AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of January 10, 2009 (the "Agreement") is between each selling entity identified in Schedule A hereto (each a "Selling Corporation")(1), on behalf of each series...Agreement and Plan of Reorganization • January 29th, 2010 • Riversource Market Advantage Series, Inc. • Minnesota
Contract Type FiledJanuary 29th, 2010 Company Jurisdiction
ADMINISTRATIVE SERVICES AGREEMENT This Agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder Conservative...Administrative Services Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledJanuary 16th, 2004 Company Jurisdiction
AMENDMENT TO CUSTODIAN AGREEMENT BETWEEN AMERICAN EXPRESS TRUST COMPANY AND THE BANK OF NEW YORKCustodian Agreement • March 27th, 2002 • Axp Market Advantage Series Inc
Contract Type FiledMarch 27th, 2002 CompanyThis Amendment made as of the 31st day of January, 2002, to the Custody Agreement dated as of May 13, 1999 by and between American Express Trust Company (Customer) and The Bank of New York (Custodian) (such Custodian Agreement and all subsequent amendments hereinafter referred to as the "Custodian Agreement").
TRANSFER AGENCY AGREEMENT This Agreement, dated as of November 13, 2003, is between AXP Market Advantage Series, Inc. (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder Conservative Fund, AXP...Transfer Agency Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledJanuary 16th, 2004 Company Jurisdiction
AMENDED AND RESTATED FEE WAIVER AGREEMENT Dated: February 1, 2005 American Express Financial Corporation ("AEFC") and American Express Client Service Corporation ("AECSC") agree to waive fees and reimburse certain expenses and AXP Small Company Index...Fee Waiver Agreement • March 29th, 2005 • Axp Market Advantage Series Inc
Contract Type FiledMarch 29th, 2005 Company
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • January 21st, 2003 • Axp Market Advantage Series Inc
Contract Type FiledJanuary 21st, 2003 CompanyThe second paragraph of Part Two: COMPENSATION FOR SERVICES, section (1) of the Administrative Services Agreement between AXP Market Advantage Series, Inc. on behalf of AXP Small Company Index Fund and American Express Financial Corporation dated August 19, 1996, is modified as follows. All other provisions of the agreement remain in full force and effect.
PLAN AND AGREEMENT OF DISTRIBUTION (Class D)Distribution Agreement • March 29th, 2006 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledMarch 29th, 2006 Company Jurisdiction
INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATED This Agreement dated as of May 1, 2006, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited liability company and RiverSource Market Advantage...Investment Management Services Agreement • March 28th, 2007 • Riversource Market Advantage Series, Inc. • Minnesota
Contract Type FiledMarch 28th, 2007 Company Jurisdiction
CUSTODIAN AGREEMENT THIS CUSTODIAN AGREEMENT dated September 9, 1999, is between AXP Market Advantage Series, Inc., a Minnesota corporation (the "Corporation"), on behalf of its underlying series funds, AXP International Equity Index Fund, AXP Mid Cap...Custodian Agreement • October 14th, 1999 • Ids Market Advantage Series Inc • Minnesota
Contract Type FiledOctober 14th, 1999 Company Jurisdiction
CUSTODIAN AGREEMENT This Agreement dated as of November 13, 2003, is between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder Conservative Fund, AXP Portfolio...Custodian Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledJanuary 16th, 2004 Company Jurisdiction
EXHIBIT INDEXInvestment Management Services Agreement • March 28th, 2007 • Riversource Market Advantage Series, Inc.
Contract Type FiledMarch 28th, 2007 Company
Plan and Agreement of Distribution Class DDistribution Agreement • October 14th, 1999 • Ids Market Advantage Series Inc
Contract Type FiledOctober 14th, 1999 Company
Agreement and Plan of Reorganization This Agreement and Plan of Reorganization dated as of July 11, 2002 (the "Agreement") is between AXP Nasdaq 100 Index Fund (the "Acquired Fund"), a series of capital stock of AXP Market Advantage Series, Inc. (the...Agreement and Plan of Reorganization • January 21st, 2003 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledJanuary 21st, 2003 Company Jurisdiction
DISTRIBUTION AGREEMENT The Agreement dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder Conservative Fund, AXP...Distribution Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledJanuary 16th, 2004 Company Jurisdiction
PLAN AND AGREEMENT OF DISTRIBUTION This plan and agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder...Distribution Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledJanuary 16th, 2004 Company Jurisdiction
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder...Shareholder Service Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledJanuary 16th, 2004 Company JurisdictionThis agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder Conservative Fund, AXP Portfolio Builder Moderate Conservative Fund, AXP Portfolio Builder Moderate Fund, AXP Portfolio Builder Moderate Aggressive Fund, AXP Portfolio Builder Aggressive Fund and AXP Portfolio Builder Total Equity Fund (individually a "Fund" and collectively the "Funds"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Funds, for services to be provided to shareholders of Class Y of the Funds by AEFA and other servicing agents.
