40 N. Central Ave., Ste 1200 Phoenix, AZ 85004-4424 (602) 417-8100 or (800) 334-3444 Selling Group Agreement Selling Agents Copy -------------------------- ------------------------------------------------------ Broker/Dealer: As Principal Underwriter...Service Agreement • October 15th, 1997 • Pilgrim America Bank & Thrift Fund Inc • Arizona
Contract Type FiledOctober 15th, 1997 Company Jurisdiction
WITNESSETH:Custody Agreement • October 15th, 1997 • Pilgrim America Bank & Thrift Fund Inc • Missouri
Contract Type FiledOctober 15th, 1997 Company Jurisdiction
WITNESSETH:Investment Management Agreement • November 1st, 2000 • Pilgrim Bank & Thrift Fund Inc
Contract Type FiledNovember 1st, 2000 Company
PILGRIM BANK AND THRIFT FUND, INC. 40 NORTH CENTRAL AVENUE PHOENIX, ARIZONA 85004 Pilgrim Securities, Inc. 40 North Central Avenue Phoenix, Arizona 85004 Re: UNDERWRITING AGREEMENT Gentlemen: Pilgrim Bank and Thrift Fund, Inc. is a Maryland...Pilgrim Bank & Thrift Fund Inc • September 2nd, 1999 • New York
Company FiledSeptember 2nd, 1999 Jurisdiction
PILGRIM BANK AND THRIFT FUND, INC. 40 NORTH CENTRAL AVENUE PHOENIX, ARIZONA 85004 November 30, 1998 Pilgrim Securities, Inc. 40 North Central Avenue Phoenix, Arizona 85004 Re: Amended and Restated Underwriting Agreement Gentlemen: Pilgrim Bank and...Pilgrim Bank & Thrift Fund Inc • March 25th, 1999 • New York
Company FiledMarch 25th, 1999 Jurisdiction
SHAREHOLDER SERVICE AGREEMENT This Agreement made on the 29th day of July, 1999 by and between Pilgrim Bank and Thrift Fund, Inc., a Maryland Corporation having its principal place of business at Two Renaissance Square, 40 North Central Avenue, Suite...Shareholder Service Agreement • May 24th, 1999 • Pilgrim Bank & Thrift Fund Inc
Contract Type FiledMay 24th, 1999 Company
WITNESSETH:Recordkeeping Agreement • October 15th, 1997 • Pilgrim America Bank & Thrift Fund Inc • Missouri
Contract Type FiledOctober 15th, 1997 Company Jurisdiction
Exhibit (e) PILGRIM BANK AND THRIFT FUND, INC. 40 NORTH CENTRAL AVENUE PHOENIX, ARIZONA 85004 September __, 2000 Pilgrim Securities, Inc. 40 North Central Avenue Phoenix, Arizona 85004 Re: Underwriting Agreement Gentlemen: Pilgrim Bank and Thrift...Pilgrim Bank & Thrift Fund Inc • March 1st, 2001 • New York
Company FiledMarch 1st, 2001 Jurisdiction
Joint Filing AgreementJoint Filing Agreement • April 10th, 2001 • Pilgrim Bank & Thrift Fund Inc
Contract Type FiledApril 10th, 2001 CompanyIn accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other of a Schedule 13G, and all amendments thereto, with respect to each holding of Pilgrim Bank and Thrift Fund, Inc. as to which such a report must be made, and that each such Schedule and all amendments thereto are made on behalf of each of them.
Pilgrim America Securities, Inc. 40 North Central Avenue Phoenix, Arizona 85004 Re: Underwriting Agreement Gentlemen: Pilgrim America Bank and Thrift Fund, Inc. is a Maryland corporation operating as an open-end management investment company...Pilgrim America Bank & Thrift Fund Inc • August 12th, 1997 • New York
Company FiledAugust 12th, 1997 Jurisdiction