INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 27th, 1997 • Preferred Income Opportunity Fund Inc • New York
Contract Type FiledMarch 27th, 1997 Company Jurisdiction
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAnd • March 27th, 1997 • Preferred Income Opportunity Fund Inc • Massachusetts
Contract Type FiledMarch 27th, 1997 Company Jurisdiction
AMENDED AND RESTATED TRANSFER AGENCY AND REGISTRAR AGREEMENTTransfer Agency and Registrar Agreement • March 27th, 1997 • Preferred Income Opportunity Fund Inc • New York
Contract Type FiledMarch 27th, 1997 Company Jurisdiction
Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC • April 30th, 2021 • New York
Company FiledApril 30th, 2021 JurisdictionFlaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Amended and Restated Committed Facility AgreementFacility Agreement • April 16th, 2021 • Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC • New York
Contract Type FiledApril 16th, 2021 Company JurisdictionBNP Paribas Securities Corp. (as successor-in-interest to BNP Paribas Prime Brokerage, Inc.) ("BNPP SC") and each of the counterparties specified on Exhibit 1 hereto ("Customer''), hereby enter into this Amended and Restated Committed Facility Agreement (this "Agreement"), dated as of the date specified on the signature page. This Agreement amends and restates the Amended and Restated Committed Facility Agreement dated June 26, 2009 (including amendments thereto), between the parties.
ECONOMIC CONSULTING AGREEMENT October 18, 1996 Primark Decision Economics, Inc. 260 Franklin Street 15th Floor Boston, MA 02110 Ladies and Gentlemen: Preferred Income Fund Incorporated, Preferred Income Opportunity Fund Incorporated and Preferred...Economic Consulting Agreement • March 27th, 1997 • Preferred Income Opportunity Fund Inc • New York
Contract Type FiledMarch 27th, 1997 Company Jurisdiction
EXHIBIT 77Q1(e) FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (the "Fund") AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT February 5, 1992 As amended and restated May 22, 2008 Flaherty & Crumrine Incorporated 301 E. Colorado...Investment Advisory Agreement • July 29th, 2008 • Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC • New York
Contract Type FiledJuly 29th, 2008 Company Jurisdiction