President The Bank of New York One Wall Street, 25th Floor New York, NY 10286 Dear Ms. Milner: Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, Fund...Ing Investment Funds Inc • September 29th, 2005
Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, Fund Accounting Agreement, Custody & Fund Accounting Fee Schedule and Global Securities Fee Schedule each dated January 6, 2003, and the Cash Reserve Agreement dated March 31, 2003 (each an "Agreement," collectively the "Agreements"), we hereby notify you of the addition of ING Institutional Prime Money Market Fund, a newly established series of ING Funds Trust, ING VP Index Plus International Equity Portfolio, ING MarketPro Portfolio, ING MarketStyle Growth Portfolio, ING MarketStyle Moderate Growth Portfolio and ING MarketStyle Moderate Portfolio, five newly established series of ING Investors Trust (the "Funds") to be included on the AMENDED EXHIBIT A to the Agreements as shown. This AMENDED EXHIBIT A supersedes the previous AMENDED EXHIBIT A dated April 29, 2005.
