WITNESSETH:Sub-Advisory Agreement • April 25th, 2008 • Security Equity Fund • Kansas
WITNESSETH:Distribution Agreement • April 25th, 2008 • Security Equity Fund
EXPENSE LIMITATION AGREEMENT THIS AGREEMENT, dated as of April 1, 2008, amended and restated effective as of August 18, 2008, amended and restated effective as of November 21, 2008, amended and restated effective as of April 1, 2009, amended and...Expense Limitation Agreement • January 29th, 2010 • Security Equity Fund
CUSTODY AGREEMENTCustody Agreement • November 13th, 2009 • Security Equity Fund
INVESTMENT MANAGEMENT AGREEMENT This Agreement, made and entered into this 27th day of January, 2000, and amended and restated effective as of November 18, 2005 and amended and restated as of February 8, 2008, by and between SECURITY EQUITY FUND, a...Investment Management Agreement • June 1st, 2009 • Security Equity Fund
WITNESSETH:Custodian Agreement • July 10th, 2008 • Security Equity Fund
SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 1st day of May, 2001 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as amended...Subadvisory Agreement • January 15th, 2002 • Security Equity Fund • Kansas
WITNESSETH:Sub-Advisory Agreement • September 29th, 2008 • Security Equity Fund • Kansas
TRANSFER AGENCY AGREEMENT AGREEMENT made as of this 1st day of February, 2004, between Security Equity Fund (the "Company"), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Security...Transfer Agency Agreement • November 13th, 2009 • Security Equity Fund • Kansas
DISTRIBUTION AGREEMENT THIS AGREEMENT, dated as of January 1, 1964, and amended and restated effective as of the 3rd day of February, 2002, between Security Equity Fund, a Kansas corporation (hereinafter referred to as the "Fund"), and Security...Distribution Agreement • February 2nd, 2009 • Security Equity Fund
SHAREHOLDER SERVICES AGREEMENT RYDEX FUNDSShareholder Services Agreement • January 29th, 2010 • Security Equity Fund • Maryland
DEALER AGREEMENT Rydex Distributors, Inc. (the "Distributor") serves as the principal underwriter for the Rydex|SGI family of investment companies, including the open-end investment companies (the "Open-End Funds") and closed- end investment companies...Dealer Agreement • November 13th, 2009 • Security Equity Fund • Delaware
GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective May 15, 1995, and is between THE CHASE MANHATTAN BANK, N.A. (the "Bank") and Security Equity Fund - Asset Allocation Series (the "Customer"). 1. Customer Accounts. The Bank agrees to establish and...Global Custody Agreement • December 1st, 1995 • Security Equity Fund • New York
EXPENSE LIMITATION/FEE WAIVER AGREEMENT THIS AGREEMENT, dated as of April 1, 2008, and amended and restated effective as of August 18, 2008, is made and entered into by and between Security Investors, LLC (the "Adviser") and each of the registered...Fee Waiver Agreement • September 29th, 2008 • Security Equity Fund
QUANTITATIVE RESEARCH AGREEMENT THIS AGREEMENT is made this 1st day of May, 1995, by and between SECURITY MANAGEMENT COMPANY, a Kansas Corporation (the "Adviser"), and Meridian Investment Management Corporation, a Colorado corporation ("Meridian")....Research Agreement • December 1st, 1995 • Security Equity Fund • Kansas
WITNESSETH:Distribution Agreement • September 29th, 2008 • Security Equity Fund
DISTRIBUTION AGREEMENT THIS AGREEMENT, dated as of 1 January 1964, between SECURITY EQUITY FUND, INC., a Kansas corporation with offices in Topeka, Kansas, Party of the First Part (hereinafter sometimes called the "Company"), and SECURITY...Distribution Agreement • November 15th, 2002 • Security Equity Fund
FORM OF CLASS C DISTRIBUTION AGREEMENTDistribution Agreement • November 13th, 1998 • Security Equity Fund
INVESTMENT MANAGEMENT AND SERVICES AGREEMENT This Agreement, made and entered into this 27th day of January, 2000, and amended and restated effective as of the 1st day of May, 2002, by and between SECURITY EQUITY FUND, a Kansas corporation...Investment Management and Services Agreement • June 10th, 2003 • Security Equity Fund
FORM OF CUSTODIAN AGREEMENTForm of Custodian Agreement • May 1st, 2000 • Security Equity Fund • Massachusetts
CLASS B DISTRIBUTION AGREEMENTClass B Distribution Agreement • November 15th, 2002 • Security Equity Fund
