EXHIBIT 1.1. The Hartford Financial Services Group, Inc. Common Stock ($0.01 par value per share) Underwriting Agreement General Terms and Conditions ----------------------------Underwriting Agreement • June 23rd, 2000 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledJune 23rd, 2000 Company Industry Jurisdiction
toSupplemental Indenture • March 20th, 2002 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMarch 20th, 2002 Company Industry Jurisdiction
March 4, 2004 To the Underwriters named in Schedule I to the applicable Pricing Agreement. Ladies and Gentlemen: From time to time The Hartford Financial Services Group, Inc., a Delaware corporation (the "COMPANY"), proposes to enter into one or more...Underwriting Agreement • March 12th, 2004 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMarch 12th, 2004 Company Industry Jurisdiction
EXHIBIT 4.31 GUARANTEE AGREEMENTGuarantee Agreement • March 20th, 2002 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMarch 20th, 2002 Company Industry Jurisdiction
ANDRegistration Rights Agreement • November 6th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledNovember 6th, 2003 Company Industry Jurisdiction
COMMON STOCK ($0.01 PAR VALUE PER SHARE)Underwriting Agreement • May 30th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMay 30th, 2003 Company Industry Jurisdiction
andPledge Agreement • May 30th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMay 30th, 2003 Company Industry Jurisdiction
EXHIBIT 10.1 EMPLOYMENT AGREEMENT -------------------- EMPLOYMENT AGREEMENT, dated as of July 1, 2000, by and between The Hartford Financial Services Group, Inc. ("The Hartford" or the "Company"), a Delaware corporation, and Thomas M. Marra...Employment Agreement • November 13th, 2000 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • Connecticut
Contract Type FiledNovember 13th, 2000 Company Industry Jurisdiction
EXHIBIT 4.28 AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • March 20th, 2002 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • Delaware
Contract Type FiledMarch 20th, 2002 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT -------------------- EMPLOYMENT AGREEMENT, dated as of November 5, 2001, by and between The Hartford Financial Services Group, Inc., a Delaware corporation (the "Company"), and David M. Znamierowski ("Executive"). W I T N E S S E...Employment Agreement • February 27th, 2004 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • Connecticut
Contract Type FiledFebruary 27th, 2004 Company Industry Jurisdiction
COMMON STOCK ($0.01 PAR VALUE PER SHARE)Underwriting Agreement • September 17th, 2002 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledSeptember 17th, 2002 Company Industry Jurisdiction
ANDSupplemental Indenture • May 30th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMay 30th, 2003 Company Industry Jurisdiction
COMMON STOCK ($0.01 PAR VALUE PER SHARE)Underwriting Agreement • January 30th, 2004 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledJanuary 30th, 2004 Company Industry Jurisdiction
amongCredit Facility Agreement • March 3rd, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMarch 3rd, 2003 Company Industry Jurisdiction
ARTICLE ONEJunior Subordinated Indenture • August 19th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledAugust 19th, 2003 Company Industry Jurisdiction
Trustee SUBORDINATED INDENTURE Dated as of [______________]Subordinated Indenture • August 19th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledAugust 19th, 2003 Company Industry Jurisdiction
andSupplemental Indenture • November 5th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service
Contract Type FiledNovember 5th, 2003 Company Industry
andPurchase Contract Agreement • May 30th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMay 30th, 2003 Company Industry Jurisdiction
SENIOR INDENTURE Dated as of ___________, 2003Senior Indenture • August 19th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledAugust 19th, 2003 Company Industry Jurisdiction
This Agreement shall terminate and be of no further force and effect upon the later of (a) the date on which full payment has been made of all - amounts payable to all holders of all the Preferred Securities (whether upon redemption, liquidation,...Agreement as to Expenses and Liabilities • March 20th, 2002 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMarch 20th, 2002 Company Industry Jurisdiction
Commercial Paper Dealer AgreementCommercial Paper Dealer Agreement • December 29th, 2014 • Hartford Financial Services Group Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledDecember 29th, 2014 Company Industry JurisdictionThis agreement (the “Agreement”) sets forth the understandings between the Issuer and the Dealer, each named above, in connection with the issuance and sale by the Issuer of its short-term promissory notes (the “Notes”) through the Dealer. Certain terms used in this Agreement are defined in Section 6 hereof. The Annexes and Exhibits described in this Agreement or such Addendum, are hereby incorporated into this Agreement and made fully a part hereof.
Exhibit 4.4 REMARKETING AGREEMENTRemarketing Agreement • May 30th, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMay 30th, 2003 Company Industry Jurisdiction
Common Stock ($0.01 par value per share)Underwriting Agreement • March 19th, 2001 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMarch 19th, 2001 Company Industry Jurisdiction
EXHIBIT 4.2 GLOBAL SECURITY UNLESS THIS SECURITY IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION ("DTC"), TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY...Global Security Agreement • March 12th, 2004 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service
Contract Type FiledMarch 12th, 2004 Company Industry
RECITALSPledge Agreement • September 9th, 2002 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledSeptember 9th, 2002 Company Industry Jurisdiction
52,093,973 Warrants The Hartford Financial Services Group, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2010 • Hartford Financial Services Group Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledSeptember 27th, 2010 Company Industry JurisdictionThe United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 52,093,973 warrants (the “Warrants”) of The Hartford Financial Services Group, Inc., a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.