MASTER FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATED This Agreement, dated Oct.1, 2005, as amended January 11, 2007, is between RiverSource Investments, LLC. (RiverSource Investments), in its capacity as investment manager, Ameriprise Financial,...Master Fee Cap/Fee Waiver Agreement • March 28th, 2007 • Riversource Market Advantage Series, Inc.
Contract Type FiledMarch 28th, 2007 Company
EXHIBIT INDEXFee Waiver Agreement • March 29th, 2005 • Axp Market Advantage Series Inc
Contract Type FiledMarch 29th, 2005 Company
INVESTMENT SUBADVISORY AGREEMENT This Agreement is effective as of the 18th day of October, 1999, by and between American Express Financial Corporation ("AEFC"), a Delaware corporation and State Street Global Advisors ( "Sub- Adviser"), a division of...Investment Subadvisory Agreement • October 14th, 1999 • Ids Market Advantage Series Inc • Minnesota
Contract Type FiledOctober 14th, 1999 Company Jurisdiction
DISTRIBUTION AGREEMENT Agreement made as of the 9th day of September, 1999, by and between AXP Market Advantage Series, Inc. (the "Corporation"), a Minnesota corporation, for and on behalf of each class of its underlying series funds, AXP...Distribution Agreement • October 14th, 1999 • Ids Market Advantage Series Inc • Minnesota
Contract Type FiledOctober 14th, 1999 Company Jurisdiction
FIRST AMENDMENT TO CUSTODIAN AGREEMENT This First Amendment to the Custodian Agreement (the "Amendment") is made as of December 1, 2000, by and between American Express Trust Company (the "Customer") and The Bank of New York (the "Custodian").Custodian Agreement • March 27th, 2002 • Axp Market Advantage Series Inc
Contract Type FiledMarch 27th, 2002 Company
Amendment to Fee Waiver Agreement This agreement between AXP International Equity Index Fund, AXP Mid Cap Index Fund, AXP Nasdaq 100 Index, AXP S&P 500 Index Fund, Total Stock Market Index Fund (each a "Fund"), American Express Financial Corporation...Fee Waiver Agreement • November 7th, 2003 • Axp Market Advantage Series Inc
Contract Type FiledNovember 7th, 2003 CompanyThis agreement between AXP International Equity Index Fund, AXP Mid Cap Index Fund, AXP Nasdaq 100 Index, AXP S&P 500 Index Fund, Total Stock Market Index Fund (each a "Fund"), American Express Financial Corporation ("AEFC") and American Express Client Service Corporation ("AECSC") dated September 9, 1999 (the "Agreement") is hereby amended as follows:
EXHIBIT INDEXFee Waiver Agreement • March 25th, 2004 • Axp Market Advantage Series Inc
Contract Type FiledMarch 25th, 2004 Company
EXHIBIT INDEXFee Waiver Agreement • November 7th, 2003 • Axp Market Advantage Series Inc
Contract Type FiledNovember 7th, 2003 Company
EXHIBIT INDEXCustodian Agreement • March 27th, 2002 • Axp Market Advantage Series Inc
Contract Type FiledMarch 27th, 2002 Company
INVESTMENT SUBADVISORY AGREEMENT This Agreement is effective as of the 1st day of May, 2001, by and between American Express Financial Corporation ("AEFC"), a Delaware corporation and SSgA Funds Management, Inc. ( "Sub-Adviser"), a Massachusetts...Investment Subadvisory Agreement • March 27th, 2002 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledMarch 27th, 2002 Company Jurisdiction
EXHIBIT INDEXInvestment Management Services Agreement • January 21st, 2003 • Axp Market Advantage Series Inc
Contract Type FiledJanuary 21st, 2003 Company
BOARD SERVICES AGREEMENT AGREEMENT made the 11th day of January, 2006 by and between each Corporation and Trust, a Minnesota corporation or Massachusetts business trust, listed on Schedule A, each on behalf of its underlying series and Board Services...Board Services Agreement • March 29th, 2006 • Axp Market Advantage Series Inc • Minnesota
Contract Type FiledMarch 29th, 2006 Company Jurisdiction
EXHIBIT INDEX (d)(4) Investment Management Services Agreement between Registrant, on behalf of AXP Portfolio Builder Conservative Fund, AXP Portfolio Builder Moderate Conservative Fund, AXP Portfolio Builder Moderate Fund, AXP Portfolio Builder...Investment Management Services Agreement • January 16th, 2004 • Axp Market Advantage Series Inc
Contract Type FiledJanuary 16th, 2004 Company
EXHIBIT INDEX (h)(10) Plan of Liquidation, dated January 8, 2004, for AXP Mid Cap Index Fund. (h)(13) Fee Waiver Agreement, dated June 1, 2004, between American Express Financial Corporation, American Express Client Service Corporation and AXP Small...Plan of Liquidation • January 27th, 2005 • Axp Market Advantage Series Inc
Contract Type FiledJanuary 27th, 2005 Company