amongCredit Agreement • August 14th, 1998 • Ambac Financial Group Inc • Surety insurance
FIRST AMENDMENT toCredit Agreement • March 30th, 2000 • Ambac Financial Group Inc • Surety insurance • New York
RECITALS --------Revolving Credit Agreement • August 10th, 2001 • Ambac Financial Group Inc • Surety insurance
Exhibit 2 AMENDMENT NO. 1 TO THE RIGHTS AGREEMENT Amendment No. 1 to the Rights Agreement, dated as of May 16, 2003 (the "Amendment"), by and between Ambac Financial Group, Inc. (formerly known as Ambac Inc.), a Delaware corporation (the "Company"),...Rights Agreement • May 21st, 2003 • Ambac Financial Group Inc • Surety insurance
Exhibit 1.1 AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) UNDERWRITING AGREEMENT Dated: __________, 2003 TABLE OF CONTENTSUnderwriting Agreement • April 25th, 2003 • Ambac Financial Group Inc • Surety insurance • New York
AMBAC FINANCIAL GROUP, INC. as Issuer and The Bank of New York Mellon as Trustee INDENTURE DATED AS OF August 1, 2024 Senior Debt SecuritiesIndenture • August 1st, 2024 • Ambac Financial Group Inc • Surety insurance • New York
INDENTURE, dated as of August 1, 2024, between Ambac Financial Group, Inc., a Delaware corporation (the “Company”), having its principal office at One World Trade Center, New York, New York 10007, and The Bank of New York Mellon, a New York banking corporation, as trustee (the “Trustee”).
TO JPMORGAN CHASE BANK Trustee INDENTUREIndenture • April 25th, 2003 • Ambac Financial Group Inc • Surety insurance • New York
Exhibit 10.24 U.S. $50,000,000 REVOLVING CREDIT AGREEMENT Dated as of July 1, 1999Revolving Credit Agreement • August 13th, 1999 • Ambac Financial Group Inc • Surety insurance
AMBAC ASSURANCE CORPORATION, AMBAC INSURANCE UK LIMITED, MBIA INSURANCE CORPORATION, AND MBIA ASSURANCE, S.A. AGREEMENT REGARDING A GLOBAL JOINT VENTUREJoint Venture Agreement • March 30th, 1999 • Ambac Financial Group Inc • Surety insurance
EXHIBIT 10.01) SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated as of July 18, 1991, as initially amended and restated in full as of December 30, 1994 and subsequently further amended and restated...Employment Agreement • March 31st, 1998 • Ambac Financial Group Inc • Surety insurance • Delaware
AMENDMENT AND RESTATEMENT TO AND OF AMENDED AND RESTATED CREDIT AGREEMENT by and among AMBAC ASSURANCE CORPORATION, as Borrower, VARIOUS BANKS,Credit Agreement • March 26th, 2002 • Ambac Financial Group Inc • Surety insurance • New York
This THIRD AMENDMENT TO CREDIT AGREEMENT dated as of August 3, 2001 (this "Third Amendment"), among AMBAC FINANCIAL GROUP, INC. ("AMBAC Financial"), --------------- --------------- AMBAC ASSURANCE CORPORATION ("AMBAC Assurance"; together with AMBAC...Credit Agreement • August 10th, 2001 • Ambac Financial Group Inc • Surety insurance • New York
EXHIBIT 10.20) August 1, 1997 Ambac Assurance Corporation One State Street Plaza New York, NY 10004 Attention: Mr. Bill Mitchell Dear Sirs: Reference is made to the Lease between South Ferry Building Company, Landlord, and Ambac Assurance Corporation...Lease Amendment • March 31st, 1998 • Ambac Financial Group Inc • Surety insurance
amongCredit Agreement • March 28th, 2001 • Ambac Financial Group Inc • Surety insurance • New York
August 1, 1996 Gregory & Hoenemeyer, Inc. 660 Steamboat Road Greenwich, Connecticut 06830 Attention: W. Grant Gregory Chairman Dear Mr. Gregory: This letter agreement sets forth the terms of the retention of Gregory & Hoenemeyer, Inc. ("G & H") by...Financial Advisory Agreement • November 14th, 1996 • Ambac Inc /De/ • Surety insurance • New York
