1,300,000,000 CREDIT AGREEMENTCredit Agreement • January 23rd, 2004 • Korea Fund Inc • New York
March 25, 1997 The Korea Fund, Inc. 345 Park Avenue New York, NY 10154 LETTER OF AGREEMENT This Letter of Agreement (the "Agreement") sets forth the terms and conditions under which Georgeson & Company Inc. ("Georgeson") has been retained by The Korea...Letter of Agreement • March 26th, 1997 • Korea Fund Inc
ARTICLE ICustodian Agreement • March 26th, 1997 • Korea Fund Inc • New York
TERMINATION, REPLACEMENT AND RESTATEMENT AGREEMENT DATED AS OF APRIL 7, 2005 RELATING TO CREDIT AGREEMENT DATED AS OF APRIL 11, 2002Termination, Replacement and Restatement Agreement • January 19th, 2006 • Korea Fund Inc • New York
WITNESSETH:Investment Advisory, Management and Administration Agreement • March 4th, 1999 • Korea Fund Inc
1 Exhibit h.(i) DEALER MANAGER AGREEMENTDealer Manager Agreement • March 26th, 1997 • Korea Fund Inc • New York
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • April 26th, 2017 • Korea Fund Inc • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of August 4, 2015 is entered into by and among each entity listed on Exhibit A hereto (collectively, the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
DEPOSITARY AGREEMENTDepositary Agreement • April 26th, 2017 • Korea Fund Inc • New York
This DEPOSITARY AGREEMENT (this “Agreement”) is entered into as of April 26, 2017, by and between American Stock Transfer & Trust Company, LLC (the “Depositary”) and The Korea Fund, Inc. (the “Purchaser” or the “Company”). The Purchaser is offering to purchase any and all of the outstanding shares of common stock, $.01 par value per share (the “Common Stock” or “Shares”), of The Korea Fund, Inc. (with CUSIP # 500634209 and Tax ID # 13-3226146) (the “Fund”), for cash at a price equal to 98% of the Purchaser’s net asset value per share as of the close of ordinary trading on the NYSE on May 23, 2017 (the “Offer Price”), or if the offer period is extended, as of the close of ordinary trading on the NYSE on the newly designated expiration date, upon the terms and conditions set forth in the offer to purchase, dated April 26, 2017 (the “Offer to Purchase”) and in the related letter of transmittal (“Letter of Transmittal”); which, together with any amendments or supplements thereto constitute
CUSTODIAN AGREEMENTCustodian Agreement • April 26th, 2017 • Korea Fund Inc • Massachusetts
This Agreement, dated as of January 31, 2013, is between THE KOREA FUND, INC., a Maryland corporation (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
1 Exhibit d(ii) STATE STREET BANK AND TRUST COMPANY SUBSCRIPTION RIGHTS DISTRIBUTION AND AGENCY AGREEMENT This Subscription Rights Distribution and Agency Agreement (the "Agreement") is made as of March __, 1997 between The Korea Fund, Inc. (the...Subscription Rights Distribution and Agency Agreement • March 26th, 1997 • Korea Fund Inc • Massachusetts
RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • April 26th, 2017 • Korea Fund Inc • New York
AGREEMENT, dated and effective as of April 11, 2007, restated effective as of April 1, 2013 (the “Agreement”), between THE KOREA FUND, INC., a Maryland corporation (herein referred to as the “Fund”), and ALLIANZ GLOBAL INVESTORS U.S. LLC, a Delaware limited liability company (herein referred to as the “Manager”).
Information Agent Engagement LetterEngagement Letter • April 26th, 2017 • Korea Fund Inc
This engagement letter (the “Engagement Letter”) by and between AST Fund Solutions, LLC, a Delaware limited liability company (“ASTFS”), and The Korea Fund, Inc., a Maryland corporation (the “Company”), sets forth the terms and conditions of the engagement of ASTFS by the Company in connection with the proposed tender offer of 10% of the Company’s outstanding shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (the “Transaction”) upon the terms and conditions set forth in that certain Offer to Purchase dated as of April 26, 2016 (the “Offer to Purchase”). This Engagement Letter shall commence on the date hereof and shall terminate on the completion, expiration or termination of the Transaction (the “Term”). Capitalized terms used herein and not defined shall have the definitions ascribed to such terms in the Offer to Purchase.
RESEARCH AND ADVISORY AGREEMENTResearch and Advisory Agreement • March 13th, 1998 • Korea Fund Inc
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 9th, 2021 • Korea Fund Inc • New York
AGREEMENT, made as of December 31, 2020, between The Korea Fund, Inc., a Maryland corporation (the “ Fund” ) and JPMorgan Asset Management (Asia Pacific) Limited, a Hong Kong private company limited by shares with its registered office at 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong (the “ Adviser”). This Agreement shall be effective as of the date first written above.
