EX-99.B6 DISTRIBUTION AGREEMENT BETWEEN THE TOCQUEVILLE FUND AND TOCQUEVILLE SECURITIES L.P.Distribution Agreement • February 28th, 1996 • Tocqueville Trust
Exhibit (d)(1) INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made this 18th day of September, 2003, by and between The Tocqueville Trust, a Massachusetts business trust (the "Trust"), on behalf of its series The Tocqueville Genesis Fund (the...Investment Advisory Agreement • March 1st, 2004 • Tocqueville Trust
EX. 99.d(4) INVESTMENT ADVISORY AGREEMENT As Amended March 24, 2000 THIS AGREEMENT is made this 10th day of June, 1994 by and between THE TOCQUEVILLE TRUST, a Massachusetts business trust (the "Trust"), on behalf of its series THE TOCQUEVILLE...Investment Advisory Agreement • January 30th, 2002 • Tocqueville Trust
Between THE TOCQUEVILLE TRUST and TOCQUEVILLE ASSET MANAGEMENT L.P.Expense Limitation Agreement • March 1st, 2004 • Tocqueville Trust
EXPENSE LIMITATION AGREEMENT, effective as of October 8, 2003, by and between The Tocqueville Trust (the "Trust"), on behalf of The Tocqueville Genesis Fund series of the Trust (the "Genesis Fund"), and Tocqueville Asset Management L.P. (the "Advisor").
Exhibit g(1) CUSTODIAN AGREEMENT THIS AGREEMENT made on this twelfth day of September, 1997, between The Tocqueville Trust, a Massachusetts business trust (hereinafter called the ("Funds"), and FIRSTAR TRUST COMPANY, a corporation organized under the...Custodian Agreement • February 27th, 2003 • Tocqueville Trust
WITNESSETH:Investment Advisory Agreement • December 29th, 2004 • Tocqueville Trust
Exhibit h(1) ADMINISTRATION AGREEMENT ------------------------ THIS AGREEMENT is made as of the 14th day of August, 1995 by and between The Tocqueville Trust, a Massachusetts business trust (the "Company"), on behalf of its series listed in Exhibit 1...Administration Agreement • February 27th, 2003 • Tocqueville Trust
Exhibit (g)(1) AMENDED AND RESTATED CUSTODY AGREEMENT -------------------------------------- THIS AGREEMENT is made and entered into as of this 12th day of January, 2005, by and between The Tocqueville Trust, a Massachusetts business trust and The...Custody Agreement • February 25th, 2005 • Tocqueville Trust • Ohio
betweenDistribution Agreement • March 1st, 2004 • Tocqueville Trust
BY-LAWS OFBy-Laws • February 27th, 2003 • Tocqueville Trust
AMONGGlobal Custody Agreement • March 1st, 2004 • Tocqueville Trust • New York
EX. 99.d(3) INVESTMENT ADVISORY AGREEMENT As Amended March 24, 2000 THIS AGREEMENT is made this 10th day of June, 1994 by and between THE TOCQUEVILLE TRUST, a Massachusetts business trust (the "Trust"), on behalf of its series THE TOCQUEVILLE SMALL...Investment Advisory Agreement • January 30th, 2002 • Tocqueville Trust
Exhibit h(5) TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into on this sixteenth day of June, 1998, by and between The Tocqueville Trust a Massachusetts business trust, on behalf of the Gold Fund (hereinafter referred to as the "Fund")...Transfer Agent Agreement • February 27th, 2003 • Tocqueville Trust • Wisconsin
Exhibit (h)(6) AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 12th day of January, 2005, by and between The Tocqueville Trust, a Massachusetts business trust and The Tocqueville Alexis...Fund Accounting Servicing Agreement • February 25th, 2005 • Tocqueville Trust • Wisconsin
AMENDMENT TO THE TOCQUEVILLE TRUST'S AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • January 30th, 2002 • Tocqueville Trust
Exhibit g(2) CUSTODIAN AGREEMENT THIS AGREEMENT made on this sixteenth day of June, 1998, between The Tocqueville Trust, a Massachusetts business trust and on behalf of the Gold Fund (hereinafter called the ("Fund"), and FIRSTAR TRUST COMPANY, a...Custodian Agreement • February 27th, 2003 • Tocqueville Trust
Exhibit (h)(5) AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 12th day of January, 2005, by and between The Tocqueville Trust, a Massachusetts business trust and The Tocqueville Alexis Trust,...Transfer Agent Servicing Agreement • February 25th, 2005 • Tocqueville Trust • Wisconsin
AMENDMENT TOAgreement and Declaration of Trust • February 27th, 2003 • Tocqueville Trust
Ex. 99.a(1) THE TOCQUEVILLE FUND AGREEMENT AND DECLARATION OF TRUST AGREEMENT AND DECLARATION OF TRUST made this 15th day of September, 1986, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as...Trust Agreement • January 30th, 2002 • Tocqueville Trust • Massachusetts
FORM OF DISTRIBUTION AGREEMENT FOR REGISTRANT FORM OF DISTRIBUTION AGREEMENT BETWEEN THE TOCQUEVILLE TRUST AND TOCQUEVILLE SECURITIES L.P.Distribution Agreement • April 15th, 1998 • Tocqueville Trust