The Hartford Financial Services Group, Inc. Debt Securities Form of Underwriting Agreement General Terms and ConditionsUnderwriting Agreement • February 22nd, 2022 • Hartford Financial Services Group, Inc. • Fire, marine & casualty insurance • New York
Contract Type FiledFebruary 22nd, 2022 Company Industry JurisdictionFrom time to time The Hartford Financial Services Group, Inc., a Delaware corporation (the “Company”), proposes to enter into one or more Pricing Agreements in the form of Annex I hereto (each, a “Pricing Agreement”) which incorporates by reference these Underwriting Agreement General Terms and Conditions (this “Underwriting Agreement”), with such additions and deletions as the parties thereto may determine, and, subject to the terms and conditions stated herein and therein, to issue and sell to the firms named in Schedule I to the applicable Pricing Agreement (such firms constituting the “Underwriters” with respect to such Pricing Agreement and the securities specified therein) certain of its debt securities (the “Securities”) specified in Schedule II to such Pricing Agreement (with respect to such Pricing Agreement, the “Designated Securities”).
DEPOSIT AGREEMENT among THE HARTFORD FINANCIAL SERVICES GROUP, INC., COMPUTERSHARE INC. AND COMPUTERSHARE TRUST COMPANY, N.A., collectively, as Depositary, and The Holders From Time to Time of the Depositary Receipts Described Herein Dated as of...Deposit Agreement • November 6th, 2018 • Hartford Financial Services Group Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledNovember 6th, 2018 Company Industry JurisdictionTHIS DEPOSIT AGREEMENT, dated as of November 6, 2018, among The Hartford Financial Services Group, Inc., a Delaware corporation (the “Corporation”), Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (the “Trust Company” and together with Computershare, collectively, the “Depositary”), and the Holders from time to time of the Receipts (as defined below).
THE HARTFORD FINANCIAL SERVICES GROUP, INC. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 12th, 2009 • Hartford Financial Services Group Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledJune 12th, 2009 Company Industry JurisdictionThe Hartford Financial Services Group, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Goldman, Sachs & Co. (the “Manager”), as follows:
The Hartford Financial Services Group, Inc. Underwriting Agreement General Terms and ConditionsUnderwriting Agreement • September 21st, 2021 • Hartford Financial Services Group, Inc. • Fire, marine & casualty insurance • New York
Contract Type FiledSeptember 21st, 2021 Company Industry JurisdictionFrom time to time The Hartford Financial Services Group, Inc., a Delaware corporation (the “Company”), proposes to enter into one or more Pricing Agreements in the form of Annex I hereto (each, a “Pricing Agreement”) which incorporates by reference these Underwriting Agreement General Terms and Conditions (this “Underwriting Agreement”), with such additions and deletions as the parties thereto may determine, and, subject to the terms and conditions stated herein and therein, to issue and sell to the firms named in Schedule I to the applicable Pricing Agreement (such firms constituting the “Underwriters” with respect to such Pricing Agreement and the securities specified therein) certain of its debt securities (the “Securities”) specified in Schedule II to such Pricing Agreement (with respect to such Pricing Agreement, the “Designated Securities”).
DEPOSIT AGREEMENT Dated March 23, 2010 THE HARTFORD FINANCIAL SERVICES GROUP, INC. ISSUER -and- THE BANK OF NEW YORK MELLON, AS DEPOSITARY, REGISTRAR AND TRANSFER AGENT RELATING TO RECEIPTS, DEPOSITARY SHARES AND RELATED 7.25% MANDATORY CONVERTIBLE...Deposit Agreement • March 23rd, 2010 • Hartford Financial Services Group Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledMarch 23rd, 2010 Company Industry JurisdictionDEPOSIT AGREEMENT, dated March 23, 2010, among THE HARTFORD FINANCIAL SERVICES GROUP, INC., a Delaware corporation, THE BANK OF NEW YORK MELLON, (operating with the service name BNY Mellon Shareowner Services), a New York banking corporation, as Depositary, and all holders from time to time of Receipts (as hereinafter defined) issued hereunder.
amongFive-Year Competitive Advance and Revolving Credit Facility Agreement • March 3rd, 2003 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledMarch 3rd, 2003 Company Industry Jurisdiction
AMENDED AND RESTATED EMPLOYMENT AGREEMENT (INCORPORATES AMENDMENT DATED OCTOBER 31, 2008)Employment Agreement • February 12th, 2009 • Hartford Financial Services Group Inc/De • Fire, marine & casualty insurance • Connecticut
Contract Type FiledFebruary 12th, 2009 Company Industry JurisdictionWHEREAS, the Company and Executive entered into an Employment Agreement dated as of July 1, 2000 (the “Commencement Date”), in accordance with which Executive is performing substantial services for the Company; and
SCHEDULE 14D-9 (RULE 14D-101)Schedule 14d-9 • May 24th, 2000 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service
Contract Type FiledMay 24th, 2000 Company Industry
FIRST AMENDMENT dated as of June 30, 2003 (this "Amendment") to the Three-Year --------- Competitive Advance and Revolving Credit Facility Agreement (as amended, supplemented or otherwise modified from time to time, the "Credit Agreement") dated as of...Competitive Advance and Revolving Credit Facility Agreement • February 27th, 2004 • Hartford Financial Services Group Inc/De • Insurance agents, brokers & service • New York
Contract Type FiledFebruary 27th, 2004 Company Industry Jurisdiction