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT AGREEMENT made this 1st day of February, 2004, between Security Equity Fund (the "Company"), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas, 66636,...Accounting and Administration Agreement • September 29th, 2008 • Security Equity Fund • Kansas
CLASS C DISTRIBUTION AGREEMENTClass C Distribution Agreement • January 30th, 2009 • Security Equity Fund
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 13th, 2024 • Guggenheim Funds Trust • New York
THIS AGREEMENT is made as of [ ], 2024, between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT AGREEMENT made this 1st day of February, 2004, between Security Equity Fund (the "Company"), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas, 66636,...Fund Accounting and Administration Agreement • February 2nd, 2009 • Security Equity Fund • Kansas
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • January 31st, 2012 • Security Equity Fund • Kansas
TRANSFER AGENCY AGREEMENT dated as of February 21, 2011, between Security Equity Fund (the “Company”), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850, is hereby amended and restated as of the 1st day of February, 2012.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 13th, 2013 • Security Equity Fund • New York
THIS AGREEMENT is made as of February 13, 2013 between SECURITY EQUITY FUND, a Kansas corporation (hereinafter referred to as the “Fund”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
TRANSFER AGENCY AGREEMENT AGREEMENT made as of this 1st day of February, 2004, between Security Equity Fund (the "Company"), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Security...Transfer Agency Agreement • April 25th, 2008 • Security Equity Fund • Kansas
AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • November 29th, 2016 • Guggenheim Funds Trust
This AMENDMENT this “Amendment”) is made and entered into, as of this 20th day of July, 2016, by and between Rydex Fund Services, LLC (“RFS”) and Guggenheim Funds Trust (the “Trust”).
WITNESSETH:Distribution Agreement • November 13th, 2009 • Security Equity Fund
AMENDED AND RESTATED FUND OF FUNDS WAIVER AGREEMENT - SECURITY INVESTORS, LLCFund of Funds Waiver Agreement • February 3rd, 2020 • Guggenheim Funds Trust
THIS AGREEMENT, dated as of November 13, 2019, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth in Schedule A (each being referred to herein as a “Fund”), as may be amended from time to time. This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
SECURITY FUNDS SHAREHOLDER SERVICE AGREEMENT This Shareholder Service Agreement (the "Agreement") has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, by each of the Security Funds (or designated classes of such funds)...Security Funds Shareholder Service Agreement • January 30th, 2009 • Security Equity Fund • Kansas
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • January 30th, 2004 • Security Equity Fund • Kansas
AGREEMENT made as of this 1st day of February, 2004, between Security Equity Fund (the "Company"), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Security Management Company, LLC ("SMC"), a Kansas limited liability company, having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636.
INVESTMENT SUB-ADVISORY AGREEMENT Between SECURITY INVESTORS, LLC and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCInvestment Sub-Advisory Agreement • January 28th, 2014 • Security Equity Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT, made as of the 27th day of January, 2014, between Security Investors, LLC (“Adviser”), a limited liability company organized and existing under the laws of the State of Kansas, and Guggenheim Partners Investment Management, LLC (“Sub-Adviser”), a limited liability company organized and existing under the laws of the State of Delaware.
FORM OF (CEFs) GUGGENHEIM FUNDS RULE 12d1-4 (ACQUIRING FUND) FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • January 31st, 2022 • Guggenheim Funds Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022 by and among each Guggenheim Fund (collectively, the “Guggenheim Funds”) listed on Appendix A hereto, on behalf of itself and all current and future separate series thereof, severally and not jointly (each such series, an “Acquiring Fund,” except as otherwise indicated) and each Acquired Fund Registrant listed on Appendix B hereto (each, an “Acquired Fund”) and together with the Acquiring Fund(s), the “Funds”).