SPROTT FUNDS TRUST SUB-ADVISORY AGREEMENT (Mutual Funds)Sub-Advisory Agreement • October 7th, 2019 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of October 4, 2019 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and Sprott Asset Management USA, Inc., a California corporation (the “Sub-Adviser”), having its principal place of business at 1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in the Appendix hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
Exhibit h(9) Fulfillment Servicing Agreement This Agreement between Firstar Trust Company (FTC) and The Tocqueville Trust, a Massachusetts business trust consisting of five separate funds: The Tocqueville Fund, The Tocqueville Small Cap Value Fund,...Fulfillment Servicing Agreement • February 27th, 2003 • Tocqueville Trust
EX-99.B1.(b) AMENDMENT TO DECLARATION OF TRUSTAmendment to Declaration of Trust • February 28th, 1996 • Tocqueville Trust
Exhibit (h)(7) AMENDED AND RESTATED PROSPECT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 12th day of January, 2005, by and between The Tocqueville Trust, a Massachusetts business trust and The Tocqueville Alexis Trust, a...Prospect Servicing Agreement • February 25th, 2005 • Tocqueville Trust • Wisconsin
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 7th, 2019 • Sprott Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SPROTT FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 13th, 2014 • Tocqueville Trust
THIS AGREEMENT is made this 9th day of June, 2014, by and between The Tocqueville Trust, a Massachusetts business trust (the “Trust”), on behalf of its series The Tocqueville Alternative Strategies Fund (the “Fund”), and Tocqueville Asset Management L.P., a limited partnership (the “Investment Adviser”);
CUSTODY AGREEMENTCustody Agreement • September 28th, 2009 • Tocqueville Trust • Ohio
THIS AGREEMENT is made and entered into as of this 13th day of March, 2008, by and between THE TOCQUEVILLE TRUST, a Massachusetts business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
FORM OF GLOBAL CUSTODY TRI-PARTY AGREEMENT This AGREEMENT is effective ________ _, 199_, and is between THE CHASE MANHATTAN BANK, N.A. (the "Bank") and Firstar Trust (the "Customer") and The Tocqueville Gold Fund (the "Fund"). 1. CUSTOMER ACCOUNTS....Global Custody Tri-Party Agreement • April 15th, 1998 • Tocqueville Trust • New York
AMENDED AND RESTATED DISTRIBUTION AGREEMENT between THE TOCQUEVILLE TRUST and TOCQUEVILLE SECURITIES L.P. (amended and restated as of June 9, 2014)Distribution Agreement • June 13th, 2014 • Tocqueville Trust
WHEREAS, The Tocqueville Trust, a Massachusetts business trust (the “Trust”) and Tocqueville Securities L.P. (the “Distributor”) had originally entered into this Distribution Agreement (the “Agreement”) on March 1, 1991, as amended on September 30, 2002, September 30, 2003, and September 24, 2009; and
EXHIBIT A INVESTMENT ADVISORY AGREEMENTSInvestment Advisory Agreement • March 1st, 2000 • Tocqueville Trust
AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • February 27th, 2003 • Tocqueville Trust
THIS AMENDMENT dated as of January 1, 2002 to the Fund Sub-Administration Servicing Agreement dated as of June 16, 1998, by and between Tocqueville Asset Management, L.P., and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
EXHIBIT A FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 14th, 1997 • Tocqueville Trust • Massachusetts
THE TOCQUEVILLE TRUST FIFTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • June 13th, 2014 • Tocqueville Trust
THIS FIFTH AMENDMENT dated as of the 9th day of June, 2014, to the Custody Agreement, dated as of March 13, 2008, as amended September 15, 2009, October 12, 2010, December 6, 2011 and December 20, 2013 (the "Agreement"), is entered into by and between THE TOCQUEVILLE TRUST, a Massachusetts trust (the “Trust”) and U.S. Bank, N.A., a national banking association (the "Custodian").
AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATIONAgreement and Plan of Reorganization and Liquidation • September 15th, 2006 • Tocqueville Trust
AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION dated this 15th day of June, 2006, by and between The Tocqueville Genesis Fund (“Genesis Fund”) and The Tocqueville Fund (“Tocqueville Fund”), both of which, are series of The Tocqueville Trust, a Massachusetts business trust.
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT THE TOCQUEVILLE TRUST AND THE TOCQUEVILLE ALEXIS TRUSTFund Accounting Servicing Agreement • February 28th, 2006 • Tocqueville Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this day of , 2006, by and between The Tocqueville Trust, a Massachusetts business trust and The Tocqueville Alexis Trust, a Delaware statutory trust, severally and not jointly (each a “Trust” and together, the “Tocqueville Funds”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