EXHIBIT 10.28 AMENDMENT NO. 5 TO CREDIT AGREEMENT ----------------------------------- AMENDMENT NO. 5 TO CREDIT AGREEMENT (this "Amendment") dated as of December 2, 1997 among Ambac Assurance Corporation (formerly, AMBAC Indemnity Corporation) (the...Credit Agreement • March 31st, 1998 • Ambac Financial Group Inc • Surety insurance • New York
EXHIBIT 10.21 AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 30th, 1999 • Ambac Financial Group Inc • Surety insurance • New York
171,111,112 Shares AMBAC FINANCIAL GROUP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 12th, 2008 • Ambac Financial Group Inc • Surety insurance • New York
betweenPut Option Agreement • March 26th, 2002 • Ambac Financial Group Inc • Surety insurance
EXHIBIT 10.06(b) FORM OF AMENDMENT NO. 1 TO MANAGEMENT RETENTION AGREEMENT AMENDMENT NO. 1, DATED AS OF JANUARY 29, 1997, TO THE MANAGEMENT RETENTION AGREEMENT, MADE AS OF DECEMBER 30, 1994 (THE "AGREEMENT"), BY AND BETWEEN AMBAC INC., A DELAWARE...Management Retention Agreement • March 31st, 1997 • Ambac Inc /De/ • Surety insurance
No. R-1 8,000,000 Debentures CUSIP No. 023139405Global Security Agreement • October 26th, 2001 • Ambac Financial Group Inc • Surety insurance
EXHIBIT 10.20 April 10, 1997 Mr. W. Dayle Nattress 5 Harvest Lane Weston, CT 06883 Dear Mr. Nattress: This Agreement and General Release sets forth our agreement regarding your employment relationship with AMBAC Indemnity Corporation and AMBAC Inc....General Release Agreement • August 14th, 1997 • Ambac Inc /De/ • Surety insurance • New York
RECITALS --------Revolving Credit Agreement • August 11th, 2000 • Ambac Financial Group Inc • Surety insurance
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 31st, 1997 • Ambac Inc /De/ • Surety insurance
EXHIBIT 10.25 SUPPLEMENTAL PENSION AGREEMENT AGREEMENT, dated as of this 30th day of April, 1997 (the "Effective Date"), by and between AMBAC Inc., a Delaware corporation (the "Company"), and DAVID L. BOYLE (the "Executive"). WHEREAS, the Company and...Supplemental Pension Agreement • August 14th, 1997 • Ambac Inc /De/ • Surety insurance • Delaware
EXHIBIT 10.18 December 21, 1999 as amended December 29, 1999 Joseph V. Salzano, Esq. 2 Charlton Street, #6A New York, NY 10014 Dear Mr. Salzano: This Agreement and General Release ("Agreement") sets forth our agreement regarding your employment...Employment Agreement • March 30th, 2000 • Ambac Financial Group Inc • Surety insurance • New York
AMBAC FINANCIAL GROUP, INC. PERFORMANCE STOCK UNIT AGREEMENT FOR LONG-TERM INCENTIVE COMPENSATION AWARD (Employees without Employment Agreements)Performance Stock Unit Agreement • May 6th, 2024 • Ambac Financial Group Inc • Surety insurance • New York
Effective as of March 13, 2024 (the “Grant Date”), [[FIRSTNAME]] [[LASTNAME]] (the “Participant”) has been granted an Award under the Ambac Financial Group, Inc. 2020 Incentive Compensation Plan (the “Incentive Plan”). This Agreement evidences the Award, which shall consist of a Full Value Award in the form of performance stock units (“Performance Stock Units”). In addition to the terms and conditions of the Incentive Plan and the Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
DANIEL MCGINNIS EMPLOYMENT AGREEMENTEmployment Agreement • November 7th, 2023 • Ambac Financial Group Inc • Surety insurance • New York
This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of the 5th day of October 2023, by and among Ambac Financial Group, Inc., a Delaware corporation (“AFG” or the “Company”), Daniel McGinnis, an individual (the “Executive”) and solely for the limited purposes set forth in Section 24 of this Agreement, Ambac Assurance Corporation, a Wisconsin corporation (“AAC”).
AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT FOR LONG-TERM INCENTIVE COMPENSATION AWARDRestricted Stock Unit Agreement • May 6th, 2024 • Ambac Financial Group Inc • Surety insurance • New York
Effective as of March 13, 2024 (the “Grant Date”), [[FIRSTNAME]] [[LASTNAME]] (the “Participant”) has been granted a Full Value Award under the Ambac Financial Group, Inc. 2020 Incentive Compensation Plan (the “Incentive Plan”) in the form of restricted stock units. In addition to the terms and conditions of the Incentive Plan, the Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
AMBAC FINANCIAL GROUP, INC. and THE BANK OF NEW YORK, as Purchase Contract Agent PURCHASE CONTRACT AGREEMENT Dated as of March 12, 2008Purchase Contract Agreement • March 12th, 2008 • Ambac Financial Group Inc • Surety insurance • New York
PURCHASE CONTRACT AGREEMENT, dated as of March 12, 2008, between AMBAC FINANCIAL GROUP, INC., a Delaware corporation (the “Company”), and THE BANK OF NEW YORK, a New York banking corporation, acting as purchase contract agent for, and as attorney-in-fact of, the Holders of Units (as defined herein) from time to time (in such capacities, together with its successors and assigns in such capacities, the “Purchase Contract Agent”).
FORM OFManagement Retention Agreement • March 31st, 1998 • Ambac Financial Group Inc • Surety insurance • New York
AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT FOR LONG-TERM INCENTIVE COMPENSATION AWARDRestricted Stock Unit Agreement • May 6th, 2024 • Ambac Financial Group Inc • Surety insurance • New York
Effective as of March 13, 2024 (the “Grant Date”), [[FIRSTNAME]] [[LASTNAME]] (the “Participant”) has been granted a Full Value Award under the Ambac Financial Group, Inc. 2020 Incentive Compensation Plan (the “Incentive Plan”) in the form of restricted stock units. In addition to the terms and conditions of the Incentive Plan, the Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
TAX SHARING AGREEMENTTax Sharing Agreement • March 3rd, 2014 • Ambac Financial Group Inc • Surety insurance • New York
This amended and restated Tax Sharing Agreement (“Tax Sharing Agreement”) is executed on March 14, 2012, by and among Ambac Financial Group, Inc. (formerly known as AMBAC Inc., and hereinafter referred to as “AFGI” or “Parent”) and each of the other corporations that is a signatory to this Tax Sharing Agreement below.
PUT OPTION AGREEMENT between AMBAC ASSURANCE CORPORATION and ANCHORAGE FINANCE MASTER TRUST, ON BEHALF OF ITS SERIES ANCHORAGE FINANCE SUB-TRUST IV Dated as of May 23, 2002Put Option Agreement • March 28th, 2003 • Ambac Financial Group Inc • Surety insurance
This Put Option Agreement, dated as of May 23, 2002 (the “Agreement”), is by and between Ambac Assurance Corporation, a Wisconsin corporation (“Ambac Assurance”) and Anchorage Finance Master Trust (the “Master Trust”), a Delaware business trust, on behalf of its series, Anchorage Finance Sub-Trust IV (the “Sub-Trust”).
AMBAC FINANCIAL GROUP, INC. PERFORMANCE STOCK UNIT AGREEMENT FOR LONG-TERM INCENTIVE COMPENSATION AWARD (Employees with Employment Agreements)Performance Stock Unit Agreement • August 8th, 2019 • Ambac Financial Group Inc • Surety insurance • New York
Effective as of [Date], 2019 (the “Grant Date”), [Name] (the “Participant”) has been granted an Award under the Ambac Financial Group, Inc. Incentive Compensation Plan (the “Incentive Plan”) and in accordance with the Ambac Financial Group, Inc. Long-Term Incentive Compensation Plan (the “LTIP”), which is a subplan to the Incentive Plan. This Agreement evidences the Award, which shall consist of a Full Value Award in the form of performance stock units (“Performance Stock Units”). In addition to the terms and conditions of the Incentive Plan and the LTIP, the Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
